Last checked at 22 Feb 2018 12:27
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | MELROSE INDUSTRIES PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 21 February 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | GKN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 48/7p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 16,980,818 | 0.87% | 34,905,662 | 1.80% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 30,659,404 | 1.58% | 3,864,257 | 0.20% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 47,640,222 | 2.45% | 38,769,919 | 2.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 48/7p ordinary | Purchase | 23 | 2.2329 GBP | ||||
| 48/7p ordinary | Purchase | 486 | 2.2472 GBP | ||||
| 48/7p ordinary | Purchase | 552 | 2.2420 GBP | ||||
| 48/7p ordinary | Purchase | 575 | 2.2695 GBP | ||||
| 48/7p ordinary | Purchase | 704 | 2.2320 GBP | ||||
| 48/7p ordinary | Purchase | 825 | 2.2623 GBP | ||||
| 48/7p ordinary | Purchase | 1,352 | 2.2538 GBP | ||||
| 48/7p ordinary | Purchase | 1,828 | 2.2361 GBP | ||||
| 48/7p ordinary | Purchase | 1,937 | 2.2630 GBP | ||||
| 48/7p ordinary | Purchase | 2,720 | 2.2700 GBP | ||||
| 48/7p ordinary | Purchase | 3,161 | 2.2640 GBP | ||||
| 48/7p ordinary | Purchase | 3,203 | 2.2674 GBP | ||||
| 48/7p ordinary | Purchase | 3,880 | 2.2404 GBP | ||||
| 48/7p ordinary | Purchase | 4,265 | 2.2650 GBP | ||||
| 48/7p ordinary | Purchase | 6,686 | 2.2315 GBP | ||||
| 48/7p ordinary | Purchase | 10,302 | 2.2453 GBP | ||||
| 48/7p ordinary | Purchase | 12,992 | 2.2385 GBP | ||||
| 48/7p ordinary | Purchase | 14,385 | 2.2660 GBP | ||||
| 48/7p ordinary | Purchase | 15,697 | 2.2499 GBP | ||||
| 48/7p ordinary | Purchase | 16,207 | 2.2417 GBP | ||||
| 48/7p ordinary | Purchase | 19,639 | 2.2398 GBP | ||||
| 48/7p ordinary | Purchase | 20,841 | 2.2429 GBP | ||||
| 48/7p ordinary | Purchase | 22,364 | 2.2478 GBP | ||||
| 48/7p ordinary | Purchase | 33,092 | 2.2511 GBP | ||||
| 48/7p ordinary | Purchase | 33,990 | 2.2670 GBP | ||||
| 48/7p ordinary | Purchase | 34,548 | 2.2510 GBP | ||||
| 48/7p ordinary | Purchase | 60,049 | 2.2434 GBP | ||||
| 48/7p ordinary | Purchase | 60,752 | 2.2661 GBP | ||||
| 48/7p ordinary | Purchase | 72,866 | 2.2555 GBP | ||||
| 48/7p ordinary | Purchase | 103,858 | 2.2645 GBP | ||||
| 48/7p ordinary | Purchase | 110,991 | 2.2483 GBP | ||||
| 48/7p ordinary | Purchase | 207,150 | 2.2652 GBP | ||||
| 48/7p ordinary | Purchase | 243,235 | 2.2574 GBP | ||||
| 48/7p ordinary | Purchase | 275,140 | 2.2667 GBP | ||||
| 48/7p ordinary | Sale | 205 | 2.2645 GBP | ||||
| 48/7p ordinary | Sale | 1,205 | 2.2410 GBP | ||||
| 48/7p ordinary | Sale | 1,999 | 2.2636 GBP | ||||
| 48/7p ordinary | Sale | 3,160 | 2.2655 GBP | ||||
| 48/7p ordinary | Sale | 3,161 | 2.2640 GBP | ||||
| 48/7p ordinary | Sale | 3,908 | 2.2385 GBP | ||||
| 48/7p ordinary | Sale | 6,431 | 2.2659 GBP | ||||
| 48/7p ordinary | Sale | 10,524 | 2.2457 GBP | ||||
| 48/7p ordinary | Sale | 15,606 | 2.2563 GBP | ||||
| 48/7p ordinary | Sale | 16,741 | 2.2649 GBP | ||||
| 48/7p ordinary | Sale | 45,970 | 2.2671 GBP | ||||
| 48/7p ordinary | Sale | 49,200 | 2.2664 GBP | ||||
| 48/7p ordinary | Sale | 53,862 | 2.2330 GBP | ||||
| 48/7p ordinary | Sale | 81,235 | 2.2471 GBP | ||||
| 48/7p ordinary | Sale | 86,754 | 2.2618 GBP | ||||
| 48/7p ordinary | Sale | 90,557 | 2.2578 GBP | ||||
| 48/7p ordinary | Sale | 122,856 | 2.2515 GBP | ||||
| 48/7p ordinary | Sale | 147,296 | 2.2454 GBP | ||||
| 48/7p ordinary | Sale | 155,384 | 2.2492 GBP | ||||
| 48/7p ordinary | Sale | 386,002 | 2.2500 GBP | ||||
| 48/7p ordinary | Sale | 594,427 | 2.2658 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 48/7p ordinary | SWAP | Long | 1,200 | 2.2667 GBP | |||||
| 48/7p ordinary | SWAP | Long | 24,994 | 2.2540 GBP | |||||
| 48/7p ordinary | SWAP | Long | 35,662 | 2.2530 GBP | |||||
| 48/7p ordinary | CFD | Long | 53,862 | 2.2330 GBP | |||||
| 48/7p ordinary | CFD | Long | 81,235 | 2.2471 GBP | |||||
| 48/7p ordinary | SWAP | Long | 114,400 | 2.2389 GBP | |||||
| 48/7p ordinary | CFD | Long | 117,416 | 2.2515 GBP | |||||
| 48/7p ordinary | SWAP | Long | 117,416 | 2.2515 GBP | |||||
| 48/7p ordinary | CFD | Long | 147,296 | 2.2454 GBP | |||||
| 48/7p ordinary | SWAP | Long | 376,854 | 2.2523 GBP | |||||
| 48/7p ordinary | SWAP | Short | 438 | 2.2542 GBP | |||||
| 48/7p ordinary | CFD | Short | 486 | 2.2472 GBP | |||||
| 48/7p ordinary | CFD | Short | 575 | 2.2695 GBP | |||||
| 48/7p ordinary | CFD | Short | 704 | 2.2320 GBP | |||||
| 48/7p ordinary | CFD | Short | 825 | 2.2623 GBP | |||||
| 48/7p ordinary | SWAP | Short | 890 | 2.2541 GBP | |||||
| 48/7p ordinary | SWAP | Short | 932 | 2.2423 GBP | |||||
| 48/7p ordinary | CFD | Short | 1,828 | 2.2361 GBP | |||||
| 48/7p ordinary | SWAP | Short | 3,500 | 2.2405 GBP | |||||
| 48/7p ordinary | SWAP | Short | 3,880 | 2.2404 GBP | |||||
| 48/7p ordinary | SWAP | Short | 6,350 | 2.2315 GBP | |||||
| 48/7p ordinary | SWAP | Short | 7,100 | 2.2383 GBP | |||||
| 48/7p ordinary | SWAP | Short | 7,347 | 2.2659 GBP | |||||
| 48/7p ordinary | SWAP | Short | 10,185 | 2.2454 GBP | |||||
| 48/7p ordinary | SWAP | Short | 12,992 | 2.2385 GBP | |||||
| 48/7p ordinary | SWAP | Short | 15,234 | 2.2503 GBP | |||||
| 48/7p ordinary | CFD | Short | 16,207 | 2.2417 GBP | |||||
| 48/7p ordinary | CFD | Short | 19,639 | 2.2398 GBP | |||||
| 48/7p ordinary | SWAP | Short | 21,939 | 2.2658 GBP | |||||
| 48/7p ordinary | CFD | Short | 33,092 | 2.2511 GBP | |||||
| 48/7p ordinary | CFD | Short | 34,548 | 2.2510 GBP | |||||
| 48/7p ordinary | SWAP | Short | 47,246 | 2.2339 GBP | |||||
| 48/7p ordinary | SWAP | Short | 59,384 | 2.2435 GBP | |||||
| 48/7p ordinary | SWAP | Short | 72,345 | 2.2556 GBP | |||||
| 48/7p ordinary | CFD | Short | 79,419 | 2.2594 GBP | |||||
| 48/7p ordinary | CFD | Short | 207,150 | 2.2652 GBP | |||||
| 48/7p ordinary | SWAP | Short | 241,453 | 2.2575 GBP | |||||
| 48/7p ordinary | CFD | Short | 314,211 | 2.2667 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 22 Feb 2018 | |
| Contact name: | Elise Tang | |
| Telephone number: | 0207 1163 001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20180222005685/en/
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