Last checked at 13 Mar 2013 14:05
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.14 R(1).
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
IMI plc
2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii)
Disclosure relates to point (i)
3. Name of person discharging managerial responsibilities/director
Martin Lamb - Director and PDMR
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Notification relates to Martin Lamb
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification in respect of the person named in 3 above
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary Shares of 25p each
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Martin Lamb
8. State the nature of the transaction
Shares purchased pursuant to participation in the IMI Share Purchase Plan (the Company's All Employee Share Ownership Plan).
9. Number of shares, debentures or financial instruments relating to shares acquired
9
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.000003%
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
£13.21
14. Date and place of transaction
12 March 2013, London
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
229,229 - 0.07%
Relative to basic salary (calculated at the closing price on 11th March 2013) the level of holding is 395% and is 1190% taking into account all vested but unexercised shares which are counted towards the share ownership guidelines set by the Remuneration Committee.
16. Date issuer informed of transaction
12 March 2013
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
Award of shares under the IMI plc Performance Share Plan ("PSP") as detailed below.
17. Date of grant
12 March 2013
18. Period during which or date on which it can be exercised
Under normal circumstances, the awards will vest on 12 March 2016 subject to the applicable performance conditions being met and will be exercisable until 12 March 2023.
19. Total amount paid (if any) for grant of the option
No consideration was paid for the grant of the option.
20. Description of shares or debentures involved (class and number)
Award in the form of nil cost options granted under the PSP over 57,800 Ordinary shares of 25p each.
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
Nil
22. Total number of shares or debentures over which options held following notification
305,150 shares are subject to outstanding awards under the PSP.
23. Any additional information
None
24. Name of contact and telephone number for queries
J O'Shea - Company Secretary - 0121 717 3700
Name and signature of duly authorised officer of issuer responsible for making notification
J O'Shea - Company Secretary
Date of notification
13 March 2013
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.14 R(1).
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
IMI plc
2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii)
Disclosure relates to point (i)
3. Name of person discharging managerial responsibilities/director
Douglas Hurt - Director and PDMR
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Notification relates to Douglas Hurt
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification in respect of person named in 3 above
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary Shares of 25p each
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Douglas Hurt
8. State the nature of the transaction
Shares purchased pursuant to participation in the IMI Share Purchase Plan (the Company's All Employee Share Ownership Plan).
9. Number of shares, debentures or financial instruments relating to shares acquired
10
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.000003%
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
£13.21
14. Date and place of transaction
12 March 2013, London
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
201,400 - 0.06%
Relative to basic salary (calculated at the closing price on 11th March 2013) the level of holding is 635% and is 1175% taking into account all vested but unexercised shares which are counted towards the share ownership guidelines set by the Remuneration Committee.
16. Date issuer informed of transaction
12 March 2013
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
Award of shares under the IMI plc Performance Share Plan ("PSP") as detailed below.
17. Date of grant
12 March 2013
18. Period during which or date on which it can be exercised
Under normal circumstances, the awards will vest on 12 March 2016 subject to the applicable performance conditions being met and will be exercisable until 12 March 2023.
19. Total amount paid (if any) for grant of the option
No consideration was paid for the grant of the option.
20. Description of shares or debentures involved (class and number)
Award in the form of nil cost options granted under the PSP over 31,500 Ordinary shares of 25p each.
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
Nil
22. Total number of shares or debentures over which options held following notification
167,050 shares are subject to outstanding awards under the PSP.
23. Any additional information
None
24. Name of contact and telephone number for queries
J O'Shea - Company Secretary - 0121 717 3700
Name and signature of duly authorised officer of issuer responsible for making notification
J O'Shea - Company Secretary
Date of notification
13 March 2013
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.14 R(1).
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
IMI plc
2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii)
Disclosure relates to point (i)
3. Name of person discharging managerial responsibilities/director
Roy Twite - Director and PDMR
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Notification relates to Roy Twite
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification in respect of person named in 3 above
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary Shares of 25p each
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Roy Twite
8. State the nature of the transaction
Shares purchased pursuant to participation in the IMI Share Purchase Plan (the Company's All Employee Share Ownership Plan).
9. Number of shares, debentures or financial instruments relating to shares acquired
10
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.000003%
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
£13.21
14. Date and place of transaction
12 March 2013, London
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
156,077 - 0.05%
Relative to basic salary (calculated at the closing price on 11th March 2013) the level of holding is 492% and is 628% taking into account all vested but unexercised shares which are counted towards the share ownership guidelines set by the Remuneration Committee.
16. Date issuer informed of transaction
12 March 2013
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
Award of shares under the IMI plc Performance Share Plan ("PSP") as detailed below.
17. Date of grant
12 March 2013
18. Period during which or date on which it can be exercised
Under normal circumstances, the awards will vest on 12 March 2016 subject to the applicable performance conditions being met and will be exercisable until 12 March 2023.
19. Total amount paid (if any) for grant of the option
No consideration was paid for the grant of the option.
20. Description of shares or debentures involved (class and number)
Award in the form of nil cost options granted under the PSP over 31,500 Ordinary shares of 25p each.
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
Nil
22. Total number of shares or debentures over which options held following notification
161,850 shares are subject to outstanding awards under the PSP.
23. Any additional information
None
24. Name of contact and telephone number for queries
J O'Shea - Company Secretary - 0121 717 3700
Name and signature of duly authorised officer of issuer responsible for making notification
J O'Shea - Company Secretary
Date of notification
13 March 2013
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.14 R(1).
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
IMI plc
2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii)
Disclosure relates to point (i)
3. Name of person discharging managerial responsibilities/director
Paul Cleaver - PDMR (President, Norgren)
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification in respect of person named in 3 above
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary Shares of 25p each
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Paul Cleaver
8. State the nature of the transaction
Award of shares under the IMI plc Share Option Plan ("SOP") as detailed below.
9. Number of shares, debentures or financial instruments relating to shares acquired
N/A
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
N/A
14. Date and place of transaction
N/A
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
34,912 - 0.01%
16. Date issuer informed of transaction
12 March 2013
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
12 March 2013
18. Period during which or date on which it can be exercised
Under normal circumstances, the awards will vest on 12 March 2016 and will lapse, to the extent they are not exercised, on 12 March 2023.
19. Total amount paid (if any) for grant of the option
No consideration was paid for the grant of the option.
20. Description of shares or debentures involved (class and number)
Award in the form of share options granted under the SOP over 26,800 Ordinary shares of 25p each.
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
£13.227 per share
22. Total number of shares or debentures over which options held following notification
137,150 shares are subject to outstanding awards under the SOP.
23. Any additional information
None
24. Name of contact and telephone number for queries
J O'Shea - Company Secretary - 0121 717 3700
Name and signature of duly authorised officer of issuer responsible for making notification
J O'Shea - Company Secretary
Date of notification
13 March 2013
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.14 R(1).
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
IMI plc
2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii)
Disclosure relates to point (i)
3. Name of person discharging managerial responsibilities/director
Tim Hubbard - PDMR (President, IMI Cornelius Group)
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification in respect of person named in 3 above
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary Shares of 25p each
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Tim Hubbard
8. State the nature of the transaction
Award of shares under the IMI plc Share Option Plan ("SOP") as detailed below.
9. Number of shares, debentures or financial instruments relating to shares acquired
N/A
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
N/A
14. Date and place of transaction
N/A
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
66,935 - 0.02%
16. Date issuer informed of transaction
12 March 2013
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
12 March 2013
18. Period during which or date on which it can be exercised
Under normal circumstances, the awards will vest on 12 March 2016 and will lapse, to the extent they are not exercised, on 12 March 2023.
19. Total amount paid (if any) for grant of the option
No consideration was paid for the grant of the option.
20. Description of shares or debentures involved (class and number)
Award in the form of share options granted under the SOP over 24,900 Ordinary shares of 25p each.
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
£13.227 per share
22. Total number of shares or debentures over which options held following notification
141,100 shares are subject to outstanding awards under the SOP.
23. Any additional information
None
24. Name of contact and telephone number for queries
J O'Shea - Company Secretary - 0121 717 3700
Name and signature of duly authorised officer of issuer responsible for making notification
J O'Shea - Company Secretary
Date of notification
13 March 2013
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.14 R(1).
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
IMI plc
2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii)
Disclosure relates to point (i)
3. Name of person discharging managerial responsibilities/director
Peter Spencer - PDMR (President, Indoor Climate Group)
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Notification relates to Peter Spencer
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification in respect of person named in 3 above
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary Shares of 25p each
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Peter Spencer
8. State the nature of the transaction
Shares purchased pursuant to participation in the IMI Share Purchase Plan (the Company's All Employee Share Ownership Plan).
9. Number of shares, debentures or financial instruments relating to shares acquired
9
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.000003%
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
£13.21
14. Date and place of transaction
12 March 2013, London
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
20,203 - 0.006%
16. Date issuer informed of transaction
12 March 2013
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
Award of shares under the IMI plc Share Option Plan ("SOP") as detailed below.
17. Date of grant
12 March 2013
18. Period during which or date on which it can be exercised
Under normal circumstances, the awards will vest on 12 March 2016 and will lapse, to the extent they are not exercised, on 12 March 2023.
19. Total amount paid (if any) for grant of the option
No consideration was paid for the grant of the option.
20. Description of shares or debentures involved (class and number)
Award in the form of share options granted under the SOP over 22,900 Ordinary shares of 25p each.
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
£13.227 per share
22. Total number of shares or debentures over which options held following notification
65,150 shares are subject to outstanding awards under the SOP.
23. Any additional information
None
24. Name of contact and telephone number for queries
J O'Shea - Company Secretary - 0121 717 3700
Name and signature of duly authorised officer of issuer responsible for making notification
J O'Shea - Company Secretary
Date of notification
13 March 2013
END