1 Dec 2021 11:02
Brewin Dolphin Holdings PLC
(the 'Company')
Persons discharging managerial responsibilities ('PDMR') received a conditional share award granted under the Company's Long Term Performance Plan ('LTIP') on 29 November 2018 (the 'Grant Date') (collectively the 'Awards'). The performance period for the Awards was three years to 30 September 2021. Performance against the criteria was tested and the Awards automatically vested at 26.0% on 29 November 2021 (the first business day after the third anniversary of the Grant Date).
The Company has in place an automatic sell to cover tax and national insurance provision (the 'Provision'), after which the balance of shares is automatically transferred to the participant (the 'Balance of Shares').
Detailed below is the Balance of Shares post the Provision having been applied. The price used for the value of the Balance of Shares is the market price used to calculate the Provision.
All individuals listed below have retained the Balance of Shares.
The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name | Susan Beckett | ||||
2
| Reason for the notification | |||||
a)
| Position/status | Chief Risk Officer (PDMR) | ||||
b)
| Initial notification /Amendment | Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name | Brewin Dolphin Holdings PLC | ||||
b)
| LEI | 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a)
| Description of the financial instrument, type of instrument
Identification code |
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of Shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
10,665 shares
£3.43
| ||||
e)
| Date of the transaction | 2021-11-29 | ||||
f)
| Place of the transaction | London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name | Robin Beer | ||||
2
| Reason for the notification | |||||
a)
| Position/status | Chief Executive (PDMR) | ||||
b)
| Initial notification /Amendment | Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name | Brewin Dolphin Holdings PLC | ||||
b)
| LEI | 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a)
| Description of the financial instrument, type of instrument
Identification code |
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of Shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
10,665 shares
£3.43
| ||||
e)
| Date of the transaction | 2021-11-29 | ||||
f)
| Place of the transaction | London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Richard Buxton | ||||
2
| Reason for the notification
| |||||
a)
| Position/status | Group People and Sustainability Director (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name | Brewin Dolphin Holdings PLC | ||||
b)
| LEI | 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code |
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of Shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
10,665 shares
£3.43
| ||||
e)
| Date of the transaction | 2021-11-29 | ||||
f)
| Place of the transaction | London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name | Charles Ferry | ||||
2
| Reason for the notification | |||||
a)
| Position/status | Managing Director of Wealth and Investment (PDMR) | ||||
b)
| Initial notification /Amendment | Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name | Brewin Dolphin Holdings PLC | ||||
b)
| LEI | 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a)
| Description of the financial instrument, type of instrument
Identification code |
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of Shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
10,665 shares
£3.43
| ||||
e)
| Date of the transaction | 2021-11-29 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name | Nicholas Fitzgerald | ||||
2
| Reason for the notification | |||||
a)
| Position/status
| Managing Director of Advice and Innovation (PDMR) | ||||
b)
| Initial notification /Amendment | Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI | 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a)
| Description of the financial instrument, type of instrument
Identification code |
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of Shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
10,665 shares
£3.43
| ||||
e)
| Date of the transaction | 2021-11-29 | ||||
f)
| Place of the transaction | London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name | Sarah Houlston | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief Operating Officer (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of Shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
3,199 shares
£3.43
| ||||
e)
| Date of the transaction
| 2021-11-29 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||