19 Nov 2009 18:26
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Hargreaves Services plc |
2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | Yes | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | |
An event changing the breakdown of voting rights | No | |
Other (please specify): | Change in the ISC | Yes |
3. Full name of person(s) subject to the notification obligation: | Gartmore Investment Limited |
4. Full name of shareholder(s) (if different from 3.): | See Section 9 |
5. Date of the transaction and date on which the threshold is crossed or reached: | 11th November 2009 |
6. Date on which issuer notified: | 12th November 2009 |
7. Threshold(s) that is/are crossed or reached: | 5% |
8. Notified details: | |||||||
A: Voting rights attached to shares | |||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | |||
Direct | Direct | Indirect | Direct | Indirect | |||
GB00B0MTC970 | 987,015 | 987,015 | 951,009 |
| 951,009 |
| 3.585% |
|
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | |
CFD | N/A | N/A | N/A | 370,144 | Nominal | Delta |
1.395% |
|
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
1,321,153 | 4.980% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
Share Description Fund Managing Co. | Shares Held | % of issued capital | UK Registered Owner | Beneficial Owner |
Equities | ||||
Hargreaves Service Ord GBP0.10 | ||||
Gartmore Fund Managers Limited | 264,502 | 0.997% | HSBC Global Custody Nominee UK Ltd | Gartmore Fund Managers Ltd A/C Gartmore UK & Irish Smaller Companies |
Gartmore Investment Limited | 367,904 | 1.387% | Nortrust Nominees Limited | Strathclyde Pension Fund |
95,051 | 0.358% | Gartmore Growth Opportunities | Gartmore Growth Opportunities PLC | |
200,408 | 0.755% | Goldman Sachs Nominees Ltd | The Gartmore UK Small Cap Best Ideas Fund Limited | |
24,961 | 0.094% | Bank of Bermuda Luxembourg | Gartmore Sicav Pan Euro Smaller Companies Fund | |
| 952,826 | 3.591% |
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|
Contract for Difference | ||||
Hargreaves Service CFD Contract B0MTC97 | ||||
Gartmore Investment Limited | 370,144 | 1.395% | Vidacos Nominees Ltd A/C 2303 | The Alphagen Volantis Fund Limited |
| 370,144 | 1.395% |
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| |||
1,322,970 | 4.987% |
Proxy Voting: | |
10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: | All figures are based on the Company's issued share capital of 26,530,646 as provided by Exshare E mail contact RDU@Gartmore.com |
14. Contact name: | RDU |
15. Contact telephone number: | 0207 782 2324 |