12 Sep 2022 14:02
FORM 8.3 | Â | ||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||
MORE | |||||||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||||||
1. | KEY INFORMATION | Â | |||||||||
(a) | Full name of discloser: | Barclays PLC. | Â | ||||||||
 | |||||||||||
(b) | Owner or controller of interest and short | Â | |||||||||
positions disclosed, if different from 1(a): | Â | ||||||||||
(c) | Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SE | Â | ||||||||
relevant securities this form relates: | Â | ||||||||||
(d) | If an exempt fund manager connected with an | Â | |||||||||
offeror/offeree, state this and specify identity of | Â | ||||||||||
offeror/offeree: | Â | ||||||||||
(e) | Date position held/dealing undertaken: | 09 September 2022 | Â | ||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | Â | Â | |||||||
disclosures in respect of any other party to the offer? | AVEVA GROUP PLC | Â | |||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | Â | |||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | |||||||||
 | to which the disclosure relates following the dealing (if any) |  |  | ||||||||
Class of relevant security: | EUR 4 ordinary shares | Â | |||||||||
Interests | Short Positions | Â | |||||||||
Number | (%) | Number | (%) | Â | |||||||
(1) | Relevant securities owned | Â | |||||||||
and/or controlled: | 2,295,866 | 0.41% | 6,948,982 | 1.24% | Â | ||||||
 | |||||||||||
(2) | Cash-settled derivatives: | Â | |||||||||
2,081,372 | 0.37% | 1,989,241 | 0.36% | Â | |||||||
 | |||||||||||
(3) | Stock-settled derivatives (including options) | Â | |||||||||
and agreements to purchase/sell: | 30,000 | 0.01% | 12,236,057 | 2.19% | Â | ||||||
 | |||||||||||
 | |||||||||||
TOTAL: | 4,407,238 | 0.79% | 21,174,280 | 3.79% | Â | ||||||
 | |||||||||||
Class of relevant security: | Â | ||||||||||
Interests | Short Positions | Â | |||||||||
Number | (%) | Number | (%) | Â | |||||||
(1) | Relevant securities owned | Â | |||||||||
and/or controlled: | 142,387 | 0.03% | 0 | 0.00% | Â | ||||||
 | |||||||||||
(2) | Cash-settled derivatives: | Â | |||||||||
0 | 0.00% | 0 | 0.00% | Â | |||||||
 | |||||||||||
(3) | Stock-settled derivatives (including options) | Â | |||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | Â | ||||||
 | |||||||||||
 | |||||||||||
TOTAL: | 142,387 | 0.03% | 0 | 0.00% | Â | ||||||
 | |||||||||||
(b) | Rights to subscribe for new securities (including directors and other executive | Â | |||||||||
 | options) |  |  | ||||||||
Class of relevant security in relation to | Â | ||||||||||
which subscription right exists | Â | ||||||||||
Details, including nature of the rights | Â | ||||||||||
concerned and relevant percentages: | Â | ||||||||||
Â
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
ADR | Purchase | 139 | 25.3300 USD | |||
ADR | Purchase | 5,422 | 25.2081 USD | |||
ADR | Purchase | 7,841 | 25.3246 USD | |||
ADR | Purchase | 18,552 | 25.3900 USD | |||
ADR | Sale | 139 | 25.3300 USD | |||
ADR | Sale | 2,711 | 25.2081 USD | |||
ADR | Sale | 3,341 | 25.3165 USD | |||
ADR | Sale | 4,500 | 25.3306 USD | |||
ADR | Sale | 18,552 | 25.3900 USD | |||
EUR 4 ordinary shares | Purchase | 8 | 121.7873 EUR | |||
EUR 4 ordinary shares | Purchase | 29 | 125.1400 EUR | |||
EUR 4 ordinary shares | Purchase | 42 | 125.2300 EUR | |||
EUR 4 ordinary shares | Purchase | 42 | 125.2262 EUR | |||
EUR 4 ordinary shares | Purchase | 43 | 125.7300 EUR | |||
EUR 4 ordinary shares | Purchase | 44 | 125.8400 EUR | |||
EUR 4 ordinary shares | Purchase | 45 | 125.6200 EUR | |||
EUR 4 ordinary shares | Purchase | 46 | 123.6600 EUR | |||
EUR 4 ordinary shares | Purchase | 54 | 121.6800 EUR | |||
EUR 4 ordinary shares | Purchase | 63 | 121.7000 EUR | |||
EUR 4 ordinary shares | Purchase | 77 | 124.0319 EUR | |||
EUR 4 ordinary shares | Purchase | 91 | 125.6600 EUR | |||
EUR 4 ordinary shares | Purchase | 100 | 125.6800 EUR | |||
EUR 4 ordinary shares | Purchase | 118 | 126.1600 EUR | |||
EUR 4 ordinary shares | Purchase | 139 | 126.3857 EUR | |||
EUR 4 ordinary shares | Purchase | 152 | 125.9947 EUR | |||
EUR 4 ordinary shares | Purchase | 158 | 125.1994 EUR | |||
EUR 4 ordinary shares | Purchase | 159 | 124.6742 EUR | |||
EUR 4 ordinary shares | Purchase | 185 | 126.4101 EUR | |||
EUR 4 ordinary shares | Purchase | 215 | 126.1522 EUR | |||
EUR 4 ordinary shares | Purchase | 255 | 124.7499 EUR | |||
EUR 4 ordinary shares | Purchase | 259 | 125.5900 EUR | |||
EUR 4 ordinary shares | Purchase | 275 | 125.6148 EUR | |||
EUR 4 ordinary shares | Purchase | 300 | 125.7564 EUR | |||
EUR 4 ordinary shares | Purchase | 300 | 125.8866 EUR | |||
EUR 4 ordinary shares | Purchase | 359 | 126.3087 EUR | |||
EUR 4 ordinary shares | Purchase | 424 | 124.5869 EUR | |||
EUR 4 ordinary shares | Purchase | 477 | 125.9821 EUR | |||
EUR 4 ordinary shares | Purchase | 479 | 125.9574 EUR | |||
EUR 4 ordinary shares | Purchase | 500 | 125.7400 EUR | |||
EUR 4 ordinary shares | Purchase | 510 | 126.0811 EUR | |||
EUR 4 ordinary shares | Purchase | 645 | 125.7646 EUR | |||
EUR 4 ordinary shares | Purchase | 658 | 125.1722 EUR | |||
EUR 4 ordinary shares | Purchase | 937 | 126.2223 EUR | |||
EUR 4 ordinary shares | Purchase | 1,196 | 125.5044 EUR | |||
EUR 4 ordinary shares | Purchase | 1,313 | 126.0031 EUR | |||
EUR 4 ordinary shares | Purchase | 1,475 | 123.9099 EUR | |||
EUR 4 ordinary shares | Purchase | 1,824 | 125.6091 EUR | |||
EUR 4 ordinary shares | Purchase | 1,909 | 125.8744 EUR | |||
EUR 4 ordinary shares | Purchase | 2,161 | 125.5257 EUR | |||
EUR 4 ordinary shares | Purchase | 3,326 | 125.2583 EUR | |||
EUR 4 ordinary shares | Purchase | 3,437 | 125.7600 EUR | |||
EUR 4 ordinary shares | Purchase | 4,025 | 123.4213 EUR | |||
EUR 4 ordinary shares | Purchase | 4,733 | 125.8110 EUR | |||
EUR 4 ordinary shares | Purchase | 5,434 | 125.1413 EUR | |||
EUR 4 ordinary shares | Purchase | 6,254 | 126.1180 EUR | |||
EUR 4 ordinary shares | Purchase | 6,475 | 125.8319 EUR | |||
EUR 4 ordinary shares | Purchase | 7,080 | 125.6612 EUR | |||
EUR 4 ordinary shares | Purchase | 7,972 | 125.9798 EUR | |||
EUR 4 ordinary shares | Purchase | 8,022 | 125.4126 EUR | |||
EUR 4 ordinary shares | Purchase | 10,000 | 125.9257 EUR | |||
EUR 4 ordinary shares | Purchase | 11,300 | 124.7523 EUR | |||
EUR 4 ordinary shares | Purchase | 13,065 | 126.0600 EUR | |||
EUR 4 ordinary shares | Purchase | 27,319 | 125.9236 EUR | |||
EUR 4 ordinary shares | Purchase | 40,671 | 126.0503 EUR | |||
EUR 4 ordinary shares | Purchase | 53,259 | 126.0243 EUR | |||
EUR 4 ordinary shares | Sale | 13 | 125.6400 EUR | |||
EUR 4 ordinary shares | Sale | 14 | 125.5386 EUR | |||
EUR 4 ordinary shares | Sale | 27 | 121.6800 EUR | |||
EUR 4 ordinary shares | Sale | 32 | 126.5800 EUR | |||
EUR 4 ordinary shares | Sale | 42 | 125.2300 EUR | |||
EUR 4 ordinary shares | Sale | 43 | 125.7300 EUR | |||
EUR 4 ordinary shares | Sale | 43 | 125.6000 EUR | |||
EUR 4 ordinary shares | Sale | 44 | 125.8400 EUR | |||
EUR 4 ordinary shares | Sale | 44 | 125.6600 EUR | |||
EUR 4 ordinary shares | Sale | 45 | 125.6237 EUR | |||
EUR 4 ordinary shares | Sale | 47 | 124.9191 EUR | |||
EUR 4 ordinary shares | Sale | 72 | 125.4506 EUR | |||
EUR 4 ordinary shares | Sale | 130 | 125.4142 EUR | |||
EUR 4 ordinary shares | Sale | 136 | 125.6323 EUR | |||
EUR 4 ordinary shares | Sale | 174 | 124.1169 EUR | |||
EUR 4 ordinary shares | Sale | 195 | 125.3149 EUR | |||
EUR 4 ordinary shares | Sale | 199 | 125.9156 EUR | |||
EUR 4 ordinary shares | Sale | 203 | 125.6200 EUR | |||
EUR 4 ordinary shares | Sale | 203 | 125.7218 EUR | |||
EUR 4 ordinary shares | Sale | 232 | 124.2800 EUR | |||
EUR 4 ordinary shares | Sale | 302 | 123.8100 EUR | |||
EUR 4 ordinary shares | Sale | 338 | 125.1805 EUR | |||
EUR 4 ordinary shares | Sale | 344 | 125.4499 EUR | |||
EUR 4 ordinary shares | Sale | 373 | 125.3716 EUR | |||
EUR 4 ordinary shares | Sale | 393 | 125.4839 EUR | |||
EUR 4 ordinary shares | Sale | 394 | 124.1123 EUR | |||
EUR 4 ordinary shares | Sale | 500 | 125.7400 EUR | |||
EUR 4 ordinary shares | Sale | 591 | 124.2353 EUR | |||
EUR 4 ordinary shares | Sale | 848 | 124.5869 EUR | |||
EUR 4 ordinary shares | Sale | 1,068 | 125.5670 EUR | |||
EUR 4 ordinary shares | Sale | 1,192 | 125.5835 EUR | |||
EUR 4 ordinary shares | Sale | 2,871 | 125.5150 EUR | |||
EUR 4 ordinary shares | Sale | 3,547 | 125.6266 EUR | |||
EUR 4 ordinary shares | Sale | 3,558 | 125.7592 EUR | |||
EUR 4 ordinary shares | Sale | 4,220 | 125.7021 EUR | |||
EUR 4 ordinary shares | Sale | 5,650 | 124.7523 EUR | |||
EUR 4 ordinary shares | Sale | 5,830 | 126.2327 EUR | |||
EUR 4 ordinary shares | Sale | 5,854 | 126.0600 EUR | |||
EUR 4 ordinary shares | Sale | 6,689 | 123.5338 EUR | |||
EUR 4 ordinary shares | Sale | 11,446 | 125.4565 EUR | |||
EUR 4 ordinary shares | Sale | 12,576 | 125.5399 EUR | |||
EUR 4 ordinary shares | Sale | 13,572 | 125.2573 EUR | |||
EUR 4 ordinary shares | Sale | 13,977 | 125.5915 EUR | |||
EUR 4 ordinary shares | Sale | 16,905 | 125.3048 EUR | |||
EUR 4 ordinary shares | Sale | 24,499 | 125.4811 EUR | |||
EUR 4 ordinary shares | Sale | 38,297 | 123.1600 EUR | |||
EUR 4 ordinary shares | Sale | 55,912 | 126.0349 EUR | |||
EUR 4 ordinary shares | Sale | 84,446 | 125.9850 EUR | |||
EUR 4 ordinary shares | Sale | 120,839 | 125.4486 EUR | |||
EUR 4 ordinary shares | Sale | 152,298 | 123.0117 EUR |
Â
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
EUR 4 ordinary shares | Â SWAP | Long | 70 | 125.9045 EUR | |||
EUR 4 ordinary shares | Â SWAP | Long | 174 | 124.1168 EUR | |||
EUR 4 ordinary shares | Â SWAP | Long | 203 | 125.7219 EUR | |||
EUR 4 ordinary shares | Â CFD | Long | 424 | 124.5869 EUR | |||
EUR 4 ordinary shares | Â CFD | Long | 439 | 126.0492 EUR | |||
EUR 4 ordinary shares | Â CFD | Long | 562 | 125.5998 EUR | |||
EUR 4 ordinary shares | Â CFD | Long | 3,182 | 124.3651 EUR | |||
EUR 4 ordinary shares | Â CFD | Long | 3,355 | 125.2572 EUR | |||
EUR 4 ordinary shares | Â SWAP | Long | 9,831 | 125.5171 EUR | |||
EUR 4 ordinary shares | Â SWAP | Long | 10,149 | 125.6707 EUR | |||
EUR 4 ordinary shares | Â CFD | Long | 10,273 | 126.0600 EUR | |||
EUR 4 ordinary shares | Â CFD | Long | 50,163 | 125.5212 EUR | |||
EUR 4 ordinary shares | Â SWAP | Long | 120,839 | 125.4486 EUR | |||
EUR 4 ordinary shares | Â CFD | Short | 27 | 121.6800 EUR | |||
EUR 4 ordinary shares | Â CFD | Short | 63 | 121.7000 EUR | |||
EUR 4 ordinary shares | Â SWAP | Short | 317 | 124.9360 EUR | |||
EUR 4 ordinary shares | Â CFD | Short | 5,650 | 124.7523 EUR | |||
EUR 4 ordinary shares | Â CFD | Short | 7,008 | 126.0600 EUR | |||
EUR 4 ordinary shares | Â SWAP | Short | 27,319 | 125.9236 EUR |
Â
(c) | Stock-settled derivative transactions (including options) | |||||||
(i) | Writing, selling, purchasing or varying | Â | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | |
of | description | purchasing, | of | price | date | money | ||
relevant | selling, | securities | per unit | paid/ | ||||
security | varying etc | to which | received | |||||
option | per unit | |||||||
relates | ||||||||
(ii) | Exercising | Â | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | ||||
security | securities | unit | ||||||
(d) | Other dealings (including subscribing for new securities) | |||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | |||||
security | applicable) | |||||||
4. | OTHER INFORMATION | |||||||
(a) | Indemnity and other dealings arrangements | Â | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | ||||||||
formal or informal, relating to relevant securities which may be an inducement to deal | ||||||||
or refrain from dealing entered into by the person making the disclosure and any party | ||||||||
to the offer or any person acting in concert with a party to the offer: | ||||||||
NONE | ||||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | |||||||
Details of any agreement, arrangement or understanding, formal or informal, between | ||||||||
the person making the disclosure and any other person relating to: | ||||||||
(i) the voting rights of any relevant securities under any option; or | ||||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | ||||||||
any derivative is referenced: | ||||||||
NONE | ||||||||
(c) | Attachments | Â | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | |||||||
Date of disclosure: | 12 Sep 2022 | |||||||
Contact name: | Large Holdings Regulatory Operations | |||||||
Telephone number: | 020 3134 7213 | |||||||
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | ||||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | ||||||||
PURCHASE OR SELL ETC. | ||||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | ||||||||
1. | KEY INFORMATION | |||||||
Identity of the person whose positions/dealings | Barclays PLC. | |||||||
are being disclosed: | ||||||||
Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SE | |||||||
relevant securities this from relates: | ||||||||
2. | OPTIONS AND DERIVATIVES | |||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | ||
of | description | purchasing, | of | price | date | |||
relevant | selling, | securities | per unit | |||||
security | varying etc | to which | ||||||
option | ||||||||
relates | ||||||||
EUR 4 ordinary shares | Call Options | Â Written | -4,569,897 | European | 4 Jan 2023 | |||
EUR 4 ordinary shares | Call Options | Â Written | -4,443,170 | European | 28 Dec 2022 | |||
EUR 4 ordinary shares | Call Options | Â Written | -2,225,679 | European | 27 Dec 2022 | |||
EUR 4 ordinary shares | Call Options | Â Written | -275,490 | European | 24 Apr 2024 | |||
EUR 4 ordinary shares | Call Options | Â Written | -225,903 | European | 14 Feb 2023 | |||
EUR 4 ordinary shares | Call Options | Â Written | -216,637 | European | 11 Oct 2023 | |||
EUR 4 ordinary shares | Call Options | Â Written | -189,281 | European | 15 Feb 2023 | |||
EUR 4 ordinary shares | Call Options | Â Written | -30,000 | 140.0000 | American | 15 Dec 2023 | ||
EUR 4 ordinary shares | Futures | Â Selling | -120 | 164.7962 | Z | 16 Dec 2022 | ||
EUR 4 ordinary shares | Put Options | Â Purchased | -30,000 | 120.0000 | American | 17 Mar 2023 | ||
EUR 4 ordinary shares | Put Options | Â Purchased | -30,000 | 120.0000 | American | 16 Dec 2022 | ||
EUR 4 ordinary shares | Put Options | Â Written | 30,000 | 140.0000 | American | 15 Dec 2023 | ||
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully | ||||||||
understood: | ||||||||
Â