Last checked at 9 Sep 2015 16:14
FORM 38.5(a)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt principal trader | Westhouse Securities Limited |
Company dealt in | San Leon Energy plc |
Class of relevant security to which the dealings being disclosed relate (Note 1) | Eur 0.01 shares |
Date of dealing | See below |
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant securities acquired | Highest price paid (Note 3) | Lowest price paid (Note 3) |
(dealt 24/8/15) 15,000 shares (dealt 3/9/15) 933 shares | 65p 60p | 60p 60p |
Total number of securities disposed | Highest price received (Note 3) | Lowest price received (Note 3) |
(dealt 24/8/15) 10,000 shares (dealt 25/8/15) 2,300 shares | 69p 63p | 63p 63p |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 4) | Number of relevant securities (Note 5) | Price per unit (Note 3) |
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(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 5) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 3) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 3) |
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3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Date of disclosure | 9 September 2015 |
Contact name | Andrew Proctor |
Telephone number | +44 207 601 6106 |
Name of offeree/offeror with which connected | San Leon Energy plc (offeree) |
Nature of connection (Note 6) | Nominated Advisor to San Leon Energy |