15 Jun 2022 11:53
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | LXI REIT PLC | |||||
relevant securities this form relates: | |||||||
(c) | Name of the party to the offer with which exempt | LXI REIT PLC | |||||
principal trader is connected | |||||||
(d) | Date position held/dealing undertaken: | 14 June 2022 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
| ||||
trader making disclosures in respect of any other party to the offer? | SECURE INCOME REIT PLC | ||||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
| |||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 4,899,090 | 0.54% | 3,649,695 | 0.40% | |||
(2) | Cash-settled derivatives: | ||||||
4,554,898 | 0.50% | 3,601,848 | 0.40% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 9,453,988 | 1.04% | 7,251,543 | 0.80% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
| |||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
security | securities | paid/received | paid/received | ||||
1p ordinary | Purchase | 1,318,551 | 1.4330 GBP | 1.417 GBP | |||
1p ordinary | Sale | 1,077,393 | 1.4310 GBP | 1.4179 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
1p ordinary | SWAP | Decreasing Long | 1,300 | 1.4160 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2,184 | 1.4340 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2,866 | 1.4290 GBP | |||
1p ordinary | SWAP | Decreasing Long | 3,644 | 1.4268 GBP | |||
1p ordinary | SWAP | Decreasing Long | 3,664 | 1.4325 GBP | |||
1p ordinary | SWAP | Decreasing Long | 3,725 | 1.4280 GBP | |||
1p ordinary | SWAP | Decreasing Long | 4,157 | 1.4307 GBP | |||
1p ordinary | SWAP | Decreasing Long | 4,474 | 1.4240 GBP | |||
1p ordinary | SWAP | Decreasing Long | 5,031 | 1.4234 GBP | |||
1p ordinary | SWAP | Decreasing Long | 5,142 | 1.4300 GBP | |||
1p ordinary | SWAP | Decreasing Long | 6,335 | 1.4276 GBP | |||
1p ordinary | SWAP | Decreasing Long | 14,537 | 1.4297 GBP | |||
1p ordinary | SWAP | Decreasing Long | 28,138 | 1.4261 GBP | |||
1p ordinary | SWAP | Decreasing Long | 29,627 | 1.4239 GBP | |||
1p ordinary | SWAP | Decreasing Long | 32,613 | 1.4277 GBP | |||
1p ordinary | SWAP | Decreasing Long | 55,705 | 1.4267 GBP | |||
1p ordinary | SWAP | Decreasing Long | 64,597 | 1.4303 GBP | |||
1p ordinary | SWAP | Decreasing Long | 231,867 | 1.4260 GBP | |||
1p ordinary | SWAP | Decreasing Short | 4,209 | 1.4257 GBP | |||
1p ordinary | CFD | Decreasing Short | 50,995 | 1.4183 GBP | |||
1p ordinary | CFD | Decreasing Short | 104,540 | 1.4247 GBP | |||
1p ordinary | SWAP | Decreasing Short | 159,599 | 1.4220 GBP | |||
1p ordinary | SWAP | Increasing Long | 12 | 1.4320 GBP | |||
1p ordinary | SWAP | Increasing Long | 2,395 | 1.4259 GBP | |||
1p ordinary | SWAP | Increasing Long | 9,604 | 1.4267 GBP | |||
1p ordinary | SWAP | Increasing Long | 11,791 | 1.4289 GBP | |||
1p ordinary | SWAP | Increasing Long | 22,326 | 1.4294 GBP | |||
1p ordinary | SWAP | Increasing Long | 40,203 | 1.4231 GBP | |||
1p ordinary | SWAP | Increasing Long | 45,782 | 1.4268 GBP | |||
1p ordinary | SWAP | Increasing Long | 64,837 | 1.4207 GBP | |||
1p ordinary | SWAP | Increasing Long | 106,657 | 1.4228 GBP | |||
1p ordinary | SWAP | Increasing Short | 200 | 1.4319 GBP | |||
1p ordinary | SWAP | Increasing Short | 4,209 | 1.4257 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
| |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the exempt principal trader making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 15 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||