Last checked at 3 Sep 2014 18:00
The following amendment has been made to the Director/PDMR Shareholding announcement released on 3 September 2014 at 16.00 under RNS No 7745Q.
Shares acquired within Box 9 for the Notification with respect to Andrew Moss now reads 43,586 rather than 23,035 as previously reported. Also the wording in Box 8 has been amended to indicate that shares have been sold as part of the exercise process.
The full amended text is shown below and supersedes the disclosure made on 3 September 2014 at 16.00. The disclosure for Clive Bannister remains unchanged.
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
CLIVE BANNISTER
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
PERSON REFERRED TO IN 3 ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF €0.0001
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
HSBC GLOBAL CUSTODY NOMINEE (UK) LTD
| 8. | State the nature of the transaction
SHARES OBTAINED THROUGH EXERCISE OF NIL COST OPTIONS UNDER LONG TERM INCENTIVE PLAN
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
174,805 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 1%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
- | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
-
|
13. | Price per share or value of transaction
£7.41 | 14. | Date and place of transaction
29 AUGUST 2014, LONDON
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
174,805 LESS THAN 1 % |
16. |
Date issuer informed of transaction
3 SEPTEMBER 2014
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option
| 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
PENNY CARTER, 01534 715 430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 3 September 2014 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
ANDREW MOSS
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
PERSON REFERRED TO IN 3 ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF €0.0001
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
ANDREW MOSS
| 8. | State the nature of the transaction
SHARES ACQUIRED THROUGH EXERCISE OF OPTION UNDER LONG TERM INCENTIVE PLAN AND SALE OF SHARES
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
43,586 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 1%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
20,551 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 1%
|
13. | Price per share or value of transaction
£7.399767 | 14. | Date and place of transaction
29 AUGUST 2014, LONDON
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
42,903 LESS THAN 1 % |
16. |
Date issuer informed of transaction
3 SEPTEMBER 2014
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option
| 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
PENNY CARTER, 01534 715 430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 3 September 2014 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |