Last checked at 7 Mar 2024 17:03
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 06 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 507492 | 14.10040 GBP | 13.80000 GBP |
EUR 0.22 ordinary | Sell
| 465113 | 14.11169 GBP | 13.80000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 14511 | 335.44856247 ZAR |
EUR 0.22 ordinary | CFD
| Long | 116 | 13.9103 GBP |
EUR 0.22 ordinary | CFD
| Long | 180 | 13.9595114 GBP |
EUR 0.22 ordinary | CFD
| Long | 180 | 13.92951245 GBP |
EUR 0.22 ordinary | CFD
| Long | 4848 | 13.84054293 GBP |
EUR 0.22 ordinary | CFD
| Long | 1356 | 13.83992628 GBP |
EUR 0.22 ordinary | CFD
| Long | 865 | 13.94401194 GBP |
EUR 0.22 ordinary | CFD
| Long | 428 | 13.95264767 GBP |
EUR 0.22 ordinary | CFD
| Long | 4542 | 14.00862076 GBP |
EUR 0.22 ordinary | CFD
| Long | 3857 | 13.99936141 GBP |
EUR 0.22 ordinary | CFD
| Long | 1377 | 13.92630087 GBP |
EUR 0.22 ordinary | CFD
| Long | 1249 | 13.91762536 GBP |
EUR 0.22 ordinary | CFD
| Long | 865 | 13.93901212 GBP |
EUR 0.22 ordinary | CFD
| Long | 809 | 13.9557569 GBP |
EUR 0.22 ordinary | CFD
| Long | 525 | 13.93027909 GBP |
EUR 0.22 ordinary | CFD
| Long | 446 | 13.92868288 GBP |
EUR 0.22 ordinary | CFD
| Long | 173 | 13.91451298 GBP |
EUR 0.22 ordinary | CFD
| Long | 17802 | 13.945 GBP |
EUR 0.22 ordinary | CFD
| Long | 6132 | 336.08688845 ZAR |
EUR 0.22 ordinary | CFD
| Long | 1170 | 334.98 ZAR |
EUR 0.22 ordinary | CFD
| Long | 1023 | 13.904282 GBP |
EUR 0.22 ordinary | CFD
| Long | 21 | 13.94595238 GBP |
EUR 0.22 ordinary | CFD
| Long | 6106 | 13.98462168 GBP |
EUR 0.22 ordinary | CFD
| Long | 32 | 14.03578125 GBP |
EUR 0.22 ordinary | CFD
| Long | 2110 | 13.996225 GBP |
EUR 0.22 ordinary | CFD
| Long | 5991 | 13.9509214 GBP |
EUR 0.22 ordinary | CFD
| Long | 546 | 13.9692308 GBP |
EUR 0.22 ordinary | CFD
| Long | 6948 | 13.839308 GBP |
EUR 0.22 ordinary | CFD
| Long | 8715 | 13.90069544 GBP |
EUR 0.22 ordinary | CFD
| Long | 7162 | 13.84011881 GBP |
EUR 0.22 ordinary | CFD
| Long | 3449 | 13.98469701 GBP |
EUR 0.22 ordinary | CFD
| Long | 1916 | 13.981482 GBP |
EUR 0.22 ordinary | CFD
| Long | 1262 | 13.933407 GBP |
EUR 0.22 ordinary | CFD
| Long | 212 | 14.01 GBP |
EUR 0.22 ordinary | CFD
| Long | 57 | 13.924712 GBP |
EUR 0.22 ordinary | CFD
| Long | 1054 | 13.8820778 GBP |
EUR 0.22 ordinary | CFD
| Long | 170 | 13.84 GBP |
EUR 0.22 ordinary | CFD
| Long | 720 | 13.83 GBP |
EUR 0.22 ordinary | CFD
| Long | 13737 | 13.863551 GBP |
EUR 0.22 ordinary | CFD
| Long | 16 | 13.96 GBP |
EUR 0.22 ordinary | CFD
| Long | 51 | 13.932157 GBP |
EUR 0.22 ordinary | CFD
| Short | 585 | 334.98 ZAR |
EUR 0.22 ordinary | CFD
| Short | 6132 | 336.08688845 ZAR |
EUR 0.22 ordinary | CFD
| Short | 12786 | 13.84 GBP |
EUR 0.22 ordinary | CFD
| Short | 119 | 13.83048405 GBP |
EUR 0.22 ordinary | CFD
| Short | 491 | 13.96525425 GBP |
EUR 0.22 ordinary | CFD
| Short | 227 | 13.91431958 GBP |
EUR 0.22 ordinary | CFD
| Short | 346 | 13.90548668 GBP |
EUR 0.22 ordinary | CFD
| Short | 173 | 13.92548738 GBP |
EUR 0.22 ordinary | CFD
| Short | 224 | 13.84541535 GBP |
EUR 0.22 ordinary | CFD
| Short | 1277 | 13.93674845 GBP |
EUR 0.22 ordinary | CFD
| Short | 885 | 13.8543563 GBP |
EUR 0.22 ordinary | CFD
| Short | 318 | 13.86878539 GBP |
EUR 0.22 ordinary | CFD
| Short | 18400 | 13.8496673913044 GBP |
EUR 0.22 ordinary | CFD
| Short | 14511 | 335.44856247 ZAR |
EUR 0.22 ordinary | CFD
| Short | 53 | 13.95 GBP |
EUR 0.22 ordinary | CFD
| Short | 298 | 13.81515101 GBP |
EUR 0.22 ordinary | CFD
| Short | 5375 | 13.930297 GBP |
EUR 0.22 ordinary | CFD
| Short | 609 | 13.8812192 GBP |
EUR 0.22 ordinary | CFD
| Short | 1174 | 13.8406188 GBP |
EUR 0.22 ordinary | CFD
| Short | 783 | 13.91670443 GBP |
EUR 0.22 ordinary | CFD
| Short | 81 | 13.91673104 GBP |
EUR 0.22 ordinary | CFD
| Short | 8599 | 13.840692 GBP |
EUR 0.22 ordinary | CFD
| Short | 144 | 13.810694 GBP |
EUR 0.22 ordinary | CFD
| Short | 4358 | 13.86323717 GBP |
EUR 0.22 ordinary | CFD
| Short | 4357 | 13.85546701 GBP |
EUR 0.22 ordinary | CFD
| Short | 16811 | 13.927661 GBP |
EUR 0.22 ordinary | CFD
| Short | 1279 | 13.912924 GBP |
EUR 0.22 ordinary | CFD
| Short | 10 | 13.844 GBP |
EUR 0.22 ordinary | CFD
| Short | 442 | 13.91719457 GBP |
EUR 0.22 ordinary | CFD
| Short | 196 | 13.88676 GBP |
EUR 0.22 ordinary | CFD
| Short | 184 | 13.890516 GBP |
EUR 0.22 ordinary | CFD
| Short | 33378 | 13.85053 GBP |
EUR 0.22 ordinary | CFD
| Short | 5765 | 13.946807 GBP |
EUR 0.22 ordinary | CFD
| Short | 7644 | 13.903472 GBP |
EUR 0.22 ordinary | CFD
| Short | 574 | 13.81 GBP |
EUR 0.22 ordinary | CFD
| Short | 12922 | 13.84010157 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.22 ordinary | Call | Purchasing | 58128 | 15.36 GBP | European | 05 June 2024 | 0.1868 GBP |
EUR 0.22 ordinary | Call | Purchasing | 58128 | 15.36 GBP | European | 05 June 2024 | 0.1868 GBP |
EUR 0.22 ordinary | Call | Selling | 58128 | 15.36 GBP | European | 05 June 2024 | 0.1868 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 07 March 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.