2 Dec 2019 17:53
The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.
Details of the person discharging managerial responsibilities / person closely associated
| |||||
Name
| Susan Beckett
| ||||
Reason for the notification
| |||||
Position/status
| Chief Risk Officer (PDMR) | ||||
Initial notification /Amendment
| Initial notification | ||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
Name
| Brewin Dolphin Holdings PLC | ||||
LEI
| 213800PS7FS5UYOWAC49 | ||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
Nature of the transaction
| Grant of a nil cost option over shares under the Deferred Profit Share Plan | ||||
Price(s) and volume(s)
|
| ||||
Aggregated information
- Aggregated volume
- Price
|
21,739 shares
£3.45
| ||||
Date of the transaction
| 2019-11-28 | ||||
Place of the transaction
| London Stock Exchange | ||||
Details of the person discharging managerial responsibilities / person closely associated
| |||||
Name
| Robin Beer
| ||||
Reason for the notification
| |||||
Position/status
| Managing Director of Investment Solutions & Distribution (PDMR) | ||||
Initial notification /Amendment
| Initial notification | ||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
Name
| Brewin Dolphin Holdings PLC | ||||
LEI
| 213800PS7FS5UYOWAC49 | ||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
Nature of the transaction
| Grant of a nil cost option over shares under the Deferred Profit Share Plan | ||||
Price(s) and volume(s)
|
| ||||
Aggregated information
- Aggregated volume
- Price
|
30,434 shares
£3.45
| ||||
Date of the transaction
| 2019-11-28 | ||||
Place of the transaction
| London Stock Exchange | ||||
Details of the person discharging managerial responsibilities / person closely associated
| |||||
Name
| Siobhan Boylan | ||||
Reason for the notification
| |||||
Position/status
| Chief Financial Officer (Director/PDMR) | ||||
Initial notification /Amendment
| Initial notification | ||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
Name
| Brewin Dolphin Holdings PLC | ||||
LEI
| 213800PS7FS5UYOWAC49 | ||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
Nature of the transaction
| Grant of a nil cost option over shares under the Deferred Profit Share Plan | ||||
Price(s) and volume(s)
|
| ||||
Aggregated information
- Aggregated volume
- Price
|
12,339 shares
£3.45
| ||||
Date of the transaction
| 2019-11-28 | ||||
Place of the transaction
| London Stock Exchange | ||||
Details of the person discharging managerial responsibilities / person closely associated
| |||||
Name
| Richard Buxton
| ||||
Reason for the notification
| |||||
Position/status
| Group Human Resources Director (PDMR) | ||||
Initial notification /Amendment
| Initial notification | ||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
Name
| Brewin Dolphin Holdings PLC | ||||
LEI
| 213800PS7FS5UYOWAC49 | ||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
Nature of the transaction
| Grant of a nil cost option over shares under the Deferred Profit Share Plan | ||||
Price(s) and volume(s)
|
| ||||
Aggregated information
- Aggregated volume
- Price
|
20,289 shares
£3.45
| ||||
Date of the transaction
| 2019-11-28 | ||||
Place of the transaction
| London Stock Exchange | ||||
Details of the person discharging managerial responsibilities / person closely associated
| |||||
Name
| Charles Ferry
| ||||
Reason for the notification
| |||||
Position/status
| Managing Director of Private Clients (PDMR) | ||||
Initial notification /Amendment
| Initial notification | ||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
Name
| Brewin Dolphin Holdings PLC | ||||
LEI
| 213800PS7FS5UYOWAC49 | ||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
Nature of the transaction
| Grant of a nil cost option over shares under the Deferred Profit Share Plan | ||||
Price(s) and volume(s)
|
| ||||
Aggregated information
- Aggregated volume
- Price
|
36,714 shares
£3.45
| ||||
Date of the transaction
| 2019-11-28 | ||||
Place of the transaction
| London Stock Exchange | ||||
Details of the person discharging managerial responsibilities / person closely associated
| |||||
Name
| Nicholas Fitzgerald | ||||
Reason for the notification
| |||||
Position/status
| Managing Director of Financial Planning (PDMR) | ||||
Initial notification /Amendment
| Initial notification | ||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
Name
| Brewin Dolphin Holdings PLC | ||||
LEI
| 213800PS7FS5UYOWAC49 | ||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
Nature of the transaction
| Grant of a nil cost option over shares under the Deferred Profit Share Plan | ||||
Price(s) and volume(s)
|
| ||||
Aggregated information
- Aggregated volume
- Price
|
28,502 shares
£3.45
| ||||
Date of the transaction
| 2019-11-28 | ||||
Place of the transaction
| London Stock Exchange | ||||
Details of the person discharging managerial responsibilities / person closely associated
| |||||
Name
| David Nicol | ||||
Reason for the notification
| |||||
Position/status
| Chief Executive (Director/PDMR) | ||||
Initial notification /Amendment
| Initial notification | ||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
Name
| Brewin Dolphin Holdings PLC | ||||
LEI
| 213800PS7FS5UYOWAC49 | ||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
Nature of the transaction
| Grant of a nil cost option over shares under the Deferred Profit Share Plan | ||||
Price(s) and volume(s)
|
| ||||
Aggregated information
- Aggregated volume
- Price
|
31,482 shares
£3.45
| ||||
Date of the transaction
| 2019-11-28 | ||||
Place of the transaction
| London Stock Exchange | ||||
Details of the person discharging managerial responsibilities / person closely associated
| |||||
Name
| Grant Parkinson | ||||
Reason for the notification
| |||||
Position/status
| Chief Operating Officer (PDMR) | ||||
Initial notification /Amendment
| Initial notification | ||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
Name
| Brewin Dolphin Holdings PLC | ||||
LEI
| 213800PS7FS5UYOWAC49 | ||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
Nature of the transaction
| Grant of a nil cost option over shares under the Deferred Profit Share Plan | ||||
Price(s) and volume(s)
|
| ||||
Aggregated information
- Aggregated volume
- Price
|
21,256 shares
£3.45
| ||||
Date of the transaction
| 2019-11-28 | ||||
Place of the transaction
| London Stock Exchange | ||||
The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.
Details of the person discharging managerial responsibilities / person closely associated
| ||||||
Name
| Susan Beckett
| |||||
Reason for the notification
| ||||||
Position/status
| Chief Risk Officer (PDMR) | |||||
Initial notification /Amendment
| Initial notification | |||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
Name
| Brewin Dolphin Holdings PLC | |||||
LEI
| 213800PS7FS5UYOWAC49 | |||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | |||||
Nature of the transaction
| Grant of a conditional share award under the Long Term Performance Plan (LTIP) | |||||
Price(s) and volume(s)
|
| |||||
Aggregated information
- Aggregated volume
- Price
|
72,463 shares
£3.45
| |||||
Date of the transaction
| 2019-11-28 | |||||
Place of the transaction
| London Stock Exchange | |||||
Details of the person discharging managerial responsibilities / person closely associated
| ||||||
Name
| Robin Beer
| |||||
Reason for the notification
| ||||||
Position/status
| Managing Director of Investment Solutions & Distribution (PDMR) | |||||
Initial notification /Amendment
| Initial notification | |||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
Name
| Brewin Dolphin Holdings PLC | |||||
LEI
| 213800PS7FS5UYOWAC49 | |||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | |||||
Nature of the transaction
| Grant of a conditional share award under the Long Term Performance Plan (LTIP) | |||||
Price(s) and volume(s)
|
| |||||
Aggregated information
- Aggregated volume
- Price
|
72,463 shares
£3.45
| |||||
Date of the transaction
| 2019-11-28 | |||||
Place of the transaction
| London Stock Exchange | |||||
Details of the person discharging managerial responsibilities / person closely associated
| ||||||
Name
| Siobhan Boylan | |||||
Reason for the notification
| ||||||
Position/status
| Chief Financial Officer (Director/PDMR) | |||||
Initial notification /Amendment
| Initial notification | |||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
Name
| Brewin Dolphin Holdings PLC | |||||
LEI
| 213800PS7FS5UYOWAC49 | |||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | |||||
Nature of the transaction
| Grant of a conditional share award under the Long Term Performance Plan (LTIP) | |||||
Price(s) and volume(s)
|
| |||||
Aggregated information
- Aggregated volume
- Price
|
141,304 shares
£3.45
| |||||
Date of the transaction
| 2019-11-28 | |||||
Place of the transaction
| London Stock Exchange | |||||
Details of the person discharging managerial responsibilities / person closely associated
| ||||||
Name
| Richard Buxton
| |||||
Reason for the notification
| ||||||
Position/status
| Group Human Resources Director (PDMR) | |||||
Initial notification /Amendment
| Initial notification | |||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
Name
| Brewin Dolphin Holdings PLC | |||||
LEI
| 213800PS7FS5UYOWAC49 | |||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | |||||
Nature of the transaction
| Grant of a conditional share award under the Long Term Performance Plan (LTIP) | |||||
Price(s) and volume(s)
|
| |||||
Aggregated information
- Aggregated volume
- Price
|
72,463 shares
£3.45
| |||||
Date of the transaction
| 2019-11-28 | |||||
Place of the transaction
| London Stock Exchange | |||||
Details of the person discharging managerial responsibilities / person closely associated
| ||||||
Name
| Charles Ferry
| |||||
Reason for the notification
| ||||||
Position/status
| Managing Director of Private Clients (PDMR) | |||||
Initial notification /Amendment
| Initial notification | |||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
Name
| Brewin Dolphin Holdings PLC | |||||
LEI
| 213800PS7FS5UYOWAC49 | |||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | |||||
Nature of the transaction
| Grant of a conditional share award under the Long Term Performance Plan (LTIP) | |||||
Price(s) and volume(s)
|
| |||||
Aggregated information
- Aggregated volume
- Price
|
72,463 shares
£3.45
| |||||
Date of the transaction
| 2019-11-28 | |||||
Place of the transaction
| London Stock Exchange | |||||
Details of the person discharging managerial responsibilities / person closely associated
| ||||||
Name
| Nicholas Fitzgerald | |||||
Reason for the notification
| ||||||
Position/status
| Managing Director of Financial Planning (PDMR) | |||||
Initial notification /Amendment
| Initial notification | |||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
Name
| Brewin Dolphin Holdings PLC | |||||
LEI
| 213800PS7FS5UYOWAC49 | |||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | |||||
Nature of the transaction
| Grant of a conditional share award under the Long Term Performance Plan (LTIP | |||||
Price(s) and volume(s)
|
| |||||
Aggregated information
- Aggregated volume
- Price
|
72,463 shares
£3.45
| |||||
Date of the transaction
| 2019-11-28 | |||||
Place of the transaction
| London Stock Exchange | |||||
Details of the person discharging managerial responsibilities / person closely associated
| ||||||
Name
| Grant Parkinson | |||||
Reason for the notification
| ||||||
Position/status
| Chief Operating Officer (PDMR) | |||||
Initial notification /Amendment
| Initial notification | |||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
Name
| Brewin Dolphin Holdings PLC | |||||
LEI
| 213800PS7FS5UYOWAC49 | |||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | |||||
Nature of the transaction
| Grant of a conditional share award under the Long Term Performance Plan (LTIP) | |||||
Price(s) and volume(s)
|
| |||||
Aggregated information
- Aggregated volume
- Price
|
72,463 shares
£3.45
| |||||
Date of the transaction
| 2019-11-28 | |||||
Place of the transaction
| London Stock Exchange | |||||
Details of the person discharging managerial responsibilities / person closely associated
| ||||||
Name
| David Nicol | |||||
Reason for the notification
| ||||||
Position/status
| Chief Executive (Director/PDMR) | |||||
Initial notification /Amendment
| Initial notification | |||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
Name
| Brewin Dolphin Holdings PLC | |||||
LEI
| 213800PS7FS5UYOWAC49 | |||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | |||||
Nature of the transaction
| Grant of a conditional share award under the Long Term Performance Plan (LTIP) | |||||
Price(s) and volume(s)
|
| |||||
Aggregated information
- Aggregated volume
- Price
|
189,130 shares
£3.45
| |||||
Date of the transaction
| 2019-11-28 | |||||
Place of the transaction
| London Stock Exchange | |||||
Brewin Dolphin Holdings PLC
(the 'Company')
Persons discharging managerial responsibilities ('PDMR') received a conditional share award granted under the Company's Long Term Performance Plan ('LTIP') on 1 December 2016 (the 'Grant Date') (collectively the 'Awards'). The performance period for the Awards was three years to 30 September 2019. Performance against the criteria was tested and the Awards automatically vested at 61.8% on 2 December 2019 (the first business day after the third anniversary of the Grant Date).
The Company has in place an automatic sell to cover tax and national insurance provision (the 'Provision'), after which the balance of shares is automatically transferred to the participant (the 'Balance of Shares').
Detailed below is the Balance of Shares post the Provision having been applied. The price used for the value of the Balance of Shares is the market price used to calculate the Provision.
All individuals listed below have retained the Balance of Shares.
The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Susan Beckett
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief Risk Officer (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
22,570 shares
£3.296
| ||||
e)
| Date of the transaction
| 2019-12-02 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Robin Beer
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Managing Director of Investment Solutions & Distribution (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
22,570 shares
£3.296
| ||||
e)
| Date of the transaction
| 2019-12-02 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Richard Buxton | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| HR Director (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
22,570 shares
£3.296
| ||||
e)
| Date of the transaction
| 2019-12-02 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Charles Ferry
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Managing Director of Private Clients (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
22,570 shares
£3.296
| ||||
e)
| Date of the transaction
| 2019-12-02 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Nicholas Fitzgerald
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Managing Director of Financial Planning (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
22,570 shares
£3.296
| ||||
e)
| Date of the transaction
| 2019-12-02 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| David Nicol
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief Executive (Director/PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
47,960 shares
£3.296
| ||||
e)
| Date of the transaction
| 2019-12-02 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||