11 Sep 2012 11:31
For filings with the FSA include the annex For filings with issuer exclude the annex TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are SVM GLOBAL FUNDattached:ii 2 Reason for the notification (please tick the appropriate box or boxes): An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments An event changing the breakdown of voting rights Other (please specify): 3. Full name of person(s) subject to the Brewin Dolphin Limitednotification obligation:iii 4. Full name of shareholder(s) (if different from 3.):iv 5. Date of the transaction and date on which the threshold is crossed or 7th September 2012reached: v 6. Date on which issuer notified: 10th September 2012 7. Threshold(s) that is/are crossed or 5%reached: vi, vii 8. Notified details: A: Voting rights attached to shares viii, ix Class/type of Situation previous Resulting situation after the triggering shares to the triggering transaction transaction if possible Number Number Number Number of voting % of voting rights using of of of rights x the ISIN CODE Shares Voting shares Rights Direct Direct Indirect xii Direct Indirect xi
Ordinary GBP0.25 2,727,728 2,727,728 N/A N/A 2,444,215 N/A 4.9661%
GB0009115444 B: Qualifying Financial Instruments Resulting situation after the triggering transaction Type of financial Expiration Exercise/ Number of voting % of voting instrument date xiii Conversion Period xiv rights that may be rights acquired if the instrument is exercised/ converted. C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi Resulting situation after the triggering transaction Type of Exercise Expiration Exercise/ Number of voting rights % of voting financial price date xvii Conversion instrument refers to rights xix, xx instrument period xviii Nominal Delta Total (A+B+C) Number of voting rights Percentage of voting rights 2,444,215 4.9661
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Indirect - Brewin Nominees Limited - 567,047 1.1521% Indirect - Giltspur Nominees Limited - 1,069,229 2.1724% Indirect - BDS Nominees Limited - 516,354 1.0491% Indirect - Brewin Nominees Limited A/c Charity - 20,920 0.0425% Indirect - Brewin Nominees Limited A/c Offbond - 264,920 0.5383% Indirect - Brewin Nominees (Channel Islands) Limited - 5,745 0.0117% Proxy Voting: 10. Name of the proxy holder: 11. Number of voting rights proxy holder will cease to hold: 12. Date on which proxy holder will cease to hold voting rights: 13. Additional Figures based on shares in issue of 49,218,411 information: The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements. 14. Contact Gill Keppiename: 15. Contact telephone 0191 529 5889number: Note: Annex should only be submitted to the FSA not the issuer Annex: Notification of major interests in sharesxxii A: Identity of the persons or legal entity subject to the notification obligation Full name (including legal form of legal entities) Brewin Dolphin Limited Contact address Time Central, Gallowgate, Newcastle-upon-Tyne,(registered office for legal entities) NE1 4SR Phone number & email 0191 279 7605 Gill.Keppie@brewin.co.uk Other useful information (at least legal representative for legal persons) B: Identity of the notifier, if applicable Full name Contact address Phone number & email Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) C: Additional information
For notes on how to complete form TR-1 please see the FSA website.
XLON