19 Jul 2022 13:59
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||
MORE | |||||||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||||||
1. | KEY INFORMATION | ||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||
(b) | Owner or controller of interest and short | ||||||||||
positions disclosed, if different from 1(a): | |||||||||||
(c) | Name of offeror/offeree in relation to whose | TED BAKER PLC | |||||||||
relevant securities this form relates: | |||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||
offeror/offeree, state this and specify identity of | |||||||||||
offeror/offeree: | |||||||||||
(e) | Date position held/dealing undertaken: | 18 July 2022 | |||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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disclosures in respect of any other party to the offer? | |||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 5p ordinary | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 3,688,578 | 2.00% | 1,255,841 | 0.68% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
1,856,474 | 1.01% | 1,587,150 | 0.86% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | 5,545,052 | 3.00% | 2,842,991 | 1.54% | |||||||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||
| options) |
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Class of relevant security in relation to | |||||||||||
which subscription right exists | |||||||||||
Details, including nature of the rights | |||||||||||
concerned and relevant percentages: | |||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
5p ordinary | Purchase | 2,000 | 0.8318 GBP | ||||
5p ordinary | Purchase | 3,412 | 0.8320 GBP | ||||
5p ordinary | Purchase | 5,000 | 0.7900 GBP | ||||
5p ordinary | Purchase | 10,280 | 0.8217 GBP | ||||
5p ordinary | Purchase | 19,183 | 0.8112 GBP | ||||
5p ordinary | Purchase | 21,546 | 0.8238 GBP | ||||
5p ordinary | Sale | 288 | 0.8238 GBP | ||||
5p ordinary | Sale | 838 | 0.8240 GBP | ||||
5p ordinary | Sale | 2,054 | 0.8294 GBP | ||||
5p ordinary | Sale | 5,311 | 0.8292 GBP | ||||
5p ordinary | Sale | 5,811 | 0.8320 GBP | ||||
5p ordinary | Sale | 6,490 | 0.8329 GBP | ||||
5p ordinary | Sale | 11,807 | 0.8300 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
5p ordinary | SWAP | Long | 17 | 0.8319 GBP | |||
5p ordinary | SWAP | Long | 131 | 0.8149 GBP | |||
5p ordinary | CFD | Long | 288 | 0.8238 GBP | |||
5p ordinary | SWAP | Long | 838 | 0.8239 GBP | |||
5p ordinary | SWAP | Long | 1,574 | 0.8180 GBP | |||
5p ordinary | CFD | Long | 1,799 | 0.8320 GBP | |||
5p ordinary | SWAP | Long | 1,923 | 0.8303 GBP | |||
5p ordinary | CFD | Long | 3,177 | 0.8319 GBP | |||
5p ordinary | SWAP | Long | 3,603 | 0.8320 GBP | |||
5p ordinary | SWAP | Long | 4,053 | 0.8317 GBP | |||
5p ordinary | SWAP | Long | 6,473 | 0.8329 GBP | |||
5p ordinary | CFD | Short | 2,000 | 0.8318 GBP | |||
5p ordinary | SWAP | Short | 3,137 | 0.8243 GBP | |||
5p ordinary | SWAP | Short | 3,319 | 0.8075 GBP | |||
5p ordinary | SWAP | Short | 3,824 | 0.8320 GBP | |||
5p ordinary | SWAP | Short | 4,183 | 0.8133 GBP | |||
5p ordinary | CFD | Short | 9,841 | 0.8191 GBP | |||
5p ordinary | SWAP | Short | 11,705 | 0.8278 GBP | |||
5p ordinary | SWAP | Short | 15,000 | 0.8106 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 19 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||