12 Nov 2009 14:30
For filings with the FSA include the annex For filings with issuer exclude the annex TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 1. Identity of the issuer or the underlying PENDRAGON PLC issuer of existing shares to which voting rights are attached: ii
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights YES
An acquisition or disposal of qualifying financial instruments which n/a may
result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect n/a to
qualifying financial instruments An event changing the breakdown of voting rights n/a Other (please n/a specify): 3. Full name of person(s) subject to UBS Investment Bank the notification obligation: iii 4. Full name of shareholder(s) UBS AG London Branch (if different from 3.):iv 5. Date of the transaction and date 9 November 2009 on which the threshold is crossed or reached: v 6. Date on which issuer notified: 11 November 2009 7. Threshold(s) that is/are crossed 6% or reached: vi, vii 8. Notified details:A: Voting rights attached to shares viii, ix
35,885,08335,885,083
Class/type of Situation previous Resulting situation after shares to the triggering the triggering transaction transaction if possible Number Number Number Number of % of voting using of of of shares voting rights x the ISIN CODE Shares Voting rights Rights Direct Direct xi Indirect Direct Indirect xii Ordinary Share 39,946,609 39,946,609 6.03% (GB00B1JQBT10) B: Qualifying Financial Instruments Resulting situation after the triggering transaction Type of financial Expiration Exercise/ Number of voting % of voting instrument date xiii Conversion Period rights that may be rights xiv acquired if the instrument is exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction Type of Exercise Expiration Exercise/ Number of voting % of voting financial price date xvii Conversion rights instrument rights xix, xx instrument period refers to xviii Nominal Delta Total (A+B+C) Number of voting rights Percentage of voting rights Orindary Shares 6.03%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Proxy Voting: 10. Name of the proxy holder: 11. Number of voting rights proxy holder will cease to hold: 12. Date on which proxy holder will cease to hold voting rights: 13. Additional information: 14. Contact name: Richard Maloney 15. Contact telephone number: 01623 725200 Note: Annex should only be submitted to the FSA not the issuer Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal entities) Contact address (registered office for legal entities) Phone number & email Other useful information (at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name Contact address Phone number & email Other useful information(e.g. functional relationship with the person or legal entity subject to the notification obligation) C: Additional information
For notes on how to complete form TR-1 please see the FSA website.
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