12 Apr 2011 15:32
Notification of Transactions of Directors/Persons Discharging Managerial
Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
ECOFIN WATER & POWER OPPORTUNITIES PLC | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
NOTIFICATION UNDER DTR 3.1.2 R |
3. | Name of persons discharging managerial responsibilities/directors
JOHN MURRAY BERNARD LAMBILLIOTTE ECOFIN LIMITED | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1
NOTIFICATION RE ECOFIN LIMITED AND THE INTERNATIONAL PENSION PLAN OF ECOFIN HOLDINGS LIMITED | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
6% CONVERTIBLE UNSECURED LOAN STOCK 2016 |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
HSBC GLOBAL CUSTODY NOMINEE (UK) LIMITED
| 8 | State the nature of the transaction DISPOSALS BY: a) ECOFIN LIMITED b) THE INTERNATIONAL PENSION PLAN OF ECOFIN HOLDINGS LIMITED |
9. | Number of shares, debentures or financial instruments relating to shares acquired
N/A
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A |
11. | Number of shares, debentures or financial instruments relating to shares disposed
3,500,000 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
2.50 % |
13. | Price per share or value of transaction
£1.04 per £1.00 Nominal | 14. | Date and place of transaction
08 APRIL 2011 - LONDON |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
NIL
| 16. | Date issuer informed of transaction
11 APRIL 2011 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 | Date of grant | 18. | Period during which or date on which exercisable |
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
23. | Any additional information Ecofin Holdings Limited, a company in which John Murray and Bernard Lambilliotte have an interest, is Investment Manager of Ecofin Water & Power Opportunities plc. | 24. | Name of contact and telephone number for queries D HAYES pp PHOENIX ADMINISTRATION SERVICES LIMITED - CORPORATE SECRETARY 01245 398950 |
Name of authorised officialof issuer responsible for making notification
D HAYES
for PHOENIX ADMINISTRATION SERVICES LIMITED - CORPORATE SECRETARY
12 April 2011