Last checked at 30 Oct 2009 18:13
BLOCKLISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 30 OCTOBER 2009
1. Name of applicant:
| CLOSE BROTHERS GROUP PLC |
2. Name of scheme
| CLOSE BROTHERS GROUP PLC SHARESAVE SCHEME |
3. Period of return:
| From | 1 MAY 2009 | To | 30 OCTOBER 2009 |
4. Balance under scheme from previous return:
| 84,275 |
5. The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return
| 0 |
6. Number of securities issued/allotted under scheme during period:
| 15,779 |
7 Balance under scheme not yet issued/allotted at end of period
| 68,496 |
8. Number and class of securities originally listed and the date of admission
| 680,000 ORDINARY SHARES OF 25P EACH ON 2ND DECEMBER 2004 RA/CLOSE BROTHERS GROUP/00016 0-766-807 500,000 ORDINARY SHARES OF 25P EACH ON 29TH SEPTEMBER 2007 |
9. Total number of securities in issue at the end of the period
| 144,404,434 EXCLUDING 5,224,853 TREASURY SHARES |
| Name of contact | JOHN HUDSPITH |
| Address of contact | 10 CROWN PLACE, LONDON EC2A 4FT |
| Telephone number of contact | 020 7655 3100 |
Signed by JOHN HUDSPITH
Director/company secretary/suitably experienced employee/duly authorised officer, for and on behalf of
Name of applicant CLOSE BROTHERS GROUP plc
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
BLOCKLISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 30 OCTOBER 2009
1. Name of applicant:
| CLOSE BROTHERS GROUP PLC |
2. Name of scheme
| CLOSE BROTHERS GROUP PLC EXECUTIVE SHARE OPTION SCHME |
3. Period of return:
| From | 1 MAY 2009 | To | 30 OCTOBER 2009 |
4. Balance under scheme from previous return:
| 633,071 |
5. The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return
| 0 |
6. Number of securities issued/allotted under scheme during period:
| 0 |
7 Balance under scheme not yet issued/allotted at end of period
| 633,071 |
8. Number and class of securities originally listed and the date of admission
| A/3844/1995 2,700,000 ORDINARY SHARES OF 25P EACH 18TH AUGUST 1995 |
9. Total number of securities in issue at the end of the period
| 144,404,434 EXCLUDING 5,224,853 TREASURY SHARES |
| Name of contact | JOHN HUDSPITH |
| Address of contact | 10 CROWN PLACE, LONDON EC2A 4FT |
| Telephone number of contact | 020 7655 3100 |
Signed by JOHN HUDSPITH
Director/company secretary/suitably experienced employee/duly authorised officer, for and on behalf of
Name of applicant CLOSE BROTHERS GROUP plc
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
BLOCKLISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 30 OCTOBER 2009
1. Name of applicant:
| CLOSE BROTHERS GROUP PLC |
2. Name of scheme
| CLOSE BROTHERS GROUP PLC 1995 EXECUTIVE SHARE OPTION SCHEME |
3. Period of return:
| From | 1 NOVEMBER 2009 | To | 30 OCTOBER 2009 |
4. Balance under scheme from previous return:
| 3,684,994 |
5. The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return
| 0 |
6. Number of securities issued/allotted under scheme during period:
| 568,934 |
7 Balance under scheme not yet issued/allotted at end of period
| 3,116,060 |
8. Number and class of securities originally listed and the date of admission
| 2,000,000 ORDINARY SHARES OF 25P EACH ON 17TH NOVEMBER 2005 0-766-807 4,500,000 ORDINARY SHARES OF 25P EACH ON 24TH SEPTEMBER 2007 |
9. Total number of securities in issue at the end of the period
| 144,404,434 EXCLUDING 5,224,853 TREASURY SHARES |
| Name of contact | JOHN HUDSPITH |
| Address of contact | 10 CROWN PLACE, LONDON EC2A 4FT |
| Telephone number of contact | 020 7655 3100 |
Signed by JOHN HUDSPITH
Director/company secretary/suitably experienced employee/duly authorised officer, for and on behalf of
Name of applicant CLOSE BROTHERS GROUP plc
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.