24 Jun 2022 15:00
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: | Citadel Group |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | N/A |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | LXI REIT PLC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | N/A |
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 23 June 2022 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES SECURE INCOME REIT PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: Common Stock | ISIN GB00BYQ46T41 | |||
| Interests | Short positions | ||
| Number | % | Number | % |
(1) Relevant securities owned and/or controlled: | 6,797,218 | 0.74 | 0 | 0.00 |
(2) Cash-settled derivatives:
| 2,370,203 | 0.26 | 3,578,046 | 0.39 |
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00 | 0 | 0.00 |
TOTAL: | 9,167,421 | 1.00 | 3,578,046 | 0.39 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | N/A |
Details, including nature of the rights concerned and relevant percentages: | N/A |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchase/sale ISIN GB00BYQ46T41 | Number of securities | Price per unit (Note 5) |
|
| Common | Buy Transaction | 15,685 | 1.3780 GBP |
|
| Common | Buy Transaction | 7,463 | 1.3700 GBP |
|
| Common | Buy Transaction | 15,426 | 1.3720 GBP |
|
| Common | Buy Transaction | 26,561 | 1.3520 GBP |
|
| Common | Buy Transaction | 8,345 | 1.3740 GBP |
|
| Common | Buy Transaction | 14,622 | 1.3560 GBP |
|
| Common | Buy Transaction | 11,582 | 1.3620 GBP |
|
| Common | Buy Transaction | 13,601 | 1.3540 GBP |
|
| Common | Buy Transaction | 4,592 | 1.3760 GBP |
|
| Common | Buy Transaction | 8,308 | 1.3640 GBP |
|
| Common | Buy Transaction | 10,724 | 1.3820 GBP |
|
| Common | Buy Transaction | 4,352 | 1.3500 GBP |
|
| Common | Buy Transaction | 2,658 | 1.3680 GBP |
|
| Common | Buy Transaction | 520 | 1.3800 GBP |
|
| Common | Buy Transaction | 64 | 1.3580 GBP |
|
| Common | Sell Transaction | 15,939 | 1.3800 GBP |
|
| Common | Sell Transaction | 4,984 | 1.3520 GBP |
|
| Common | Sell Transaction | 40 | 1.3820 GBP |
|
| Common | Sell Transaction | 2,468 | 1.3680 GBP |
|
| Common | Sell Transaction | 20,543 | 1.3660 GBP |
|
| Common | Sell Transaction | 16,999 | 1.3760 GBP |
|
| Common | Sell Transaction | 9,067 | 1.3580 GBP |
|
| Common | Sell Transaction | 13,869 | 1.3780 GBP |
|
| Common | Sell Transaction | 4,844 | 1.3600 GBP |
|
| Common | Sell Transaction | 13,828 | 1.3640 GBP |
|
| Common | Sell Transaction | 13,208 | 1.3540 GBP |
|
| Common | Sell Transaction | 10,802 | 1.3740 GBP |
|
| Common | Sell Transaction | 8,714 | 1.3620 GBP |
|
| Common | Sell Transaction | 7,419 | 1.3560 GBP |
|
| Common | Sell Transaction | 1,040 | 1.3720 GBP |
|
| Common | Sell Transaction | 21,600 | 1.3500 GBP |
|
(b) Cash-settled derivative transactions
Class of relevant security | Product name, e.g. CFD ISIN GB00BYQ46T41 | Nature of transaction (Note 6)
| Number of relevant securities (Note 7) | Price per unit (Note 5) |
Common | CFD | Increasing long position/Reducing short position | 915 | 1.3527 GBP |
Common | CFD | Increasing long position/Reducing short position | 881 | 1.3561 GBP |
Common | CFD | Increasing long position/Reducing short position | 30,019 | 1.3605 GBP |
Common | CFD | Increasing long position/Reducing short position | 6,910 | 1.3552 GBP |
Common | CFD | Increasing long position/Reducing short position | 6,811 | 1.3638 GBP |
Common | CFD | Increasing long position/Reducing short position | 4,163 | 1.3649 GBP |
Common | CFD | Increasing long position/Reducing short position | 1,851 | 1.3520 GBP |
Common | CFD | Closing long position/Opening short position | 2,139 | 1.3785 GBP |
Common | CFD | Closing long position/Opening short position | 4,853 | 1.3793 GBP |
Common | CFD | Closing long position/Opening short position | 52,342 | 1.3780 GBP |
Common | CFD | Closing long position/Opening short position | 13,675 | 1.3751 GBP |
Common | CFD | Closing long position/Opening short position | 55,684 | 1.3715 GBP |
Common | CFD | Closing long position/Opening short position | 44,084 | 1.3758 GBP |
Common | CFD | Closing long position/Opening short position | 1,246 | 1.3744 GBP |
Common | CFD | Closing long position/Opening short position | 1,837 | 1.3818 GBP |
Common | CFD | Closing long position/Opening short position | 3,630 | 1.3770 GBP |
Common | CFD | Closing long position/Opening short position | 4,822 | 1.3780 GBP |
Common | CFD | Closing long position/Opening short position | 8,926 | 1.3738 GBP |
Common | CFD | Closing long position/Opening short position | 16,544 | 1.3770 GBP |
Common | CFD | Closing long position/Opening short position | 4,953 | 1.3762 GBP |
Common | CFD | Closing long position/Opening short position | 17,878 | 1.3685 GBP |
Common | CFD | Closing long position/Opening short position | 862,715 | 1.3589 GBP |
Common | CFD | Closing long position/Opening short position | 147,253 | 1.3691 GBP |
Common | CFD | Closing long position/Opening short position | 48,759 | 1.3779 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | No |
| Date of disclosure: | 24 June 2022 |
| Contact name: | Kim Heslop |
| Telephone number*: | 020 7645 9700 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.