Last checked at 18 Oct 2016 17:15
| For filings with the FCA include the annex | |||||||||||||
| For filings with issuer exclude the annex | |||||||||||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||||
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | ECR Minerals Plc | ||||||||||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||||
| An acquisition or disposal of voting rights | X | ||||||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||||
| An event changing the breakdown of voting rights | |||||||||||||
| Other (please specify): | |||||||||||||
| 3. Full name of person(s) subject to thenotification obligation: iii | 1Yorkville Advisors Global, LLC 2 Yorkville Advisors Global, LP 3 YA II PN, Ltd. | ||||||||||||
| 4. Full name of shareholder(s)(if different from 3.):iv | Jarvis Investment Management Ltd (Registered Holder) | ||||||||||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached: v | September 20, 2016 | ||||||||||||
| 6. Date on which issuer notified: | October 18, 2016 | ||||||||||||
| 7. Threshold(s) that is/are crossed orreached: vi, vii | 5.00,4.00,3.00% | ||||||||||||
| 8. Notified details: | |||||||||||||||||||||||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||||
| Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||||||||||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||||||||||||||||||
|
Ordinary Shares | 773,686,210 | 773,686,210 | Below 3% | ||||||||||||||||||||||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||
| Type of financialinstrument | Expirationdate xiii | Exercise/ Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||||||||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||
| Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||||||||||
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| Nominal | Delta | |||||||||||||||||||||||||||||||||
| Total (A+B+C) | |||||||||||||||||||||||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||||||||
| Below 3% | |||||||||||||||||||||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |||||||
| Yorkville Advisors Global, LLC is the general partner, and controlling person, of Yorkville Advisors Global, LP, which is the investment manager of YA II PN, Ltd. (which entity was formerly known as YA Global Master SPV, Ltd.) | |||||||
| Proxy Voting: | |||||||
| 10. Name of the proxy holder: | |||||||
| 11. Number of voting rights proxy holder will ceaseto hold: | |||||||
| 12. Date on which proxy holder will cease to holdvoting rights: | |||||||
| 13. Additional information: | |||||||
| 14. Contact name: | Troy Rillo | ||||||
| 15. Contact telephone number: | 001.908.906.5127 | ||||||
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