11 Mar 2016 16:22
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Provident Financial plc | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
This relates to (i)
|
3. | Name of person discharging managerial responsibilities/director
Kenneth John Mullen | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Not applicable |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
In respect of person named in 3 above | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 20 8/11p |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Kenneth John Mullen | 8. | State the nature of the transaction
Vesting of conditional share awards granted in March 2013 pursuant to The Provident Financial Long Term Incentive Scheme 2006 following achievement of the relevant three-year performance targets in full, and subsequent sale of shares |
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
14,318
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.009% |
13. | Price per share or value of transaction
14,318 shares at £31.193325 per share | 14. | Date and place of transaction
10 March 2016
London Stock Exchange
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
12,358 unrestricted shares 0.008% 25,766 restricted shares 0.017%
| 16. | Date issuer informed of transaction
10 March 2016
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
Emma G Versluys Deputy Company Secretary Tel: 01274 351 351
|
Name of authorised official of issuer responsible for making notification:
Emma G Versluys, Deputy Company Secretary
Date of notification 11 March 2016
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Provident Financial plc | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
This relates to (i)
|
3. | Name of person discharging managerial responsibilities/director
Nicholas Boakes | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Not applicable |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
In respect of person named in 3 above | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 20 8/11p |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Nicholas Boakes | 8. | State the nature of the transaction
Vesting of conditional share awards granted in March 2013 pursuant to The Provident Financial Long Term Incentive Scheme 2006 following achievement of the relevant three-year performance targets in full, and subsequent sale of shares |
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
11,070
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.007% |
13. | Price per share or value of transaction
11,070 shares at £31.193325 per share | 14. | Date and place of transaction
10 March 2016
London Stock Exchange
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
3,841 unrestricted shares 0.002% 17,726 restricted shares 0.012%
| 16. | Date issuer informed of transaction
10 March 2016
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
Emma G Versluys Deputy Company Secretary Tel: 01274 351 351
|
Name of authorised official of issuer responsible for making notification:
Emma G Versluys, Deputy Company Secretary
Date of notification: 11 March 2016
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Provident Financial plc | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
This relates to (i)
|
3. | Name of person discharging managerial responsibilities/director
David Merrett | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Not applicable |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
In respect of person named in 3 above | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 20 8/11p |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
David Merrett | 8. | State the nature of the transaction
Vesting of conditional share awards granted in March 2013 pursuant to The Provident Financial Long Term Incentive Scheme 2006 following achievement of the relevant three-year performance targets in full, and subsequent sale of shares |
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
9,465
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.006% |
13. | Price per share or value of transaction
9,465 shares at £31.193325 per share | 14. | Date and place of transaction
10 March 2016
London Stock Exchange
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
4,468 unrestricted shares 0.003% 12,808 restricted shares 0.008%
| 16. | Date issuer informed of transaction
10 March 2016
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
Emma G Versluys Deputy Company Secretary Tel: 01274 351 351
|
Name of authorised official of issuer responsible for making notification:
Emma G Versluys, Deputy Company Secretary
Date of notification: 11 March 2016
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |