Close Bros Regulatory News (CBG)

22 Jan 2008 11:20

UBS AG (EPT)22 January 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 21 JANUARY 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 19,000 0.01% 1,900 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 19,000 0.01% 1,900 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 4034 927 pence SALE 2602 927 SALE 2353 927 SALE 2145 927 SALE 1426 927 SALE 1107 927 SALE 2500 928.5 SALE 1401 928.5 SALE 932 928.5 SALE 300 928.5 SALE 69 928.5 SALE 2500 929 SALE 916 929 SALE 539 929 SALE 381 929 SALE 2647 929.5 SALE 1081 929.5 SALE 5000 930 SALE 3880 930 SALE 3750 930 SALE 2292 930 SALE 1597 930 SALE 1015 930 SALE 987 930 SALE 889 930 SALE 852 930 SALE 712 930 SALE 530 930 PURCHASE 200 930 PURCHASE 217 930 PURCHASE 291 930 PURCHASE 374 930 PURCHASE 469 930 PURCHASE 800 930 PURCHASE 984 930 PURCHASE 1273 930 PURCHASE 1766 930 PURCHASE 1855 930 PURCHASE 1855 930 PURCHASE 203 930.5 PURCHASE 273 930.5 SALE 5000 931 SALE 520 931 PURCHASE 200 931 PURCHASE 574 931 PURCHASE 1000 931 PURCHASE 1061 931 PURCHASE 268 932 PURCHASE 311 932 PURCHASE 547 932 PURCHASE 592 932 PURCHASE 626 932 PURCHASE 950 932 PURCHASE 1000 932 PURCHASE 1165 932 PURCHASE 100 932.5 PURCHASE 136 932.5 PURCHASE 500 932.5 PURCHASE 2681 932.5 PURCHASE 3602 932.5 SALE 355 933 PURCHASE 261 933 PURCHASE 380 933 PURCHASE 900 933 PURCHASE 1000 933 PURCHASE 1423 933 SALE 2500 933.5 SALE 536 933.5 PURCHASE 59 933.5 PURCHASE 252 933.5 PURCHASE 500 933.5 SALE 2500 934 SALE 2000 934 SALE 784 934 PURCHASE 33 935 PURCHASE 92 935 PURCHASE 136 935 PURCHASE 157 935 PURCHASE 176 935 PURCHASE 500 935 PURCHASE 1020 935 PURCHASE 1425 935 SALE 3476 936 SALE 2500 936.5 PURCHASE 88 936.5 PURCHASE 695 936.5 PURCHASE 800 936.5 PURCHASE 2937 936.5 PURCHASE 500 937 PURCHASE 95 937.5 PURCHASE 495 937.5 PURCHASE 520 937.5 PURCHASE 534 937.5 PURCHASE 587 937.5 PURCHASE 616 937.5 PURCHASE 621 937.5 PURCHASE 800 937.5 PURCHASE 1000 937.5 SALE 7214 938 SALE 5000 938 SALE 800 938 PURCHASE 399 938.5 SALE 195 939 SALE 200 939.5 PURCHASE 800 939.5 SALE 2000 940 SALE 1245 940 PURCHASE 369 940 PURCHASE 399 940 PURCHASE 542 940 PURCHASE 543 940 PURCHASE 559 940 PURCHASE 1000 940 PURCHASE 1435 940 PURCHASE 140 940.5 PURCHASE 400 940.5 PURCHASE 900 940.5 PURCHASE 1000 940.5 SALE 250 941 PURCHASE 5 941 PURCHASE 500 941 PURCHASE 1976 941 PURCHASE 171 942 PURCHASE 1000 942 PURCHASE 1055 942 PURCHASE 1291 942 PURCHASE 1626 942 PURCHASE 2191 942 PURCHASE 2333 942 PURCHASE 158 943 PURCHASE 419 943 PURCHASE 1000 943 SALE 380 944 PURCHASE 329 944 PURCHASE 483 944 PURCHASE 1100 944 PURCHASE 3979 944 PURCHASE 128 947 PURCHASE 5000 947 SALE 647 948 PURCHASE 96 949 PURCHASE 782 949 PURCHASE 279 949.5 PURCHASE 99 950 PURCHASE 1077 950 PURCHASE 5000 950 PURCHASE 79 951 PURCHASE 193 951 PURCHASE 615 951 PURCHASE 164 952 TOTAL PURCHASES 86,089 TOTAL SALES 86,539 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 22 JANUARY 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock Exchange