10 Feb 2010 10:36
| FORM 38.5(a) |
|
|
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code)) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | Shanks Group Plc |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 09/02/2010 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid |
| Lowest price paid |
| purchased |
| 3,494 | GBP 1.19 | GBP 1.18 |
| Total number of securities sold | Highest price received |
| Lowest price received |
| 35,166 | GBP 1.20 | GBP 1.18 |
| (b) Derivatives transactions (other than options) |
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
| eg. CFD |
|
|
| Short Swap | SHORT | 1 | GBP 1.19 |
| Short Swap | SHORT | 3 | GBP 1.19 |
| Short Swap | SHORT | 7 | GBP 1.19 |
| Short Swap | SHORT | 1,968 | GBP 1.19 |
| Short Swap | SHORT | 3,032 | GBP 1.19 |
| Short Swap | SHORT | 5,866 | GBP 1.19 |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
|
| selling, | securities under | price | American, | date | money |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. |
| per unit |
|
|
|
|
|
|
|
|
|
|
|
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
|
|
|
|
|
| 3. OTHER INFORMATION |
|
|
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 10/02/2010 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | Carlyle Europe Partners III Participations Sarl |
| Nature of connection # | Advisor |
| FORM 38.5(a) |
|
|
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code)) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | Mouchel Group Plc |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 09/02/2010 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid |
| Lowest price paid |
| purchased |
| 168,784 | GBP 2.48 | GBP 2.44 |
| Total number of securities sold | Highest price received |
| Lowest price received |
| 31,690 | GBP 2.48 | GBP 2.45 |
| (b) Derivatives transactions (other than options) |
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
| eg. CFD |
|
|
| Long Swap | LONG | 132,676 | GBP 2.47 |
| Product name, |
| Short/Long |
| Number of securities | Price per unit |
| eg. CFD |
|
|
| Short Swap | SHORT | 2,945 | GBP 2.46 |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
|
| selling, | securities under | price | American, | date | money |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. |
| per unit |
|
|
|
|
|
|
|
|
|
|
|
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
|
|
|
|
|
| 3. OTHER INFORMATION |
|
|
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 10/02/2010 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | VT Group Plc |
| Nature of connection # | Advisor |
| FORM 38.5(a) |
|
|
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code)) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | VT Group Plc |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 09/02/2010 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid |
| Lowest price paid |
| purchased |
| 16,044 | GBP 5.19 | GBP 5.13 |
| Total number of securities sold | Highest price received |
| Lowest price received |
| 36,625 | GBP 5.20 | GBP 5.13 |
| (b) Derivatives transactions (other than options) |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
|
|
|
|
|
|
|
|
|
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option money |
|
| selling, | securities under | price | American, | date |
|
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. |
| per unit |
|
|
|
|
|
|
|
|
|
|
|
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
|
|
|
|
|
| 3. OTHER INFORMATION |
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 10/02/2010 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | VT Group Plc |
| Nature of connection # | Advisor |