Last checked at 6 Sep 2022 11:46
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BRS65X63
Issuer Name
INDIVIOR PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities plc |
5. Date on which the threshold was crossed or reached
31-Aug-2022
6. Date on which Issuer notified
02-Sep-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 1.589091 | 4.475142 | 6.064233 | 41969071 |
Position of previous notification (if applicable) | 1.130238 | 4.464325 | 5.594563 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BRS65X63 | 10997708 | 1.589091 | ||
Sub Total 8.A | 10997708 | 1.589091% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Depository Receipt | n/a | n/a | 5 | 0.000001 |
Sub Total 8.B1 | 5 | 0.000001% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 02/09/2022 | 02/09/2022 | Cash | 808604 | 0.116838 |
Cash-settled Equity Swap | 16/09/2022 | 16/09/2022 | Cash | 3578549 | 0.517075 |
Cash-settled Equity Swap | 23/09/2022 | 23/09/2022 | Cash | 5203983 | 0.751939 |
Cash-settled Equity Swap | 10/10/2022 | 10/10/2022 | Cash | 2688000 | 0.388397 |
Cash-settled Equity Swap | 14/10/2022 | 14/10/2022 | Cash | 3000000 | 0.433479 |
Cash-settled Equity Swap | 24/10/2022 | 24/10/2022 | Cash | 727000 | 0.105046 |
Cash-settled Equity Swap | 26/10/2022 | 26/10/2022 | Cash | 6413818 | 0.926751 |
Cash-settled Equity Swap | 07/02/2023 | 07/02/2023 | Cash | 5315323 | 0.768027 |
Cash-settled Equity Swap | 01/03/2023 | 01/03/2023 | Cash | 12962 | 0.001873 |
Cash-settled Equity Swap | 28/03/2023 | 28/03/2023 | Cash | 717000 | 0.103601 |
Cash-settled Equity Swap | 02/06/2023 | 02/06/2023 | Cash | 228607 | 0.033032 |
Cash-settled Equity Swap | 19/07/2023 | 19/07/2023 | Cash | 44950 | 0.006495 |
Cash-settled Equity Swap | 22/09/2023 | 22/09/2023 | Cash | 5000 | 0.000722 |
Cash-settled Equity Swap | 27/09/2023 | 27/09/2023 | Cash | 38323 | 0.005537 |
Cash-settled Equity Swap | 03/10/2023 | 03/10/2023 | Cash | 51736 | 0.007475 |
Cash-settled Equity Swap | 05/05/2027 | 05/05/2027 | Cash | 1547037 | 0.223536 |
Cash-settled Equity Swap | 02/06/2027 | 02/06/2027 | Cash | 590466 | 0.085318 |
Sub Total 8.B2 | 30971358 | 4.475141% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 4.475143 | 6.043567% | |
JPMorgan Chase & Co. | JPMorgan Chase Bank, National Association | |||
JPMorgan Chase & Co. | J.P. Morgan Securities LLC | |||
JPMorgan Chase & Co. | J.P. Morgan SE |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan SE (100%)JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)
12. Date of Completion
02-Sep-2022
13. Place Of Completion
London