25 Sep 2019 10:59
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | London Stock Exchange Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | London Stock Exchange Group plc |
(d) Date dealing undertaken: | 24 SEPTEMBER 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES - Hong Kong Exchanges and Clearing Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
6 79/86 p ordinary | PURCHASES | 162,738 | 73.9800 GBP | 73.0000 GBP |
6 79/86 p ordinary | SALES | 74,327 | 74.0000 GBP | 72.9800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
6 79/86 p ordinary | CFD | LONG | 47 | 73.2157 GBP |
6 79/86 p ordinary | CFD | LONG | 40 | 73.2470 GBP |
6 79/86 p ordinary | CFD | LONG | 122 | 73.2924 GBP |
6 79/86 p ordinary | CFD | LONG | 126 | 73.3141 GBP |
6 79/86 p ordinary | CFD | LONG | 66 | 73.3532 GBP |
6 79/86 p ordinary | CFD | LONG | 147 | 73.3898 GBP |
6 79/86 p ordinary | CFD | LONG | 2,946 | 73.4324 GBP |
6 79/86 p ordinary | CFD | LONG | 800 | 73.4651 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 73.5046 GBP |
6 79/86 p ordinary | CFD | LONG | 131 | 73.5140 GBP |
6 79/86 p ordinary | CFD | LONG | 7,890 | 73.5643 GBP |
6 79/86 p ordinary | CFD | LONG | 1,800 | 73.6496 GBP |
6 79/86 p ordinary | CFD | LONG | 12 | 73.6774 GBP |
6 79/86 p ordinary | CFD | LONG | 318 | 73.6849 GBP |
6 79/86 p ordinary | CFD | LONG | 9 | 73.6853 GBP |
6 79/86 p ordinary | CFD | LONG | 62 | 73.6889 GBP |
6 79/86 p ordinary | CFD | LONG | 16 | 73.6916 GBP |
6 79/86 p ordinary | CFD | LONG | 657 | 73.6919 GBP |
6 79/86 p ordinary | CFD | LONG | 2,732 | 73.6941 GBP |
6 79/86 p ordinary | CFD | LONG | 440 | 73.6981 GBP |
6 79/86 p ordinary | CFD | LONG | 52 | 73.6993 GBP |
6 79/86 p ordinary | CFD | LONG | 877 | 73.6994 GBP |
6 79/86 p ordinary | CFD | LONG | 1 | 73.7141 GBP |
6 79/86 p ordinary | CFD | LONG | 525 | 73.7199 GBP |
6 79/86 p ordinary | CFD | LONG | 268 | 73.7436 GBP |
6 79/86 p ordinary | CFD | LONG | 234 | 73.7792 GBP |
6 79/86 p ordinary | CFD | LONG | 148 | 73.856 GBP |
6 79/86 p ordinary | CFD | LONG | 6 | 73.9052 GBP |
6 79/86 p ordinary | CFD | SHORT | 60 | 73.1646 GBP |
6 79/86 p ordinary | CFD | SHORT | 72 | 73.1657 GBP |
6 79/86 p ordinary | CFD | SHORT | 27 | 73.1661 GBP |
6 79/86 p ordinary | CFD | SHORT | 296 | 73.1679 GBP |
6 79/86 p ordinary | CFD | SHORT | 309 | 73.1693 GBP |
6 79/86 p ordinary | CFD | SHORT | 214 | 73.1701 GBP |
6 79/86 p ordinary | CFD | SHORT | 58 | 73.1707 GBP |
6 79/86 p ordinary | CFD | SHORT | 317 | 73.3600 GBP |
6 79/86 p ordinary | CFD | SHORT | 21,835 | 73.3720 GBP |
6 79/86 p ordinary | CFD | SHORT | 78 | 73.4069 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,946 | 73.4161 GBP |
6 79/86 p ordinary | CFD | SHORT | 945 | 73.422 GBP |
6 79/86 p ordinary | CFD | SHORT | 30,217 | 73.4424 GBP |
6 79/86 p ordinary | CFD | SHORT | 14,373 | 73.5174 GBP |
6 79/86 p ordinary | CFD | SHORT | 22 | 73.5579 GBP |
6 79/86 p ordinary | CFD | SHORT | 9 | 73.5674 GBP |
6 79/86 p ordinary | CFD | SHORT | 91 | 73.5804 GBP |
6 79/86 p ordinary | CFD | SHORT | 4,022 | 73.5901 GBP |
6 79/86 p ordinary | CFD | SHORT | 21,841 | 73.6221 GBP |
6 79/86 p ordinary | CFD | SHORT | 541 | 73.6614 GBP |
6 79/86 p ordinary | CFD | SHORT | 6 | 73.7011 GBP |
6 79/86 p ordinary | CFD | SHORT | 4,300 | 73.7033 GBP |
6 79/86 p ordinary | CFD | SHORT | 90 | 73.7074 GBP |
6 79/86 p ordinary | CFD | SHORT | 263 | 73.7812 GBP |
6 79/86 p ordinary | CFD | SHORT | 21,774 | 73.8096 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
Date of disclosure: | 25 SEPTEMBER 2019
|
Contact name: | Craig Horsley
|
Telephone number: | +44(141) 245 7736
|
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.