4 Feb 2010 15:55
For filings with the FSA include the annex For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are
attached:ii SVM Global Fund
2 Reason for the notification (please tick the appropriate box or boxes): An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments An event changing the breakdown of voting rights
Other (please specify): Transfer in to Nominees X 3. Full name of person(s) subject to the Rensburg Sheppards Investment Management notification obligation:iii Limited
4. Full name of shareholder(s) N/A
(if different from 3.):iv
5. Date of the transaction and date on 1st February 2010 which the threshold is crossed or
reached: v
6. Date on which issuer notified: 2nd February 2010 7. Threshold(s) that is/are crossed or 6%
reached: vi, vii 8. Notified details:
A: Voting rights attached to shares viii, ix Class/type Situation previous Resulting situation after the triggering transaction of to the triggering shares transaction Number Number Number Number of voting % of voting rights if possible of of of rights x using Shares Voting shares the ISIN Rights CODE Direct Direct xi Indirect xii Direct Indirect Ordinary Shares 3,416,985 3,416,985 3,428,685 6.01% GB0001216000
B: Qualifying Financial Instruments Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting financial date xiii Conversion Period xiv rights that may be rights instrument acquired if the instrument is exercised/ converted. C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise price Expiration Exercise/ Number of voting rights % of voting financial date xvii Conversion instrument refers to rights xix, xx instrument period xviii Nominal Delta Total (A+B+C) Number of voting rights Percentage of voting rights 3,428,685 6.01%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Client holdings registered in the name of Nominee companies 100% owned by Rensburg Sheppards Investment Management Limited.
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease
to hold: N/A
12. Date on which proxy holder will cease to hold
voting rights: N/A 13. Additional information: N/A 14. Contact name: N/A
15. Contact telephone number:
N/A
Note: Annex should only be submitted to the FSA not the issuer Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification
obligation Full name Rensburg Sheppards Investment Management Limited
(including legal form of legal entities)
Contact address Quayside House
(registered office for legal entities) Canal Wharf
Leeds LS11 5PU Phone number & email 0113 236 4171 mike.rigby@rsim.co.uk Other useful information Mike Rigby (at least legal representative for legal persons) (Head of Compliance)
B: Identity of the notifier, if applicable
Full name Philip Martin Beardwell Contact address 2 Gresham Street London EC2V 7QN Phone number & email 020 7597 1356 phil.beardwell@rsim.co.uk Other useful information Senior Compliance Manager
(e.g. functional relationship with the person or legal entity subject to the notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FSA website.
vendor