12 Oct 2022 12:48
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Â | Barclays PLC. | ||||
(b) | Owner or controller of interest and short | Â | |||||
 | positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVEVA GROUP PLC | |||||
 | relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an | Â | |||||
 | offeror/offeree, state this and specify identity of | ||||||
 | offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 11 Oct 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | Â | Â | |||
 | disclosures in respect of any other party to the offer? |  |  | ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | |||||
 | to which the disclosure relates following the dealing(if any) |  | |||||
Class of relevant security: | 3 5/9p ordinary | ||||||
 | Interests | Short Positions | |||||
 | Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 2,574,403 | 0.85% | 2,550,218 | 0.84% |
(2) | Cash-settled derivatives: | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 2,556,043 | 0.85% | 1,708,695 | 0.57% |
(3) | Stock-settled derivatives (including options) | Â | Â | Â | Â | ||
 | and agreements to purchase/sell: |  |  | 0 | 0.00% | 0 | 0.00% |
 |  |  |  |  |  |  |  |
 | TOTAL: |  |  | 5,130,446 | 1.70% | 4,258,913 | 1.41% |
(b) | Rights to subscribe for new securities (including directors and other executive | Â | |||||
 | options) |  |  |  |  |  |  |
Class of relevant security in relation to | Â | Â | Â | Â | |||
which subscription right exists | Â | Â | Â | Â | |||
Details, including nature of the rights | Â | Â | Â | Â | |||
concerned and relevant percentages: | Â | Â | Â | Â | |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | Â | Â | Â | Â | Â | |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | Â | securities | Â | ||||
3 5/9p ordinary | Purchase | 98 | 31.5700 GBP | ||||
3 5/9p ordinary | Purchase | 99 | 31.5047 GBP | ||||
3 5/9p ordinary | Purchase | 121 | 31.6100 GBP | ||||
3 5/9p ordinary | Purchase | 180 | 31.4800 GBP | ||||
3 5/9p ordinary | Purchase | 198 | 31.4900 GBP | ||||
3 5/9p ordinary | Purchase | 213 | 31.5053 GBP | ||||
3 5/9p ordinary | Purchase | 213 | 31.4950 GBP | ||||
3 5/9p ordinary | Purchase | 237 | 31.4951 GBP | ||||
3 5/9p ordinary | Purchase | 271 | 31.5800 GBP | ||||
3 5/9p ordinary | Purchase | 332 | 31.5106 GBP | ||||
3 5/9p ordinary | Purchase | 346 | 31.5500 GBP | ||||
3 5/9p ordinary | Purchase | 471 | 31.5523 GBP | ||||
3 5/9p ordinary | Purchase | 616 | 31.5015 GBP | ||||
3 5/9p ordinary | Purchase | 845 | 31.5329 GBP | ||||
3 5/9p ordinary | Purchase | 896 | 31.4975 GBP | ||||
3 5/9p ordinary | Purchase | 1,000 | 31.5412 GBP | ||||
3 5/9p ordinary | Purchase | 1,087 | 31.5300 GBP | ||||
3 5/9p ordinary | Purchase | 1,100 | 31.4903 GBP | ||||
3 5/9p ordinary | Purchase | 1,101 | 31.5250 GBP | ||||
3 5/9p ordinary | Purchase | 1,130 | 31.5119 GBP | ||||
3 5/9p ordinary | Purchase | 1,243 | 31.5364 GBP | ||||
3 5/9p ordinary | Purchase | 1,277 | 31.5063 GBP | ||||
3 5/9p ordinary | Purchase | 1,278 | 31.5070 GBP | ||||
3 5/9p ordinary | Purchase | 1,298 | 31.5085 GBP | ||||
3 5/9p ordinary | Purchase | 1,925 | 31.4896 GBP | ||||
3 5/9p ordinary | Purchase | 2,054 | 31.5633 GBP | ||||
3 5/9p ordinary | Purchase | 2,806 | 31.5274 GBP | ||||
3 5/9p ordinary | Purchase | 2,812 | 31.5228 GBP | ||||
3 5/9p ordinary | Purchase | 3,300 | 31.5950 GBP | ||||
3 5/9p ordinary | Purchase | 3,709 | 31.5327 GBP | ||||
3 5/9p ordinary | Purchase | 4,522 | 31.5317 GBP | ||||
3 5/9p ordinary | Purchase | 6,308 | 31.5629 GBP | ||||
3 5/9p ordinary | Purchase | 6,442 | 31.5114 GBP | ||||
3 5/9p ordinary | Purchase | 8,914 | 31.4998 GBP | ||||
3 5/9p ordinary | Purchase | 14,296 | 31.5154 GBP | ||||
3 5/9p ordinary | Purchase | 14,451 | 31.5000 GBP | ||||
3 5/9p ordinary | Purchase | 23,032 | 31.5176 GBP | ||||
3 5/9p ordinary | Purchase | 29,416 | 31.4752 GBP | ||||
3 5/9p ordinary | Purchase | 59,776 | 31.5400 GBP | ||||
3 5/9p ordinary | Sale | 15 | 31.6100 GBP | ||||
3 5/9p ordinary | Sale | 57 | 31.5309 GBP | ||||
3 5/9p ordinary | Sale | 137 | 31.5008 GBP | ||||
3 5/9p ordinary | Sale | 160 | 31.5800 GBP | ||||
3 5/9p ordinary | Sale | 182 | 31.5400 GBP | ||||
3 5/9p ordinary | Sale | 190 | 31.5412 GBP | ||||
3 5/9p ordinary | Sale | 191 | 31.4937 GBP | ||||
3 5/9p ordinary | Sale | 226 | 31.5106 GBP | ||||
3 5/9p ordinary | Sale | 250 | 31.4801 GBP | ||||
3 5/9p ordinary | Sale | 313 | 31.4475 GBP | ||||
3 5/9p ordinary | Sale | 342 | 31.5448 GBP | ||||
3 5/9p ordinary | Sale | 346 | 31.5500 GBP | ||||
3 5/9p ordinary | Sale | 490 | 31.4800 GBP | ||||
3 5/9p ordinary | Sale | 520 | 31.5850 GBP | ||||
3 5/9p ordinary | Sale | 713 | 31.5319 GBP | ||||
3 5/9p ordinary | Sale | 780 | 31.5544 GBP | ||||
3 5/9p ordinary | Sale | 800 | 31.6000 GBP | ||||
3 5/9p ordinary | Sale | 806 | 31.5137 GBP | ||||
3 5/9p ordinary | Sale | 829 | 31.5552 GBP | ||||
3 5/9p ordinary | Sale | 917 | 31.4936 GBP | ||||
3 5/9p ordinary | Sale | 1,087 | 31.5300 GBP | ||||
3 5/9p ordinary | Sale | 1,096 | 31.5000 GBP | ||||
3 5/9p ordinary | Sale | 1,141 | 31.5168 GBP | ||||
3 5/9p ordinary | Sale | 1,367 | 31.4745 GBP | ||||
3 5/9p ordinary | Sale | 2,336 | 31.5354 GBP | ||||
3 5/9p ordinary | Sale | 3,300 | 31.5950 GBP | ||||
3 5/9p ordinary | Sale | 5,371 | 31.5226 GBP | ||||
3 5/9p ordinary | Sale | 6,724 | 31.4707 GBP | ||||
3 5/9p ordinary | Sale | 9,037 | 31.4715 GBP | ||||
3 5/9p ordinary | Sale | 9,899 | 31.5020 GBP | ||||
3 5/9p ordinary | Sale | 10,998 | 31.4718 GBP | ||||
3 5/9p ordinary | Sale | 14,965 | 31.5391 GBP | ||||
3 5/9p ordinary | Sale | 21,737 | 31.5265 GBP | ||||
3 5/9p ordinary | Sale | 22,213 | 31.5182 GBP | ||||
 |  |  |  |  |  |  |  |
(b) | Cash-settled derivative transactions | Â | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | Â | reference | unit | |||
security | Â | Â | securities | Â | |||
3 5/9p ordinary | SWAP | Long | 191 | 31.4937 GBP | |||
3 5/9p ordinary | SWAP | Long | 829 | 31.5552 GBP | |||
3 5/9p ordinary | SWAP | Long | 917 | 31.4936 GBP | |||
3 5/9p ordinary | SWAP | Long | 1,109 | 31.5340 GBP | |||
3 5/9p ordinary | CFD | Long | 1,341 | 31.4857 GBP | |||
3 5/9p ordinary | SWAP | Long | 6,468 | 31.5526 GBP | |||
3 5/9p ordinary | SWAP | Long | 8,750 | 31.5212 GBP | |||
3 5/9p ordinary | SWAP | Long | 9,138 | 31.5000 GBP | |||
3 5/9p ordinary | SWAP | Short | 6 | 31.4900 GBP | |||
3 5/9p ordinary | SWAP | Short | 20 | 31.5350 GBP | |||
3 5/9p ordinary | SWAP | Short | 99 | 31.5047 GBP | |||
3 5/9p ordinary | SWAP | Short | 253 | 31.5197 GBP | |||
3 5/9p ordinary | SWAP | Short | 303 | 31.4828 GBP | |||
3 5/9p ordinary | SWAP | Short | 414 | 31.5516 GBP | |||
3 5/9p ordinary | SWAP | Short | 610 | 31.5305 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,000 | 31.5412 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,277 | 31.5063 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,287 | 31.5165 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,031 | 31.5334 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,522 | 31.5253 GBP | |||
3 5/9p ordinary | SWAP | Short | 3,151 | 31.5336 GBP | |||
3 5/9p ordinary | SWAP | Short | 5,175 | 31.5123 GBP | |||
3 5/9p ordinary | SWAP | Short | 12,734 | 31.5000 GBP | |||
3 5/9p ordinary | SWAP | Short | 15,721 | 31.5112 GBP | |||
3 5/9p ordinary | SWAP | Short | 59,683 | 31.5400 GBP | |||
 |  |  |  |  |  |  |  |
(c) | Stock-settled derivative transactions (including options) | Â | |||||
(i) | Writing, selling, purchasing or varying | Â | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | Â | date | money |
relevant | Â | selling, | securities | per unit | Â | Â | paid/ |
security | Â | varying etc | to which | Â | Â | Â | received |
 |  |  | option |  |  |  | per unit |
 |  |  | relates |  |  |  |  |
 |  |  |  |  |  |  |  |
 |  |  |  |  |  |  |  |
(ii) | Exercising | Â | Â | Â | Â | Â | Â |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | Â | Â | securities | unit | |||
 |  |  |  |  | |||
 |  |  |  |  |  |  |  |
(d) | Other dealings (including subscribing for new securities) | Â | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | Â | Â | applicable) | ||||
 |  |  |  | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Â | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | Â | Â | |||||
formal or informal, relating to relevant securities which may be an inducement to deal | Â | Â | |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | Â | ||||||
to the offer or any person acting in concert with a party to the offer: | Â | Â | Â | ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Â | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | Â | Â | |||||
the person making the disclosure and any other person relating to: | Â | Â | |||||
(i) the voting rights of any relevant securities under any option; or | Â | Â | Â | ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Â | Â | |||||
any derivative is referenced: | Â | Â | Â | Â | Â | Â | |
NONE | |||||||
(c) | Attachments | Â | Â | Â | Â | Â | Â |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 12 Oct 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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