23 Feb 2010 10:50
| FORM 38.5(a) |
|
|
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code)) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | Shanks Group Plc |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 22/02/2010 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid |
| Lowest price paid |
| purchased |
| 22,530 | GBP 1.22 | GBP 1.19 |
| Total number of securities sold | Highest price received |
| Lowest price received |
| 48,075 | GBP 1.22 | GBP 1.19 |
| (b) Derivatives transactions (other than options) |
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
| eg. CFD |
|
|
| Long Swap | LONG | 2,640 | GBP 1.21 |
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
| eg. CFD |
|
|
| Short Swap | SHORT | 1 | GBP 1.20 |
| Short Swap | SHORT | 1 | GBP 1.20 |
| Short Swap | SHORT | 1 | GBP 1.20 |
| Short Swap | SHORT | 7 | GBP 1.20 |
| Short Swap | SHORT | 27 | GBP 1.20 |
| Short Swap | SHORT | 2,560 | GBP 1.20 |
| Short Swap | SHORT | 3,630 | GBP 1.20 |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
|
| selling, | securities under | price | American, | date | money |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. |
| per unit |
|
|
|
|
|
|
|
|
|
|
|
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
|
|
|
|
|
| 3. OTHER INFORMATION |
|
|
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 23/02/2010 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | Carlyle Europe Partners III Participations Sarl |
| Nature of connection # | Advisor |
| FORM 38.5(a) |
|
|
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code)) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | Babcock International Group |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 22/02/2010 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid |
| Lowest price paid |
| purchased |
| 270,501 | GBP 5.49 | GBP 5.38 |
| Total number of securities sold | Highest price received |
| Lowest price received |
| 150,829 | GBP 5.44 | GBP 5.40 |
| (b) Derivatives transactions (other than options) |
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
| eg. CFD |
|
|
| Long Swap | LONG | 150,000 | GBP 5.42 |
| Long Swap | LONG | 8,660 | GBP 5.49 |
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
| eg. CFD |
|
|
| Short Swap | SHORT | 27,053 | GBP 5.43 |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
|
| selling, | securities under | price | American, | date | money |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. |
| per unit |
|
|
|
|
|
|
|
|
|
|
|
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| 3. OTHER INFORMATION |
|
|
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 23/02/2010 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | VT Group Plc |
| Nature of connection # | Advisor |
| FORM 38.5(a) |
|
|
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code)) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | Mouchel Group Plc |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 22/02/2010 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid |
| Lowest price paid |
| purchased |
| 72,742 | GBP 2.27 | GBP 2.22 |
| Total number of securities sold | Highest price received |
| Lowest price received |
| 25,505 | GBP 2.25 | GBP 2.20 |
| (b) Derivatives transactions (other than options) |
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
| eg. CFD |
|
|
| Long Swap | LONG | 24,437 | GBP 2.24 |
| Long Swap | LONG | 13,907 | GBP 2.26 |
| Long Swap | LONG | 3,980 | GBP 2.26 |
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
| eg. CFD |
|
|
| Short Swap | SHORT | 15,852 | GBP 2.22 |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
|
| selling, | securities under | price | American, | date | money |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. |
| per unit |
|
|
|
|
|
|
|
|
|
|
|
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
|
|
|
|
|
| 3. OTHER INFORMATION |
|
|
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 23/02/2010 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | VT Group Plc |
| Nature of connection # | Advisor |
| FORM 38.5(a) |
|
|
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code)) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | VT Group Plc |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 22/02/2010 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid |
| Lowest price paid |
| purchased |
| 167,613 | GBP 6.68 | GBP 6.55 |
| Total number of securities sold | Highest price received |
| Lowest price received |
| 165,107 | GBP 6.68 | GBP 6.55 |
| (b) Derivatives transactions (other than options) |
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
| eg. CFD |
|
|
| Long Swap | LONG | 14,227 | GBP 6.62 |
| Long Swap | LONG | 3,379 | GBP 6.62 |
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
| eg. CFD |
|
|
| Short Swap | SHORT | 7,470 | GBP 6.61 |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
|
| selling, | securities under | price | American, | date | money |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. |
| per unit |
|
|
|
|
|
|
|
|
|
|
|
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
|
|
|
|
|
| 3. OTHER INFORMATION |
|
|
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 23/02/2010 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | VT Group Plc |
| Nature of connection # | Advisor |