Last checked at 2 May 2024 17:10
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited |
(d) Date dealing undertaken: | 30 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Buy
| 2239095 | 527.87890 ZAR | 22.23030 GBP |
Ordinary NPV | Sell
| 2186690 | 527.87890 ZAR | 22.23000 GBP |
ARD | Buy
| 1037580 | 56.01000 USD | 55.2997 USD |
ARD | Sell
| 54828 | 56.01000 USD | 55.2997 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD
| Long | 41963 | 22.23 GBP |
Ordinary NPV | CFD
| Long | 21 | 527.2829 ZAR |
Ordinary NPV | CFD
| Long | 51526 | 43.0500266055312 AUD |
Ordinary NPV | CFD
| Long | 164 | 43.21817073 AUD |
Ordinary NPV | CFD
| Long | 7112 | 43.10395 AUD |
Ordinary NPV | CFD
| Long | 1700 | 43.0349836764706 AUD |
Ordinary NPV | CFD
| Long | 782 | 43.0523038976982 AUD |
Ordinary NPV | CFD
| Long | 28 | 43.131429 AUD |
Ordinary NPV | CFD
| Long | 2896 | 43.099441 AUD |
Ordinary NPV | CFD
| Long | 46 | 22.31 GBP |
Ordinary NPV | CFD
| Long | 14 | 43.077857 AUD |
Ordinary NPV | CFD
| Long | 449973 | 43.18655 AUD |
Ordinary NPV | CFD
| Long | 60168 | 43.1662 AUD |
Ordinary NPV | CFD
| Long | 4571 | 43.2653336250274 AUD |
Ordinary NPV | CFD
| Long | 4171 | 43.2947206904819 AUD |
Ordinary NPV | CFD
| Long | 3124 | 43.270141 AUD |
Ordinary NPV | CFD
| Long | 2848 | 22.41573736 GBP |
Ordinary NPV | CFD
| Long | 14 | 22.457754 GBP |
Ordinary NPV | CFD
| Long | 207 | 43.21545894 AUD |
Ordinary NPV | CFD
| Long | 22 | 527.8789 ZAR |
Ordinary NPV | CFD
| Long | 232657 | 43.03 AUD |
Ordinary NPV | CFD
| Long | 56355 | 43.280698 AUD |
Ordinary NPV | CFD
| Long | 64621 | 43.236494 AUD |
Ordinary NPV | CFD
| Long | 313 | 43.35 AUD |
Ordinary NPV | CFD
| Long | 4877 | 43.25 AUD |
Ordinary NPV | CFD
| Long | 10334 | 43.157246 AUD |
Ordinary NPV | CFD
| Long | 3794 | 43.251569 AUD |
Ordinary NPV | CFD
| Long | 36539 | 43.179444 AUD |
Ordinary NPV | CFD
| Long | 48216 | 43.161884 AUD |
Ordinary NPV | CFD
| Long | 5049 | 43.146128 AUD |
Ordinary NPV | CFD
| Long | 27151 | 43.026685 AUD |
Ordinary NPV | CFD
| Long | 201384 | 43.23732 AUD |
Ordinary NPV | CFD
| Long | 1354 | 43.285007 AUD |
Ordinary NPV | CFD
| Long | 13788 | 43.205702 AUD |
Ordinary NPV | CFD
| Long | 1052 | 43.185561 AUD |
Ordinary NPV | CFD
| Long | 381 | 43.046273 AUD |
Ordinary NPV | CFD
| Long | 3678 | 43.1062398 AUD |
Ordinary NPV | CFD
| Long | 11 | 43.165 AUD |
Ordinary NPV | CFD
| Long | 122361 | 43.257156 AUD |
Ordinary NPV | CFD
| Long | 136169 | 43.138172 AUD |
Ordinary NPV | CFD
| Long | 388336 | 43.220409 AUD |
Ordinary NPV | CFD
| Long | 2213 | 43.145689 AUD |
Ordinary NPV | CFD
| Long | 24450 | 527.40813374 ZAR |
Ordinary NPV | CFD
| Long | 1500 | 22.46608 GBP |
Ordinary NPV | CFD
| Long | 24 | 22.4704166666667 GBP |
Ordinary NPV | CFD
| Long | 52003 | 527.22595196 ZAR |
Ordinary NPV | CFD
| Long | 15710 | 527.87905665 ZAR |
Ordinary NPV | CFD
| Long | 504 | 526.156 ZAR |
Ordinary NPV | CFD
| Long | 8600 | 22.444985 GBP |
Ordinary NPV | CFD
| Short | 21697 | 22.37025482 GBP |
Ordinary NPV | CFD
| Short | 13574 | 22.31994536 GBP |
Ordinary NPV | CFD
| Short | 8440 | 22.37860211 GBP |
Ordinary NPV | CFD
| Short | 13788 | 43.2057017255875 AUD |
Ordinary NPV | CFD
| Short | 1154 | 43.0300021920277 AUD |
Ordinary NPV | CFD
| Short | 136169 | 43.138172 AUD |
Ordinary NPV | CFD
| Short | 67 | 43.07820896 AUD |
Ordinary NPV | CFD
| Short | 14 | 43.077857 AUD |
Ordinary NPV | CFD
| Short | 231503 | 43.03 AUD |
Ordinary NPV | CFD
| Short | 2636 | 43.0994439 AUD |
Ordinary NPV | CFD
| Short | 173 | 43.0994176 AUD |
Ordinary NPV | CFD
| Short | 28 | 43.1314286 AUD |
Ordinary NPV | CFD
| Short | 87 | 43.0994456 AUD |
Ordinary NPV | CFD
| Short | 3794 | 43.251569 AUD |
Ordinary NPV | CFD
| Short | 1354 | 43.285007 AUD |
Ordinary NPV | CFD
| Short | 388336 | 43.220409 AUD |
Ordinary NPV | CFD
| Short | 381 | 43.046273 AUD |
Ordinary NPV | CFD
| Short | 10334 | 43.157246 AUD |
Ordinary NPV | CFD
| Short | 2213 | 28.1089832806145 USD |
Ordinary NPV | CFD
| Short | 27151 | 43.026685 AUD |
Ordinary NPV | CFD
| Short | 29546 | 43.159322074054 AUD |
Ordinary NPV | CFD
| Short | 18670 | 43.1659389394751 AUD |
Ordinary NPV | CFD
| Short | 36539 | 43.179444 AUD |
Ordinary NPV | CFD
| Short | 9040 | 22.42717035 GBP |
Ordinary NPV | CFD
| Short | 4065 | 22.230335 GBP |
Ordinary NPV | CFD
| Short | 1549 | 22.43695287 GBP |
Ordinary NPV | CFD
| Short | 812 | 22.59283867 GBP |
Ordinary NPV | CFD
| Short | 538 | 22.493587 GBP |
Ordinary NPV | CFD
| Short | 225 | 22.2303 GBP |
Ordinary NPV | CFD
| Short | 155 | 22.232223 GBP |
Ordinary NPV | CFD
| Short | 2809 | 22.34867213 GBP |
Ordinary NPV | CFD
| Short | 1516 | 22.3747988130211 GBP |
Ordinary NPV | CFD
| Short | 551 | 22.3395092092559 GBP |
Ordinary NPV | CFD
| Short | 12812 | 22.329986 GBP |
Ordinary NPV | CFD
| Short | 3678 | 43.1062398060196 AUD |
Ordinary NPV | CFD
| Short | 52003 | 527.22595196 ZAR |
Ordinary NPV | CFD
| Short | 21 | 527.2829 ZAR |
Ordinary NPV | CFD
| Short | 11 | 43.165 AUD |
Ordinary NPV | CFD
| Short | 5049 | 43.146128 AUD |
Ordinary NPV | CFD
| Short | 504 | 526.155967 ZAR |
Ordinary NPV | CFD
| Short | 122361 | 43.257156 AUD |
Ordinary NPV | CFD
| Short | 6637 | 22.2308892 GBP |
Ordinary NPV | CFD
| Short | 7112 | 43.10395 AUD |
Ordinary NPV | CFD
| Short | 3124 | 43.270141 AUD |
Ordinary NPV | CFD
| Short | 8742 | 43.279355 AUD |
Ordinary NPV | CFD
| Short | 60168 | 43.1662 AUD |
Ordinary NPV | CFD
| Short | 4877 | 43.25 AUD |
Ordinary NPV | CFD
| Short | 1700 | 43.034985 AUD |
Ordinary NPV | CFD
| Short | 51526 | 43.050027 AUD |
Ordinary NPV | CFD
| Short | 782 | 43.052308 AUD |
Ordinary NPV | CFD
| Short | 207 | 43.21545894 AUD |
Ordinary NPV | CFD
| Short | 164 | 43.21817073 AUD |
Ordinary NPV | CFD
| Short | 56355 | 43.280698 AUD |
Ordinary NPV | CFD
| Short | 64621 | 43.236494 AUD |
Ordinary NPV | CFD
| Short | 449973 | 43.18655 AUD |
Ordinary NPV | CFD
| Short | 313 | 43.35 AUD |
Ordinary NPV | CFD
| Short | 201384 | 43.23732 AUD |
Ordinary NPV | CFD
| Short | 1052 | 43.185561 AUD |
Ordinary NPV | CFD
| Short | 15710 | 527.87905665 ZAR |
Ordinary NPV | CFD
| Short | 22 | 527.8789 ZAR |
Ordinary NPV | CFD
| Short | 24450 | 527.40813374 ZAR |
ARD | CFD | Short
| 1961 | 55.29975 USD |
ARD | CFD | Short
| 6364 | 55.32545 USD |
ARD | CFD | Short
| 12571 | 55.32673 USD |
ARD | CFD | Short
| 913 | 55.32704 USD |
ARD | CFD | Short
| 24461 | 55.38848 USD |
ARD | CFD | Short
| 301 | 55.39502 USD |
ARD | CFD | Short
| 532 | 55.55752 USD |
ARD | CFD | Short
| 218 | 55.68376 USD |
ARD | CFD | Short
| 2434 | 55.94032 USD |
ARD | CFD | Short
| 2120 | 56.01000 USD |
ARD | CFD | Long
| -1961 | 55.29975 USD |
ARD | CFD | Long
| -6364 | 55.32545 USD |
ARD | CFD | Long
| -12571 | 55.32673 USD |
ARD | CFD | Long
| -913 | 55.32704 USD |
ARD | CFD | Long
| -301 | 55.39502 USD |
ARD | CFD | Long
| -532 | 55.55752 USD |
ARD | CFD | Long
| -218 | 55.68376 USD |
ARD | CFD | Long
| -2434 | 55.94032 USD |
ARD | CFD | Long
| -2120 | 56.01000 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 02 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.