26 Sep 2011 11:48
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Autonomy Corporation Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Autonomy Corporation Plc
principal trader is connected:
(d) Date dealing undertaken: 23/09/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0055007982 Purchase 1,742,932 GBP 25.30 GBP 25.16
Common - GB0055007982 Sale 1,854,889 GBP 25.31 GBP 25.16
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0055007982 Swap SHORT 8149 GBP 25.28
Common - GB0055007982 Swap SHORT 5308 GBP 25.17
Common - GB0055007982 Swap SHORT 2995 GBP 25.28
Common - GB0055007982 Swap SHORT 1584 GBP 25.23
Common - GB0055007982 Swap SHORT 1126 GBP 25.17
Common - GB0055007982 Swap SHORT 52000 GBP 25.27
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0055007982 Swap LONG 2 GBP 25.30
Common - GB0055007982 Swap LONG 2 GBP 25.30
Common - GB0055007982 Swap LONG 12 GBP 25.30
Common - GB0055007982 Swap LONG 81 GBP 25.25
Common - GB0055007982 Swap LONG 563 GBP 25.30
Common - GB0055007982 Swap LONG 1126 GBP 25.25
Common - GB0055007982 Swap LONG 3131 GBP 25.27
Common - GB0055007982 Swap LONG 3725 GBP 25.27
Common - GB0055007982 Swap LONG 8149 GBP 25.27
Common - GB0055007982 Swap LONG 14240 GBP 25.27
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 26/09/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Hansen Transmissions International NV
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Hansen Transmissions
principal trader is connected: International NV
(d) Date dealing undertaken: 23/09/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - BE0947727377 Purchase 20,701 GBP 0.65 GBP 0.65
Common - BE0947727377 Sale 26,756 GBP 0.65 GBP 0.65
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap SHORT 8494 GBP 0.65
Common - BE0947727377 Swap SHORT 6239 GBP 0.65
Common - BE0947727377 Swap SHORT 3913 GBP 0.65
Common - BE0947727377 Swap SHORT 1129 GBP 0.65
Common - BE0947727377 Swap SHORT 926 GBP 0.65
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap LONG 174 GBP 0.65
Common - BE0947727377 Swap LONG 874 GBP 0.65
Common - BE0947727377 Swap LONG 2500 GBP 0.65
Common - BE0947727377 Swap LONG 5670 GBP 0.65
Common - BE0947727377 Swap LONG 8500 GBP 0.65
Common - BE0947727377 Swap LONG 9038 GBP 0.65
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 26/09/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 23/09/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 67,141 GBP 3.71 GBP 3.53
Common - GB00B17BBQ50 Sale 105,462 GBP 3.69 GBP 3.53
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap SHORT 153 GBP 3.62
Common - GB00B17BBQ50 Swap SHORT 270 GBP 3.58
Common - GB00B17BBQ50 Swap SHORT 323 GBP 3.62
Common - GB00B17BBQ50 Swap SHORT 433 GBP 3.61
Common - GB00B17BBQ50 Swap SHORT 1030 GBP 3.58
Common - GB00B17BBQ50 Swap SHORT 14341 GBP 3.63
Common - GB00B17BBQ50 Swap SHORT 99 GBP 3.53
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap LONG 792 GBP 3.63
Common - GB00B17BBQ50 Swap LONG 18844 GBP 3.61
Common - GB00B17BBQ50 Swap LONG 18550 GBP 3.57
Common - GB00B17BBQ50 Swap LONG 6000 GBP 3.56
Common - GB00B17BBQ50 Swap LONG 1675 GBP 3.56
Common - GB00B17BBQ50 Swap LONG 945 GBP 3.61
Common - GB00B17BBQ50 Swap LONG 1030 GBP 3.64
Common - GB00B17BBQ50 Swap LONG 476 GBP 3.62
Common - GB00B17BBQ50 Swap LONG 442 GBP 3.62
Common - GB00B17BBQ50 Swap LONG 423 GBP 3.69
Common - GB00B17BBQ50 Swap LONG 400 GBP 3.63
Common - GB00B17BBQ50 Swap LONG 325 GBP 3.56
Common - GB00B17BBQ50 Swap LONG 169 GBP 3.69
Common - GB00B17BBQ50 Swap LONG 80 GBP 3.63
Common - GB00B17BBQ50 Swap LONG 67 GBP 3.63
Common - GB00B17BBQ50 Swap LONG 66 GBP 3.63
Common - GB00B17BBQ50 Swap LONG 47 GBP 3.63
Common - GB00B17BBQ50 Swap LONG 39 GBP 3.63
Common - GB00B17BBQ50 Swap LONG 1235 GBP 3.63
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 26/09/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Evolution Group Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 23/09/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0030221864 Purchase 43,661 GBP 0.81 GBP 0.79
Common - GB0030221864 Sale 24,256 GBP 0.81 GBP 0.80
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0030221864 Swap SHORT 5978 GBP 0.79
Common - GB0030221864 Swap SHORT 5451 GBP 0.80
Common - GB0030221864 Swap SHORT 3509 GBP 0.79
Common - GB0030221864 Swap SHORT 3068 GBP 0.80
Common - GB0030221864 Swap SHORT 2915 GBP 0.79
Common - GB0030221864 Swap SHORT 2262 GBP 0.79
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0030221864 Swap LONG 936 GBP 0.80
Common - GB0030221864 Swap LONG 6364 GBP 0.80
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 26/09/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859