Last checked at 29 Feb 2012 11:22
TR-1: notification of major interests in shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Mattioli Woods plc
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2. Reason for the notification (please tick the appropriate box or boxes) | ||||||||||
An acquisition or disposal of voting rights | ü | |||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||||||||
An event changing the breakdown of voting rights | ||||||||||
Other (please specify):___________________________________________ | ||||||||||
3. Full name of person(s) subject to the notification obligation: | Bank of America Corporation | |||||||||
4. Full name of shareholder(s) (if different from 3.):
| Merrill Lynch International | |||||||||
5. Date of the transaction and date on which the threshold is crossed or reached: | 24 February 2012 | |||||||||
6. Date on which issuer notified: | 28 February 2012 | |||||||||
7. Threshold(s) that is/are crossed or reached: | Above 5% | |||||||||
8. Notified details: | ||||||||||
| A: Voting rights attached to shares | |||||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the Triggering transaction | Resulting situation after the triggering transaction | |||||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | |||||
| Direct | Direct | Indirect | Direct | Indirect | |||||
| GB00B0MT3Y97 | Below notifiable threshold | Below notifiable threshold | 971,314 | 971,314 | 0 | 5.37% | 0 | ||
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period/ Date | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
N/A | ||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Expiration price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | |
N/A | Nominal | Delta | ||||
Total (A+B) | |
Number of voting rights | Percentage of voting rights |
971,314 | 5.37% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: | |
13. Additional information: |
|
14. Contact name: | Kim Oakley |
15. Contact telephone number: | 0207 996 0275 |