Last checked at 21 Oct 2022 10:57
FORM 8.5 (EPT/NON-RI) | ||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | ||||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | ||||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | ||||||||
Rule 8.5 of the Takeover Code (the "Code") | ||||||||
1. | KEY INFORMATION |
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(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD |
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(b) | Name of offeror/offeree in relation to whose | VISTRY GROUP PLC |
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relevant securities this form relates: |
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(c) | Name of the party to the offer with which exempt | Countryside Partnerships plc |
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principal trader is connected |
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(d) | Date position held/dealing undertaken: | 20 October 2022 |
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(e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
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trader making disclosures in respect of any other party to the offer? | COUNTRYSIDE PARTNERSHIPS PLC |
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2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 50p ordinary |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,304,086 | 0.60% | 1,619,619 | 0.74% |
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(2) | Cash-settled derivatives: |
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1,450,272 | 0.66% | 1,133,641 | 0.52% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 2,754,358 | 1.26% | 2,753,260 | 1.26% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
security | securities | paid/received | paid/received | ||||
50p ordinary | Purchase | 686,514 | 5.6175 GBP | 5.4366 GBP | |||
50p ordinary | Sale | 410,646 | 5.6023 GBP | 5.435 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
50p ordinary | SWAP | Decreasing Long | 54 | 5.6023 GBP | |||
50p ordinary | SWAP | Decreasing Long | 155 | 5.4872 GBP | |||
50p ordinary | SWAP | Decreasing Long | 273 | 5.5493 GBP | |||
50p ordinary | SWAP | Decreasing Long | 1,591 | 5.5528 GBP | |||
50p ordinary | SWAP | Decreasing Long | 3,301 | 5.5720 GBP | |||
50p ordinary | SWAP | Decreasing Long | 4,588 | 5.5916 GBP | |||
50p ordinary | SWAP | Decreasing Long | 9,193 | 5.5845 GBP | |||
50p ordinary | SWAP | Decreasing Long | 10,526 | 5.5990 GBP | |||
50p ordinary | SWAP | Decreasing Long | 29,272 | 5.5793 GBP | |||
50p ordinary | SWAP | Decreasing Short | 10,000 | 5.5158 GBP | |||
50p ordinary | CFD | Increasing Long | 763 | 5.6036 GBP | |||
50p ordinary | CFD | Increasing Long | 1,631 | 5.5598 GBP | |||
50p ordinary | CFD | Increasing Long | 1,900 | 5.5652 GBP | |||
50p ordinary | CFD | Increasing Long | 3,144 | 5.5548 GBP | |||
50p ordinary | CFD | Increasing Long | 3,738 | 5.6107 GBP | |||
50p ordinary | CFD | Increasing Long | 15,300 | 5.5500 GBP | |||
50p ordinary | SWAP | Increasing Long | 91,289 | 5.4402 GBP | |||
50p ordinary | SWAP | Increasing Long | 191,250 | 5.4967 GBP | |||
50p ordinary | SWAP | Increasing Short | 72 | 5.4499 GBP | |||
50p ordinary | SWAP | Increasing Short | 620 | 5.5307 GBP | |||
50p ordinary | SWAP | Increasing Short | 782 | 5.5496 GBP | |||
50p ordinary | SWAP | Increasing Short | 1,268 | 5.5241 GBP | |||
50p ordinary | SWAP | Increasing Short | 1,801 | 5.5288 GBP | |||
50p ordinary | SWAP | Increasing Short | 1,919 | 5.4505 GBP | |||
50p ordinary | SWAP | Increasing Short | 2,639 | 5.5404 GBP | |||
50p ordinary | SWAP | Increasing Short | 11,695 | 5.5344 GBP | |||
50p ordinary | SWAP | Increasing Short | 14,612 | 5.5730 GBP | |||
50p ordinary | SWAP | Increasing Short | 17,276 | 5.5915 GBP | |||
50p ordinary | SWAP | Increasing Short | 19,133 | 5.5544 GBP | |||
50p ordinary | SWAP | Increasing Short | 20,269 | 5.5950 GBP | |||
50p ordinary | SWAP | Increasing Short | 27,938 | 5.5952 GBP | |||
50p ordinary | SWAP | Increasing Short | 29,718 | 5.5112 GBP | |||
50p ordinary | SWAP | Increasing Short | 29,897 | 5.5863 GBP | |||
50p ordinary | SWAP | Increasing Short | 52,259 | 5.5673 GBP | |||
50p ordinary | SWAP | Increasing Short | 52,810 | 5.5151 GBP | |||
50p ordinary | SWAP | Increasing Short | 90,392 | 5.5318 GBP | |||
50p ordinary | SWAP | Opening Short | 243 | 5.5650 GBP | |||
50p ordinary | SWAP | Opening Short | 249 | 5.5750 GBP | |||
50p ordinary | SWAP | Opening Short | 283 | 5.5925 GBP | |||
50p ordinary | SWAP | Opening Short | 330 | 5.5600 GBP | |||
50p ordinary | SWAP | Opening Short | 773 | 5.5834 GBP | |||
50p ordinary | SWAP | Opening Short | 1,606 | 5.5696 GBP | |||
50p ordinary | SWAP | Opening Short | 2,094 | 5.5709 GBP | |||
50p ordinary | SWAP | Opening Short | 2,346 | 5.5658 GBP | |||
50p ordinary | SWAP | Opening Short | 11,852 | 5.5912 GBP | |||
50p ordinary | SWAP | Opening Short | 12,494 | 5.5908 GBP | |||
50p ordinary | SWAP | Opening Short | 14,266 | 5.5467 GBP | |||
50p ordinary | SWAP | Opening Short | 18,548 | 5.5729 GBP | |||
50p ordinary | SWAP | Opening Short | 20,269 | 5.5950 GBP | |||
50p ordinary | SWAP | Opening Short | 39,752 | 5.5312 GBP | |||
50p ordinary | SWAP | Opening Short | 71,648 | 5.5185 GBP | |||
50p ordinary | SWAP | Opening Short | 75,159 | 5.5518 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the exempt principal trader making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 21 Oct 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||