Last checked at 7 May 2024 12:50
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited |
(d) Date dealing undertaken: | 06 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Buy
| 2179393 | 42.82000 AUD | 42.42738 AUD |
Ordinary NPV | Sell
| 2117428 | 42.77407 AUD | 42.42738 AUD |
ADR
| Buy
| 8836 | 56.87553 USD | 56.82444 USD |
ADR
| Sell
| 17102 | 56.87553 USD | 56.82444 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD
| Long | 18000 | 42.725921 AUD |
Ordinary NPV | CFD
| Long | 533 | 42.752852 AUD |
Ordinary NPV | CFD
| Long | 15368 | 522.24947749 ZAR |
Ordinary NPV | CFD
| Long | 895 | 521.193 ZAR |
Ordinary NPV | CFD
| Long | 1396 | 521.1946 ZAR |
Ordinary NPV | CFD
| Long | 1485 | 521.1954 ZAR |
Ordinary NPV | CFD
| Long | 4523 | 522.3602 ZAR |
Ordinary NPV | CFD
| Long | 45095 | 522.09315822 ZAR |
Ordinary NPV | CFD
| Long | 26267 | 520.88391442 ZAR |
Ordinary NPV | CFD
| Long | 560000 | 42.69 AUD |
Ordinary NPV | CFD
| Long | 38153 | 42.66450004 AUD |
Ordinary NPV | CFD
| Long | 31259 | 42.63495921 AUD |
Ordinary NPV | CFD
| Long | 4166 | 42.6416154584734 AUD |
Ordinary NPV | CFD
| Long | 1518 | 42.603902 AUD |
Ordinary NPV | CFD
| Long | 7042 | 42.6645 AUD |
Ordinary NPV | CFD
| Long | 5769 | 42.634959 AUD |
Ordinary NPV | CFD
| Long | 11236 | 42.66449982 AUD |
Ordinary NPV | CFD
| Long | 9205 | 42.63495926 AUD |
Ordinary NPV | CFD
| Long | 787 | 42.646023 AUD |
Ordinary NPV | CFD
| Long | 315164 | 42.668441 AUD |
Ordinary NPV | CFD
| Long | 21206 | 42.75 AUD |
Ordinary NPV | CFD
| Long | 82651 | 42.703474 AUD |
Ordinary NPV | CFD
| Long | 200 | 42.7 AUD |
Ordinary NPV | CFD
| Long | 35571 | 42.6254332133218 AUD |
Ordinary NPV | CFD
| Long | 18170 | 42.717655 AUD |
Ordinary NPV | CFD
| Long | 55680 | 42.662037 AUD |
Ordinary NPV | CFD
| Long | 26302 | 42.648135 AUD |
Ordinary NPV | CFD
| Long | 82411 | 42.6589019669704 AUD |
Ordinary NPV | CFD
| Long | 8624 | 42.6173805658627 AUD |
Ordinary NPV | CFD
| Long | 33000 | 42.7186652606061 AUD |
Ordinary NPV | CFD
| Long | 3537 | 42.7500009782301 AUD |
Ordinary NPV | CFD
| Long | 11196 | 42.7481046802429 AUD |
Ordinary NPV | CFD
| Long | 4158 | 42.728983 AUD |
Ordinary NPV | CFD
| Long | 335 | 42.729194 AUD |
Ordinary NPV | CFD
| Long | 25363 | 42.728697 AUD |
Ordinary NPV | CFD
| Long | 57 | 42.67210526 AUD |
Ordinary NPV | CFD
| Long | 9350 | 42.728508 AUD |
Ordinary NPV | CFD
| Long | 38352 | 42.674256 AUD |
Ordinary NPV | CFD
| Long | 33380 | 42.63133 AUD |
Ordinary NPV | CFD
| Long | 11790 | 42.70486 AUD |
Ordinary NPV | CFD
| Long | 74359 | 42.72467966 AUD |
Ordinary NPV | CFD
| Long | 282577 | 42.670392 AUD |
Ordinary NPV | CFD
| Long | 12308 | 42.774073 AUD |
Ordinary NPV | CFD
| Long | 81707 | 42.655891 AUD |
Ordinary NPV | CFD
| Long | 18120 | 42.728285 AUD |
Ordinary NPV | CFD
| Long | 175 | 42.752857 AUD |
Ordinary NPV | CFD
| Long | 2550 | 42.644945 AUD |
Ordinary NPV | CFD
| Long | 1637 | 42.63437 AUD |
Ordinary NPV | CFD
| Long | 12003 | 42.609885 AUD |
Ordinary NPV | CFD
| Short | 33380 | 42.63133 AUD |
Ordinary NPV | CFD
| Short | 26267 | 520.88391442 ZAR |
Ordinary NPV | CFD
| Short | 15368 | 522.24947749 ZAR |
Ordinary NPV | CFD
| Short | 282577 | 42.670392 AUD |
Ordinary NPV | CFD
| Short | 1021 | 42.6381488736533 AUD |
Ordinary NPV | CFD
| Short | 616 | 42.6281006493506 AUD |
Ordinary NPV | CFD
| Short | 18120 | 42.728285 AUD |
Ordinary NPV | CFD
| Short | 2550 | 42.644945 AUD |
Ordinary NPV | CFD
| Short | 24743 | 42.75 AUD |
Ordinary NPV | CFD
| Short | 38352 | 42.674256 AUD |
Ordinary NPV | CFD
| Short | 45095 | 522.09315822 ZAR |
Ordinary NPV | CFD
| Short | 4523 | 522.3602 ZAR |
Ordinary NPV | CFD
| Short | 74359 | 42.7246796620338 AUD |
Ordinary NPV | CFD
| Short | 895 | 521.192959564022 ZAR |
Ordinary NPV | CFD
| Short | 335 | 42.729194 AUD |
Ordinary NPV | CFD
| Short | 12308 | 42.774073 AUD |
Ordinary NPV | CFD
| Short | 1485 | 521.195367543704 ZAR |
Ordinary NPV | CFD
| Short | 1396 | 521.194603790401 ZAR |
Ordinary NPV | CFD
| Short | 533 | 42.752852 AUD |
Ordinary NPV | CFD
| Short | 25363 | 42.728697 AUD |
Ordinary NPV | CFD
| Short | 81707 | 42.655891 AUD |
Ordinary NPV | CFD
| Short | 9350 | 42.7285075016043 AUD |
Ordinary NPV | CFD
| Short | 175 | 42.752857 AUD |
Ordinary NPV | CFD
| Short | 57 | 42.67210526 AUD |
Ordinary NPV | CFD
| Short | 560000 | 42.69 AUD |
Ordinary NPV | CFD
| Short | 11790 | 42.70486 AUD |
Ordinary NPV | CFD
| Short | 102231 | 42.665168 AUD |
Ordinary NPV | CFD
| Short | 18170 | 42.717655 AUD |
Ordinary NPV | CFD
| Short | 82651 | 42.703474 AUD |
Ordinary NPV | CFD
| Short | 38153 | 42.66450004 AUD |
Ordinary NPV | CFD
| Short | 7042 | 42.6645 AUD |
Ordinary NPV | CFD
| Short | 11236 | 42.66449982 AUD |
Ordinary NPV | CFD
| Short | 31259 | 42.63495921 AUD |
Ordinary NPV | CFD
| Short | 5769 | 42.634959 AUD |
Ordinary NPV | CFD
| Short | 9205 | 42.63495926 AUD |
Ordinary NPV | CFD
| Short | 4158 | 42.728983 AUD |
Ordinary NPV | CFD
| Short | 35571 | 42.62543322 AUD |
Ordinary NPV | CFD
| Short | 55680 | 42.662037 AUD |
Ordinary NPV | CFD
| Short | 315164 | 42.668441 AUD |
Ordinary NPV | CFD
| Short | 26302 | 42.648135 AUD |
Ordinary NPV | CFD
| Short | 33000 | 42.718665 AUD |
Ordinary NPV | CFD
| Short | 200 | 42.7 AUD |
Ordinary NPV | CFD
| Short | 18000 | 42.725921 AUD |
Ordinary NPV | CFD
| Short | 4166 | 42.641615 AUD |
Ordinary NPV | CFD
| Short | 13521 | 42.609213 AUD |
Ordinary NPV | CFD
| Short | 787 | 42.646023 AUD |
ADR | CFD
| Short | 169 | 56.8244 USD |
ADR | CFD
| Short | 207 | 56.8338 USD |
ADR | CFD
| Short | 4004 | 56.8600 USD |
ADR | CFD
| Short | 38 | 56.8755 USD |
ADR | CFD
| Long | -169 | 56.8244 USD |
ADR | CFD
| Long | -414 | 56.8338 USD |
ADR | CFD
| Long | -7930 | 56.8600 USD |
ADR | CFD
| Long | -38 | 56.8755 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 07 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.