20 May 2010 10:33
| FORM 8.5 (EPT/RI) |
| PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
| Rule 8.5 of the Takeover Code (the "Code") |
| 1. KEY INFORMATION |
| (a) Name of exempt principal trader: | Bank of America Merrill Lynch |
| (b) Name of offeror/offeree in relation to whose | Babcock International Group |
| relevant securities this form relates: |
| (c) Name of the party to the offer with which exempt | Advisor to VT Group Plc |
|
|
| principal trader is connected: |
| (d) Date dealing undertaken: | 19/05/2010 |
| (e) Has the EPT previously disclosed, or is it today | YES - . |
| disclosing, under the Code in respect of any other |
| party to this offer? |
| 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
| (a) Purchases and sales |
| Class of | Purchase/ | Total number | Highest price | Lowest price |
| relevant | Sales | of securities | per unit | per unit |
| security |
| paid/received | paid/received |
| Common - GB0009697037 | Purchase | 108,163 | GBP 5.75 | GBP 5.65 |
| Common - GB0009697037 | Sale | 224,304 | GBP 5.76 | GBP 5.65 |
| (b) Derivatives transactions (other than options) |
| Class of | Product | Nature of dealing | Number of | Price per unit |
| relevant | description |
| reference securities |
| security | eg. CFD |
| Common - GB0009697037 | Swap | LONG | 58000 | GBP 5.70 |
| Common - GB0009697037 | Swap | LONG | 2315 | GBP 5.68 |
| Common - GB0009697037 | Swap | LONG | 2030 | GBP 5.68 |
| Common - GB0009697037 | Swap | LONG | 1708 | GBP 5.67 |
| Common - GB0009697037 | Swap | LONG | 1337 | GBP 5.71 |
| Common - GB0009697037 | Swap | LONG | 971 | GBP 5.71 |
| Common - GB0009697037 | Swap | LONG | 780 | GBP 5.67 |
| Common - GB0009697037 | Swap | LONG | 396 | GBP 5.71 |
| Common - GB0009697037 | Swap | LONG | 59 | GBP 5.68 |
| Class of | Product | Nature of dealing | Number of | Price per unit |
| relevant | description |
| reference securities |
| security | eg. CFD |
| Common - GB0009697037 | Swap | SHORT | 1039 | GBP 5.67 |
| Common - GB0009697037 | Swap | SHORT | 3904 | GBP 5.68 |
| Common - GB0009697037 | Swap | SHORT | 4242 | GBP 5.69 |
| Common - GB0009697037 | Swap | SHORT | 8843 | GBP 5.72 |
| (c) Options transactions in respect of existing securities |
| (i) Writing, selling, purchasing or varying |
| Class of |
| Product | Writing, | Number of | Exercise | Type | Expiry | Option |
| relevant |
| description | purchasing, | securities | price |
| date | money |
| security |
| selling, | to which | per unit |
| paid/ |
| varying etc. | option |
| received |
| relates |
| per unit |
| (ii) Exercising |
| Class of relevant | Product description | Number of securities | Exercise price per |
| security |
| unit |
| (d) Other dealings (including subscribing for new securities) |
| Class of relevant | Nature of dealing |
| Details | Price per unit (if |
| security |
| applicable) |
| 3. OTHER INFORMATION |
| (a) Indemnity and other dealing arrangements |
| Details of any indemnity or option arrangement, or any agreement or understanding, |
| formal or informal, relating to relevant securities which may be an inducement to deal |
| or refrain from dealing entered into by the exempt principal trader making the |
| disclosure and any party to the offer or any person acting in concert with a party to the |
| offer: |
| NONE |
| (b) Agreements, arrangements or understandings relating to options or derivatives |
| Details of any agreement, arrangement or understanding, formal or informal, between |
| the exempt principal trader making the disclosure and any other person relating to: |
| (i) the voting rights of any relevant securities under any option; or |
| (ii) the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative is referenced: |
| NONE |
| Date of disclosure: | 20/05/2010 |
| Contact name: | Bhavika Mistry |
| Telephone number: | +44 207 995 4747 |
| FORM 8.5 (EPT/RI) |
| PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
| Rule 8.5 of the Takeover Code (the "Code") |
| 1. KEY INFORMATION |
| (a) Name of exempt principal trader: | Bank of America Merrill Lynch |
| (b) Name of offeror/offeree in relation to whose | VT Group Plc |
| relevant securities this form relates: |
| (c) Name of the party to the offer with which exempt | Advisor to VT Group Plc |
|
|
| principal trader is connected: |
| (d) Date dealing undertaken: | 19/05/2010 |
| (e) Has the EPT previously disclosed, or is it today | YES - . |
| disclosing, under the Code in respect of any other |
| party to this offer? |
| 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
| (a) Purchases and sales |
| Class of | Purchase/ | Total number | Highest price | Lowest price |
| relevant | Sales | of securities | per unit | per unit |
| security |
| paid/received | paid/received |
| Common - GB0031729733 | Purchase | 92,832 | GBP 7.45 | GBP 7.37 |
| Common - GB0031729733 | Sale | 44,070 | GBP 7.42 | GBP 7.37 |
| (b) Derivatives transactions (other than options) |
| Class of | Product | Nature of dealing | Number of | Price per unit |
| relevant | description |
| reference securities |
| security | eg. CFD |
| Common - GB0031729733 | Swap | SHORT | 475 | GBP 7.42 |
| (c) Options transactions in respect of existing securities |
| (i) Writing, selling, purchasing or varying |
| Class of |
| Product | Writing, | Number of | Exercise | Type | Expiry | Option |
| relevant |
| description | purchasing, | securities | price |
| date | money |
| security |
| selling, | to which | per unit |
| paid/ |
| varying etc. | option |
| received |
| relates |
| per unit |
| (ii) Exercising |
| Class of relevant | Product description | Number of securities | Exercise price per |
| security |
| unit |
| (d) Other dealings (including subscribing for new securities) |
| Class of relevant | Nature of dealing |
| Details | Price per unit (if |
| security |
| applicable) |
| 3. OTHER INFORMATION |
| (a) Indemnity and other dealing arrangements |
| Details of any indemnity or option arrangement, or any agreement or understanding, |
| formal or informal, relating to relevant securities which may be an inducement to deal |
| or refrain from dealing entered into by the exempt principal trader making the |
| disclosure and any party to the offer or any person acting in concert with a party to the |
| offer: |
| NONE |
| (b) Agreements, arrangements or understandings relating to options or derivatives |
| Details of any agreement, arrangement or understanding, formal or informal, between |
| the exempt principal trader making the disclosure and any other person relating to: |
| (i) the voting rights of any relevant securities under any option; or |
| (ii) the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative is referenced: |
| NONE |
| Date of disclosure: | 20/05/2010 |
| Contact name: | Bhavika Mistry |
| Telephone number: | +44 207 995 4747 |
| FORM 8.5 (EPT/RI) |
| PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
| Rule 8.5 of the Takeover Code (the "Code") |
| 1. KEY INFORMATION |
| (a) Name of exempt principal trader: | Bank of America Merrill Lynch |
| (b) Name of offeror/offeree in relation to whose | RENSBURG SHEPPARDS PLC |
| relevant securities this form relates: |
| (c) Name of the party to the offer with which exempt | Advisor to Investec Plc |
|
|
| principal trader is connected: |
| (d) Date dealing undertaken: | 19/05/2010 |
| (e) Has the EPT previously disclosed, or is it today | YES - . |
| disclosing, under the Code in respect of any other |
| party to this offer? |
| 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
| (a) Purchases and sales |
| Class of | Purchase/ | Total number | Highest price | Lowest price |
| relevant | Sales | of securities | per unit | per unit |
| security |
| paid/received | paid/received |
| Common - GB00B0712D26 | Purchase | 1,601 | GBP 7.95 | GBP 7.90 |
| Common - GB00B0712D26 | Sale | 2,651 | GBP 8.01 | GBP 7.90 |
| (b) Derivatives transactions (other than options) |
| Class of | Product description | Nature of dealing | Number of |
| Price per unit |
| relevant |
| reference securities |
| security |
| (c) Options transactions in respect of existing securities |
| (i) Writing, selling, purchasing or varying |
| Class of |
| Product | Writing, | Number of | Exercise | Type | Expiry | Option |
| relevant |
| description | purchasing, | securities | price |
| date | money |
| security |
| selling, | to which | per unit |
| paid/ |
| varying etc. | option |
| received |
| relates |
| per unit |
| (ii) Exercising |
| Class of relevant | Product description | Number of securities | Exercise price per |
| security |
| unit |
| (d) Other dealings (including subscribing for new securities) |
| Class of relevant | Nature of dealing |
| Details | Price per unit (if |
| security |
| applicable) |
| 3. OTHER INFORMATION |
| (a) Indemnity and other dealing arrangements |
| Details of any indemnity or option arrangement, or any agreement or understanding, |
| formal or informal, relating to relevant securities which may be an inducement to deal |
| or refrain from dealing entered into by the exempt principal trader making the |
| disclosure and any party to the offer or any person acting in concert with a party to the |
| offer: |
| NONE |
| (b) Agreements, arrangements or understandings relating to options or derivatives |
| Details of any agreement, arrangement or understanding, formal or informal, between |
| the exempt principal trader making the disclosure and any other person relating to: |
| (i) the voting rights of any relevant securities under any option; or |
| (ii) the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative is referenced: |
| NONE |
| Date of disclosure: | 20/05/2010 |
| Contact name: | Bhavika Mistry |
| Telephone number: | +44 207 995 4747 |
| FORM 8.5 (EPT/RI) |
| PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
| Rule 8.5 of the Takeover Code (the "Code") |
| 1. KEY INFORMATION |
| (a) Name of exempt principal trader: | Bank of America Merrill Lynch |
| (b) Name of offeror/offeree in relation to whose | Investec Plc |
| relevant securities this form relates: |
| (c) Name of the party to the offer with which exempt | Advisor to INVESTEC PLC |
|
|
| principal trader is connected: |
| (d) Date dealing undertaken: | 19/05/2010 |
| (e) Has the EPT previously disclosed, or is it today | YES - . |
| disclosing, under the Code in respect of any other |
| party to this offer? |
| 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
| (a) Purchases and sales |
| Class of | Purchase/ | Total number | Highest price | Lowest price |
| relevant | Sales | of securities | per unit | per unit |
| security |
| paid/received | paid/received |
| Common - GB00B17BBQ50 | Purchase | 35,260 | GBP 4.99 | GBP 4.86 |
| Common - GB00B17BBQ50 | Sale | 30,977 | GBP 4.99 | GBP 4.84 |
| (b) Derivatives transactions (other than options) |
| Class of | Product | Nature of dealing | Number of | Price per unit |
| relevant | description |
| reference securities |
| security | eg. CFD |
| Common - | Swap | LONG | 324 | GBP 4.94 |
| Common - | Swap | LONG | 6173 | GBP 4.93 |
| Common - | Swap | LONG | 4602 | GBP 4.93 |
| Common - | Swap | LONG | 2000 | GBP 4.87 |
| Common - | Swap | LONG | 1000 | GBP 4.91 |
| Class of | Product | Nature of dealing | Number of | Price per unit |
| relevant | description |
| reference securities |
| security | eg. CFD |
| Common - | Swap | SHORT | 67 | GBP 4.90 |
| Common - | Swap | SHORT | 324 | GBP 4.93 |
| Common - | Swap | SHORT | 500 | GBP 4.88 |
| Common - | Swap | SHORT | 1000 | GBP 4.90 |
| Common - | Swap | SHORT | 1678 | GBP 4.88 |
| Common - | Swap | SHORT | 2351 | GBP 4.90 |
| Common - | Swap | SHORT | 4490 | GBP 4.90 |
| (c) Options transactions in respect of existing securities |
| (i) Writing, selling, purchasing or varying |
| Class of |
| Product | Writing, | Number of | Exercise | Type | Expiry | Option |
| relevant |
| description | purchasing, | securities | price |
| date | money |
| security |
| selling, | to which | per unit |
| paid/ |
| varying etc. | option |
| received |
| relates |
| per unit |
| (ii) Exercising |
| Class of relevant | Product description | Number of securities | Exercise price per |
| security |
| unit |
| (d) Other dealings (including subscribing for new securities) |
| Class of relevant | Nature of dealing |
| Details | Price per unit (if |
| security |
| applicable) |
| 3. OTHER INFORMATION |
| (a) Indemnity and other dealing arrangements |
| Details of any indemnity or option arrangement, or any agreement or understanding, |
| formal or informal, relating to relevant securities which may be an inducement to deal |
| or refrain from dealing entered into by the exempt principal trader making the |
| disclosure and any party to the offer or any person acting in concert with a party to the |
| offer: |
| NONE |
| (b) Agreements, arrangements or understandings relating to options or derivatives |
| Details of any agreement, arrangement or understanding, formal or informal, between |
| the exempt principal trader making the disclosure and any other person relating to: |
| (i) the voting rights of any relevant securities under any option; or |
| (ii) the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative is referenced: |
| NONE |
| Date of disclosure: | 20/05/2010 |
| Contact name: | Bhavika Mistry |
| Telephone number: | +44 207 995 4747 |