10 Mar 2022 10:54
FORM 8.5 (EPT/NON-RI) | Â | ||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | Â | ||||||||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | Â | ||||||||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | Â | ||||||||||||
Rule 8.5 of the Takeover Code (the "Code") | Â | ||||||||||||
1. | KEY INFORMATION | ||||||||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL INC | |||||||||||
(b) | Name of offeror/offeree in relation to whose | GXO LOGISTICS INC | |||||||||||
 | relevant securities this form relates: | ||||||||||||
(c) | Name of the party to the offer with which exempt | GXO Logistics, Inc | |||||||||||
 | principal trader is connected |  | |||||||||||
(d) | Date position held/dealing undertaken: | 09 March 2022 | |||||||||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | Â | Â | |||||||||
 | trader making disclosures in respect of any other party to the offer? | CLIPPER LOGISTICS PLC | |||||||||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | Â | |||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | |||||||||||
 | to which the disclosure relates following the dealing (if any) |  |  | ||||||||||
Class of relevant security: | USD0.01 common stock | Â | Â | Â | |||||||||
 | Interests | Short Positions |  | ||||||||||
 | Number | (%) | Number | (%) |  | ||||||||
(1) | Relevant securities owned | Â | Â | Â | Â | Â | |||||||
 | and/or controlled: | 32 | 0.00% | 0 | 0.00% |  | |||||||
 |  |  |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | Â | Â | Â | Â | Â | |||||||
 |  |  | 0 | 0.00% | 0 | 0.00% |  | ||||||
 |  |  |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | Â | Â | Â | Â | Â | |||||||
 | and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |  | |||||||
 |  |  |  |  |  |  |  | ||||||
 |  |  |  |  |  |  |  | ||||||
 | TOTAL: |  | 32 | 0.00% | 0 | 0.00% |  | ||||||
 |  |  |  |  |  |  |  | ||||||
 |  |  |  |  |  |  |  |  |  |  |  |  |  |
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(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
 | options) |  |  |  |  |  |  |
Class of relevant security in relation to | Â | ||||||
which subscription right exists | Â | ||||||
Details, including nature of the rights | Â | ||||||
concerned and relevant percentages: |
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3. Â | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | Â | Â | Â | Â | Â | |
Class of relevant | Â | Purchase/sale | Â | Total number of | Â | Highest price per unit | Lowest price per unit |
security | Â | Â | Â | securities | Â | paid/received | paid/received |
USD0.01 common stock | Purchase | 64,051 | 72.2400 USD | 69.5 USD | |||
USD0.01 common stock | Sale | 64,051 | 72.2500 USD | 69.5 USD |
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(b) | Cash-settled derivative transactions | Â | Â | Â | |||
Class of | Â | Product | Â | Nature of dealing | Â | Number of | Price per |
relevant | Â | description | Â | Â | Â | reference | unit |
security | Â | Â | Â | Â | Â | securities | Â |
 |  |  |  |  | |||
 |  |  |  |  |  |  |  |
(c) | Stock-settled derivative transactions (including options) | Â | |||||
(i) | Writing, selling, purchasing or varying | Â | Â | Â | |||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | Â | date | money |
relevant | Â | selling, | securities | per unit | Â | Â | paid/ |
security | Â | varying etc | to which | Â | Â | Â | received |
 |  |  | option |  |  |  | per unit |
 |  |  | relates |  |  |  |  |
 |  |  |  |  |  |  |  |
 |  |  |  |  |  |  |  |
(ii) | Exercising | Â | Â | Â | Â | Â | Â |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | Â | Â | Â | securities | unit | ||
 |  |  |  |  | |||
 |  |  |  |  |  |  |  |
(d) | Other dealings (including subscribing for new securities) | Â | |||||
Class of relevant | Â | Nature of Dealings | Â | Details | Price per unit (if | Â | |
security | Â | Â | Â | applicable) | Â | ||
 |  |  |  | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Â | Â | ||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | Â | ||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the exempt principal trader making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | Â | ||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | Â | Â | Â | Â | Â | ||
NONE | |||||||
(c) | Attachments | Â | Â | Â | Â | Â | Â |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 10 Mar 2022 |  |  |  | |||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | Â | Â |
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