Last checked at 28 May 2024 11:03
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose relevant securities this form relates: | BHP GROUP LTD | |||||
(c) | Name of the party to the offer with which exempt principal trader is connected | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 24 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? | YES: ANGLO AMERICAN PLC | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | Ordinary NPV | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 9,236,208 | 0.18% | 7,154,272 | 0.14% | |||
(2) Cash-settled derivatives: | 5,984,061 | 0.12% | 5,941,218 | 0.12% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 15,220,269 | 0.30% | 13,095,490 | 0.26% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists |
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Details, including nature of the rights concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant security | Purchase/sale | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Ordinary NPV | Purchase | 635431 | 23.3600 GBP | 23.0000 GBP | |||
Ordinary NPV | Sale | 262888 | 44.7285 AUD | 29.6649 AUD | |||
Ordinary NPV | Sale | 338305 | 23.3600 GBP | 23.0000 GBP | |||
Ordinary NPV | Purchase | 389459 | 44.7909 AUD | 44.6400 AUD | |||
Ordinary NPV | Purchase | 235 | 27.1400 EUR | 27.1400 EUR | |||
Ordinary NPV | Sale | 235 | 27.1400 EUR | 27.1400 EUR | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
Ordinary NPV | CFD | Decreasing Long | 199 | 23.2900 GBP | |||
Ordinary NPV | CFD | Decreasing Long | 472 | 23.1613 GBP | |||
Ordinary NPV | SWAP | Decreasing Long | 1,165 | 544.5872 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 2,446 | 540.3893 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 2,835 | 546.6193 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 2,838 | 44.6455 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 5,280 | 546.2257 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 5,505 | 546.6960 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 6,180 | 23.0982 GBP | |||
Ordinary NPV | CFD | Decreasing Long | 7,780 | 540.7304 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 7,867 | 543.3640 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 9,155 | 545.4981 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 14,453 | 546.6500 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 15,933 | 23.1250 GBP | |||
Ordinary NPV | CFD | Decreasing Long | 24,204 | 44.6435 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 29,437 | 44.7376 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 37,992 | 23.1191 GBP | |||
Ordinary NPV | CFD | Decreasing Long | 54,942 | 539.7467 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 69,657 | 23.3103 GBP | |||
Ordinary NPV | CFD | Decreasing Long | 82,952 | 23.1120 GBP | |||
Ordinary NPV | CFD | Decreasing Long | 105,511 | 44.6400 AUD | |||
Ordinary NPV | SWAP | Decreasing Short | 78 | 23.0300 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 507 | 23.0462 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,439 | 23.2898 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 2,835 | 546.6193 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 4,136 | 23.2900 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 4,744 | 44.6016 AUD | |||
Ordinary NPV | SWAP | Decreasing Short | 5,280 | 546.0618 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 5,505 | 546.6960 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 6,847 | 23.1280 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 7,867 | 543.3640 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 8,237 | 23.3291 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 11,884 | 23.1478 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 13,666 | 23.1720 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 14,453 | 546.6500 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 23,647 | 23.1854 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 28,528 | 23.1624 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 32,136 | 23.2900 GBP | |||
Ordinary NPV | CFD | Increasing Long | 410 | 44.5634 AUD | |||
Ordinary NPV | CFD | Increasing Long | 1,165 | 544.3693 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 1,931 | 44.7777 AUD | |||
Ordinary NPV | CFD | Increasing Long | 2,446 | 540.2407 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 2,708 | 23.2900 GBP | |||
Ordinary NPV | CFD | Increasing Long | 2,977 | 44.7103 AUD | |||
Ordinary NPV | CFD | Increasing Long | 3,150 | 23.2553 GBP | |||
Ordinary NPV | CFD | Increasing Long | 3,634 | 23.2786 GBP | |||
Ordinary NPV | CFD | Increasing Long | 3,870 | 23.1362 GBP | |||
Ordinary NPV | CFD | Increasing Long | 4,209 | 23.3200 GBP | |||
Ordinary NPV | CFD | Increasing Long | 4,798 | 23.2806 GBP | |||
Ordinary NPV | SWAP | Increasing Long | 5,331 | 538.8522 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 6,398 | 538.8442 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 6,846 | 545.2875 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 7,780 | 540.5818 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 9,155 | 545.3482 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 12,279 | 23.2722 GBP | |||
Ordinary NPV | CFD | Increasing Long | 19,823 | 23.0873 GBP | |||
Ordinary NPV | CFD | Increasing Long | 40,109 | 23.0935 GBP | |||
Ordinary NPV | SWAP | Increasing Long | 54,942 | 539.5983 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 58,854 | 539.2952 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 125 | 44.6588 AUD | |||
Ordinary NPV | SWAP | Increasing Short | 254 | 44.6589 AUD | |||
Ordinary NPV | SWAP | Increasing Short | 382 | 23.3183 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 438 | 23.1418 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 454 | 23.0440 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 778 | 23.1000 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 801 | 23.1448 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,118 | 23.2375 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,235 | 23.0811 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,287 | 23.0465 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,374 | 23.1092 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,820 | 23.0634 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 2,351 | 23.0200 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 2,451 | 23.0450 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 2,668 | 23.1956 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 3,827 | 23.0363 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 4,939 | 23.0541 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 5,331 | 538.8522 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 6,237 | 23.2901 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 6,398 | 538.8442 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 6,846 | 545.2875 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 9,148 | 23.1174 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 9,891 | 23.0066 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 10,102 | 23.1680 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 26,200 | 23.2900 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 26,863 | 23.3089 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 34,640 | 23.1873 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 58,854 | 539.4570 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 159,398 | 23.1725 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
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(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 28-May-24 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||