Last checked at 21 Feb 2018 12:09
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | MELROSE INDUSTRIES PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 February 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | GKN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 48/7p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 16,893,050 | 0.87% | 34,369,326 | 1.77% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 31,369,460 | 1.62% | 4,307,333 | 0.22% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 48,262,510 | 2.49% | 38,676,659 | 1.99% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 48/7p ordinary | Purchase | 247 | 2.2442 GBP | ||||
| 48/7p ordinary | Purchase | 714 | 2.2475 GBP | ||||
| 48/7p ordinary | Purchase | 1,802 | 2.2420 GBP | ||||
| 48/7p ordinary | Purchase | 2,868 | 2.2456 GBP | ||||
| 48/7p ordinary | Purchase | 3,362 | 2.2424 GBP | ||||
| 48/7p ordinary | Purchase | 4,018 | 2.2485 GBP | ||||
| 48/7p ordinary | Purchase | 4,591 | 2.2452 GBP | ||||
| 48/7p ordinary | Purchase | 5,432 | 2.2439 GBP | ||||
| 48/7p ordinary | Purchase | 5,645 | 2.2375 GBP | ||||
| 48/7p ordinary | Purchase | 8,916 | 2.2319 GBP | ||||
| 48/7p ordinary | Purchase | 9,097 | 2.2427 GBP | ||||
| 48/7p ordinary | Purchase | 10,551 | 2.2434 GBP | ||||
| 48/7p ordinary | Purchase | 21,478 | 2.2410 GBP | ||||
| 48/7p ordinary | Purchase | 23,537 | 2.2413 GBP | ||||
| 48/7p ordinary | Purchase | 29,442 | 2.2432 GBP | ||||
| 48/7p ordinary | Purchase | 34,146 | 2.2460 GBP | ||||
| 48/7p ordinary | Purchase | 34,451 | 2.2364 GBP | ||||
| 48/7p ordinary | Purchase | 42,317 | 2.2391 GBP | ||||
| 48/7p ordinary | Purchase | 60,586 | 2.2435 GBP | ||||
| 48/7p ordinary | Purchase | 79,301 | 2.2451 GBP | ||||
| 48/7p ordinary | Purchase | 99,028 | 2.2389 GBP | ||||
| 48/7p ordinary | Purchase | 138,132 | 2.2481 GBP | ||||
| 48/7p ordinary | Purchase | 149,144 | 2.2390 GBP | ||||
| 48/7p ordinary | Purchase | 236,876 | 2.2480 GBP | ||||
| 48/7p ordinary | Purchase | 299,930 | 2.2412 GBP | ||||
| 48/7p ordinary | Purchase | 413,279 | 2.2419 GBP | ||||
| 48/7p ordinary | Purchase | 458,912 | 2.2478 GBP | ||||
| 48/7p ordinary | Sale | 62 | 2.2343 GBP | ||||
| 48/7p ordinary | Sale | 272 | 2.2379 GBP | ||||
| 48/7p ordinary | Sale | 446 | 2.2462 GBP | ||||
| 48/7p ordinary | Sale | 714 | 2.2475 GBP | ||||
| 48/7p ordinary | Sale | 1,842 | 2.2415 GBP | ||||
| 48/7p ordinary | Sale | 2,967 | 2.2468 GBP | ||||
| 48/7p ordinary | Sale | 3,099 | 2.2431 GBP | ||||
| 48/7p ordinary | Sale | 3,350 | 2.2480 GBP | ||||
| 48/7p ordinary | Sale | 3,864 | 2.2366 GBP | ||||
| 48/7p ordinary | Sale | 4,018 | 2.2485 GBP | ||||
| 48/7p ordinary | Sale | 5,497 | 2.2403 GBP | ||||
| 48/7p ordinary | Sale | 5,645 | 2.2376 GBP | ||||
| 48/7p ordinary | Sale | 5,687 | 2.2365 GBP | ||||
| 48/7p ordinary | Sale | 13,627 | 2.2323 GBP | ||||
| 48/7p ordinary | Sale | 14,469 | 2.2471 GBP | ||||
| 48/7p ordinary | Sale | 23,533 | 2.2418 GBP | ||||
| 48/7p ordinary | Sale | 36,303 | 2.2466 GBP | ||||
| 48/7p ordinary | Sale | 36,628 | 2.2463 GBP | ||||
| 48/7p ordinary | Sale | 48,109 | 2.2404 GBP | ||||
| 48/7p ordinary | Sale | 94,068 | 2.2396 GBP | ||||
| 48/7p ordinary | Sale | 135,521 | 2.2416 GBP | ||||
| 48/7p ordinary | Sale | 182,045 | 2.2394 GBP | ||||
| 48/7p ordinary | Sale | 595,462 | 2.2473 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 48/7p ordinary | CFD | Long | 272 | 2.2379 GBP | |||||
| 48/7p ordinary | SWAP | Long | 600 | 2.2433 GBP | |||||
| 48/7p ordinary | SWAP | Long | 1,161 | 2.2318 GBP | |||||
| 48/7p ordinary | SWAP | Long | 1,500 | 2.2437 GBP | |||||
| 48/7p ordinary | CFD | Long | 3,099 | 2.2431 GBP | |||||
| 48/7p ordinary | CFD | Long | 3,864 | 2.2366 GBP | |||||
| 48/7p ordinary | SWAP | Long | 7,120 | 2.2408 GBP | |||||
| 48/7p ordinary | SWAP | Long | 12,683 | 2.2442 GBP | |||||
| 48/7p ordinary | CFD | Long | 13,627 | 2.2323 GBP | |||||
| 48/7p ordinary | SWAP | Long | 23,533 | 2.2418 GBP | |||||
| 48/7p ordinary | CFD | Long | 48,109 | 2.2404 GBP | |||||
| 48/7p ordinary | CFD | Long | 94,068 | 2.2396 GBP | |||||
| 48/7p ordinary | CFD | Long | 135,521 | 2.2416 GBP | |||||
| 48/7p ordinary | CFD | Long | 171,326 | 2.2386 GBP | |||||
| 48/7p ordinary | CFD | Short | 247 | 2.2442 GBP | |||||
| 48/7p ordinary | SWAP | Short | 1,700 | 2.2277 GBP | |||||
| 48/7p ordinary | SWAP | Short | 1,802 | 2.2420 GBP | |||||
| 48/7p ordinary | SWAP | Short | 2,600 | 2.2408 GBP | |||||
| 48/7p ordinary | SWAP | Short | 2,868 | 2.2456 GBP | |||||
| 48/7p ordinary | SWAP | Short | 4,550 | 2.2468 GBP | |||||
| 48/7p ordinary | SWAP | Short | 4,591 | 2.2452 GBP | |||||
| 48/7p ordinary | SWAP | Short | 5,432 | 2.2439 GBP | |||||
| 48/7p ordinary | CFD | Short | 8,916 | 2.2319 GBP | |||||
| 48/7p ordinary | SWAP | Short | 10,551 | 2.2434 GBP | |||||
| 48/7p ordinary | SWAP | Short | 21,078 | 2.2410 GBP | |||||
| 48/7p ordinary | CFD | Short | 21,690 | 2.2398 GBP | |||||
| 48/7p ordinary | SWAP | Short | 24,836 | 2.2462 GBP | |||||
| 48/7p ordinary | SWAP | Short | 28,217 | 2.2320 GBP | |||||
| 48/7p ordinary | CFD | Short | 34,146 | 2.2460 GBP | |||||
| 48/7p ordinary | SWAP | Short | 34,451 | 2.2364 GBP | |||||
| 48/7p ordinary | CFD | Short | 42,317 | 2.2391 GBP | |||||
| 48/7p ordinary | SWAP | Short | 60,913 | 2.2435 GBP | |||||
| 48/7p ordinary | SWAP | Short | 67,557 | 2.2400 GBP | |||||
| 48/7p ordinary | SWAP | Short | 79,301 | 2.2451 GBP | |||||
| 48/7p ordinary | CFD | Short | 85,214 | 2.2479 GBP | |||||
| 48/7p ordinary | CFD | Short | 99,028 | 2.2389 GBP | |||||
| 48/7p ordinary | CFD | Short | 148,312 | 2.2480 GBP | |||||
| 48/7p ordinary | CFD | Short | 278,012 | 2.2481 GBP | |||||
| 48/7p ordinary | SWAP | Short | 330,294 | 2.2396 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 21 Feb 2018 | ||
| Contact name: | Elise Tang | ||
| Telephone number: | 0207 1163 001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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