Block listing Interim Review

Name of applicant:

Smithson Investment Trust plc

Name of scheme:

Block Listing Scheme

Period of return:

From:

6 June 2019

To:

6 July 2020

Balance of unallotted securities under scheme(s) from previous return:

3,014,042

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

8,225,095 (Application announced on 28 June 2019)

8,225,096 (Application announced on 31 October 2019)

10,000,000 (Application announced on 20 April 2020)

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

21,815,000

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

7,649,233

Name of contact:

PraxisIFM Fund Services (UK) Limited

Telephone number of contact:

020 7653 9690