Last checked at 15 Feb 2010 10:30
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| FORM 38.5(a) |
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|
|
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| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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| WITH RECOGNISED INTERMEDIARY STATUS |
|
| DEALING IN A CLIENT-SERVING CAPACITY |
|
| (Rule 38.5(a) of the Takeover Code)) |
|
| 1. KEY INFORMATION |
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| Name of exempt principal trader | Merrill Lynch International |
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| Company dealt in | Shanks Group Plc |
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| Class of relevant security to which the | Common |
|
| dealings being disclosed relate |
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| Date of dealing | 12/02/2010 |
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| 2. DEALINGS |
|
| (a) Purchases and sales |
|
| Total number of securities | Highest price paid |
| Lowest price paid |
|
| purchased |
|
| 8,787 | GBP 1.19 | GBP 1.18 |
|
| Total number of securities sold | Highest price received |
| Lowest price received |
|
| 6,580 | GBP 1.20 | GBP 1.17 |
|
| (b) Derivatives transactions (other than options) |
|
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
|
| eg. CFD |
|
|
|
| Long Swap | LONG | 2,218 | GBP 1.18 |
|
| Long Swap | LONG | 1,142 | GBP 1.19 |
|
| Long Swap | LONG | 279 | GBP 1.19 |
|
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
|
| eg. CFD |
|
|
|
| Short Swap | SHORT | 53 | GBP 1.18 |
|
| Short Swap | SHORT | 268 | GBP 1.18 |
|
| Short Swap | SHORT | 1,111 | GBP 1.18 |
|
| (c) Options transactions in respect of existing securities |
|
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
|
|
| selling, | securities under | price | American, | date | money |
|
| eg call option | purchasing, | option | European etc | paid/received |
|
| varying etc. |
| per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
| (ii) Exercising |
|
| Product name | Number of securities under | Exercise price |
|
| eg call option | option |
|
|
|
|
|
|
|
| 3. OTHER INFORMATION |
|
|
|
|
| Agreements, arrangements or understandings relating to options or derivatives |
|
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
| other person relating to the voting rights of any relevant securities under any option referred to on this |
|
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
| any derivative referred to on this form is referenced. If none, this should be stated. |
|
| NONE |
|
| Date of disclosure | 15/02/2010 |
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| Contact name | Bhavika Mistry |
|
| Telephone number | +44 207 995 4747 |
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| Name of offeree/offeror with whom connected | Carlyle Europe Partners III Participations Sarl |
|
| Nature of connection # | Advisor |
|
| FORM 38.5(a) |
|
|
|
|
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
| WITH RECOGNISED INTERMEDIARY STATUS |
|
| DEALING IN A CLIENT-SERVING CAPACITY |
|
| (Rule 38.5(a) of the Takeover Code)) |
|
| 1. KEY INFORMATION |
|
| Name of exempt principal trader | Merrill Lynch International |
|
| Company dealt in | Mouchel Group Plc |
|
| Class of relevant security to which the | Common |
|
| dealings being disclosed relate |
|
| Date of dealing | 12/02/2010 |
|
| 2. DEALINGS |
|
| (a) Purchases and sales |
|
| Total number of securities | Highest price paid |
| Lowest price paid |
|
| purchased |
|
| 798 | GBP 2.49 | GBP 2.47 |
|
| Total number of securities sold | Highest price received |
| Lowest price received |
|
| 746 | GBP 2.49 | GBP 2.48 |
|
| (b) Derivatives transactions (other than options) |
|
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
|
| eg. CFD |
|
|
|
| Long Swap | LONG | 293 | GBP 2.49 |
|
| Long Swap | LONG | 71 | GBP 2.49 |
|
| Long Swap | LONG | 13 | GBP 2.49 |
|
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
|
| eg. CFD |
|
|
|
| Short Swap | SHORT | 73 | GBP 2.48 |
|
| Short Swap | SHORT | 304 | GBP 2.48 |
|
| (c) Options transactions in respect of existing securities |
|
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
|
|
| selling, | securities under | price | American, | date | money |
|
| eg call option | purchasing, | option | European etc | paid/received |
|
| varying etc. |
| per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
| (ii) Exercising |
|
| Product name | Number of securities under | Exercise price |
|
| eg call option | option |
|
|
|
|
|
|
|
| 3. OTHER INFORMATION |
|
|
|
|
| Agreements, arrangements or understandings relating to options or derivatives |
|
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
| other person relating to the voting rights of any relevant securities under any option referred to on this |
|
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
| any derivative referred to on this form is referenced. If none, this should be stated. |
|
| NONE |
|
| Date of disclosure | 15/02/2010 |
|
| Contact name | Bhavika Mistry |
|
| Telephone number | +44 207 995 4747 |
|
| Name of offeree/offeror with whom connected | VT Group Plc |
|
| Nature of connection # | Advisor |
|
| FORM 38.5(a) |
|
|
|
|
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
| WITH RECOGNISED INTERMEDIARY STATUS |
|
| DEALING IN A CLIENT-SERVING CAPACITY |
|
| (Rule 38.5(a) of the Takeover Code)) |
|
| 1. KEY INFORMATION |
|
| Name of exempt principal trader | Merrill Lynch International |
|
| Company dealt in | VT Group Plc |
|
| Class of relevant security to which the | Common |
|
| dealings being disclosed relate |
|
| Date of dealing | 12/02/2010 |
|
| 2. DEALINGS |
|
| (a) Purchases and sales |
|
| Total number of securities | Highest price paid |
| Lowest price paid |
|
| purchased |
|
| 35,530 | GBP 5.20 | GBP 5.08 |
|
| Total number of securities sold | Highest price received |
| Lowest price received |
|
| 34,686 | GBP 5.22 | GBP 5.06 |
|
| (b) Derivatives transactions (other than options) |
|
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
|
| eg. CFD |
|
|
|
| Long Swap | LONG | 9,630 | GBP 5.17 |
|
| Long Swap | LONG | 9,347 | GBP 5.13 |
|
| Long Swap | LONG | 2,258 | GBP 5.13 |
|
| Long Swap | LONG | 1,253 | GBP 5.17 |
|
| Long Swap | LONG | 438 | GBP 5.13 |
|
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
|
| eg. CFD |
|
|
|
| Short Swap | SHORT | 2,357 | GBP 5.12 |
|
| Short Swap | SHORT | 9,686 | GBP 5.12 |
|
| (c) Options transactions in respect of existing securities |
|
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
|
|
| selling, | securities under | price | American, | date | money |
|
| eg call option | purchasing, | option | European etc | paid/received |
|
| varying etc. |
| per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
| (ii) Exercising |
|
| Product name | Number of securities under | Exercise price |
|
| eg call option | option |
|
|
|
|
|
|
|
| 3. OTHER INFORMATION |
|
|
|
|
| Agreements, arrangements or understandings relating to options or derivatives |
|
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
| other person relating to the voting rights of any relevant securities under any option referred to on this |
|
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
| any derivative referred to on this form is referenced. If none, this should be stated. |
|
| NONE |
|
| Date of disclosure | 15/02/2010 |
|
| Contact name | Bhavika Mistry |
|
| Telephone number | +44 207 995 4747 |
|
| Name of offeree/offeror with whom connected | VT Group Plc |
|
| Nature of connection # | Advisor |