21 Jun 2024 12:53
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Â | Barclays PLC. | ||||
(b) | Owner or controller of interest and short | Â | |||||
 | positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
 | relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an | Â | |||||
 | offeror/offeree, state this and specify identity of | ||||||
 | offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 20 Jun 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | Â | Â | |||
 | disclosures in respect of any other party to the offer? |  |  | ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | |||||
 | to which the disclosure relates following the dealing(if any) |  | |||||
Class of relevant security: | 1p ordinary | ||||||
 | Interests | Short Positions | |||||
 | Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 12,282,913 | 1.75% | 3,307,263 | 0.47% |
(2) | Cash-settled derivatives: | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 904,302 | 0.13% | 12,140,018 | 1.73% |
(3) | Stock-settled derivatives (including options) | Â | Â | Â | Â | ||
 | and agreements to purchase/sell: |  |  | 0 | 0.00% | 0 | 0.00% |
 |  |  |  |  |  |  |  |
 | TOTAL: |  |  | 13,187,215 | 1.88% | 15,447,281 | 2.21% |
(b) | Rights to subscribe for new securities (including directors and other executive | Â | |||||
 | options) |  |  |  |  |  |  |
Class of relevant security in relation to | Â | Â | Â | Â | |||
which subscription right exists | Â | Â | Â | Â | |||
Details, including nature of the rights | Â | Â | Â | Â | |||
concerned and relevant percentages: | Â | Â | Â | Â | |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | Â | Â | Â | Â | Â | |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | Â | securities | Â | ||||
1p ordinary | Purchase | 110,249 | 5.7866 GBP | ||||
1p ordinary | Purchase | 100,440 | 5.7890 GBP | ||||
1p ordinary | Purchase | 70,000 | 5.7827 GBP | ||||
1p ordinary | Purchase | 50,000 | 5.7723 GBP | ||||
1p ordinary | Purchase | 42,894 | 5.7775 GBP | ||||
1p ordinary | Purchase | 40,453 | 5.7722 GBP | ||||
1p ordinary | Purchase | 30,000 | 5.7833 GBP | ||||
1p ordinary | Purchase | 29,338 | 5.7754 GBP | ||||
1p ordinary | Purchase | 19,978 | 5.7814 GBP | ||||
1p ordinary | Purchase | 19,008 | 5.7770 GBP | ||||
1p ordinary | Purchase | 13,487 | 5.7757 GBP | ||||
1p ordinary | Purchase | 13,457 | 5.7818 GBP | ||||
1p ordinary | Purchase | 11,547 | 5.7726 GBP | ||||
1p ordinary | Purchase | 10,690 | 5.7782 GBP | ||||
1p ordinary | Purchase | 8,557 | 5.7760 GBP | ||||
1p ordinary | Purchase | 8,063 | 5.7761 GBP | ||||
1p ordinary | Purchase | 6,613 | 5.7735 GBP | ||||
1p ordinary | Purchase | 5,809 | 5.7740 GBP | ||||
1p ordinary | Purchase | 4,010 | 5.7780 GBP | ||||
1p ordinary | Purchase | 3,958 | 5.7915 GBP | ||||
1p ordinary | Purchase | 2,881 | 5.7917 GBP | ||||
1p ordinary | Purchase | 2,681 | 5.7835 GBP | ||||
1p ordinary | Purchase | 2,466 | 5.7895 GBP | ||||
1p ordinary | Purchase | 2,339 | 5.7700 GBP | ||||
1p ordinary | Purchase | 2,080 | 5.7860 GBP | ||||
1p ordinary | Purchase | 1,003 | 5.7806 GBP | ||||
1p ordinary | Purchase | 540 | 5.7900 GBP | ||||
1p ordinary | Purchase | 251 | 5.7920 GBP | ||||
1p ordinary | Purchase | 168 | 5.7940 GBP | ||||
1p ordinary | Sale | 92,835 | 5.7770 GBP | ||||
1p ordinary | Sale | 50,504 | 5.7940 GBP | ||||
1p ordinary | Sale | 48,852 | 5.7801 GBP | ||||
1p ordinary | Sale | 45,511 | 5.7743 GBP | ||||
1p ordinary | Sale | 28,784 | 5.7822 GBP | ||||
1p ordinary | Sale | 18,225 | 5.7860 GBP | ||||
1p ordinary | Sale | 7,347 | 5.7872 GBP | ||||
1p ordinary | Sale | 3,808 | 5.7717 GBP | ||||
1p ordinary | Sale | 2,697 | 5.7927 GBP | ||||
1p ordinary | Sale | 2,502 | 5.7720 GBP | ||||
1p ordinary | Sale | 1,973 | 5.7877 GBP | ||||
1p ordinary | Sale | 1,817 | 5.7849 GBP | ||||
1p ordinary | Sale | 915 | 5.7641 GBP | ||||
1p ordinary | Sale | 683 | 5.7560 GBP | ||||
1p ordinary | Sale | 672 | 5.7840 GBP | ||||
1p ordinary | Sale | 563 | 5.7942 GBP | ||||
1p ordinary | Sale | 555 | 5.7760 GBP | ||||
1p ordinary | Sale | 539 | 5.7780 GBP | ||||
 |  |  |  |  |  |  |  |
(b) | Cash-settled derivative transactions | Â | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | Â | reference | unit | |||
security | Â | Â | securities | Â | |||
1p ordinary | SWAP | Decreasing Short | 38 | 5.7580 GBP | |||
1p ordinary | SWAP | Decreasing Short | 371 | 5.7780 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,973 | 5.7877 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,697 | 5.7927 GBP | |||
1p ordinary | SWAP | Decreasing Short | 48,852 | 5.7801 GBP | |||
1p ordinary | SWAP | Increasing Long | 28,784 | 5.7822 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,881 | 5.7917 GBP | |||
1p ordinary | CFD | Increasing Short | 3,991 | 5.7583 GBP | |||
1p ordinary | SWAP | Increasing Short | 5,798 | 5.7866 GBP | |||
1p ordinary | SWAP | Increasing Short | 12,556 | 5.7939 GBP | |||
1p ordinary | SWAP | Increasing Short | 17,828 | 5.7830 GBP | |||
1p ordinary | SWAP | Increasing Short | 21,612 | 5.7940 GBP | |||
1p ordinary | SWAP | Increasing Short | 29,338 | 5.7754 GBP | |||
1p ordinary | SWAP | Increasing Short | 42,894 | 5.7775 GBP | |||
1p ordinary | SWAP | Increasing Short | 71,547 | 5.7840 GBP | |||
1p ordinary | SWAP | Increasing Short | 180,453 | 5.7828 GBP | |||
 |  |  |  |  |  |  |  |
(c) | Stock-settled derivative transactions (including options) | Â | |||||
(i) | Writing, selling, purchasing or varying | Â | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | Â | date | money |
relevant | Â | selling, | securities | per unit | Â | Â | paid/ |
security | Â | varying etc | to which | Â | Â | Â | received |
 |  |  | option |  |  |  | per unit |
 |  |  | relates |  |  |  |  |
 |  |  |  |  |  |  |  |
 |  |  |  |  |  |  |  |
(ii) | Exercising | Â | Â | Â | Â | Â | Â |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | Â | Â | securities | unit | |||
 |  |  |  |  | |||
 |  |  |  |  |  |  |  |
(d) | Other dealings (including subscribing for new securities) | Â | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | Â | Â | applicable) | ||||
 |  |  |  | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Â | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | Â | Â | |||||
formal or informal, relating to relevant securities which may be an inducement to deal | Â | Â | |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | Â | ||||||
to the offer or any person acting in concert with a party to the offer: | Â | Â | Â | ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Â | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | Â | Â | |||||
the person making the disclosure and any other person relating to: | Â | Â | |||||
(i) the voting rights of any relevant securities under any option; or | Â | Â | Â | ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Â | Â | |||||
any derivative is referenced: | Â | Â | Â | Â | Â | Â | |
NONE | |||||||
(c) | Attachments | Â | Â | Â | Â | Â | Â |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 21 Jun 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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