Last checked at 13 Oct 2017 14:00
Anglo American plc (the "Company")
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
The Company has received the notifications below in respect of the acquisition of 102,183,792 shares in the Company by Volcan Holdings II plc, increasing the combined total interest in the Company shares by Volcan Holdings II plc, Conclave PTC Limited and Volcan Investments Limited to 19.35%.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | Anglo American plc | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify)iii: | ||||||
3. Details of person subject to the notification obligationiv | ||||||
Name | Conclave PTC Limited Volcan Investments Limited | |||||
City and country of registered office (if applicable) | In respect of Conclave PTC Limited, Nassau, Bahamas.
In respect of Volcan Investments Limited, Abaco, Bahamas | |||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||
Name | Volcan Holdings PLC & Volcan Holdings II PLC | |||||
City and country of registered office (if applicable) | Limassol, Cyprus | |||||
5. Date on which the threshold was crossed or reachedvi: | 10 October 2017 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 12/10/2017 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||
Resulting situation on the date on which threshold was crossed or reached | 19.35 per cent. | 0 per cent. | 19.35 per cent. | 1,404,606,799 | ||
Position of previous notification (if applicable) | 12.08 per cent. | 0 per cent. | 12.08 per cent. | |||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
A: Voting rights attached to shares | |||||||||
Class/type ofshares ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | ||||||
GB00B1XZS820 | 0 | 271,802,858 | 0 | 19.35 per cent. | |||||
SUBTOTAL 8. A | 271,802,858 | 19.35 per cent. | |||||||
| |||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
Type of financial instrument | Expirationdatex | Exercise/Conversion Periodxi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
SUBTOTAL 8. B 1 | |||||||||
| |||||||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
Type of financial instrument | Expirationdatex | Exercise/Conversion Period xi | Physical or cash settlementxii | Number of voting rights | % of voting rights | ||||
SUBTOTAL 8.B.2 | |||||||||
| |||||||||
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) | X | |||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
Conclave PTC Limited (Bahamas) - 100 per cent. voting shares held in Volcan Investments Limited | 19.35 per cent. | 0 per cent. | 19.35 per cent. | |
Volcan Investments Limited (Bahamas) - 99.97 per cent. voting shares and 0.03 per cent. held via nominee companies in Volcan Holdings PLC | 19.35 per cent. | 0 per cent. | 19.35 per cent. | |
Volcan Holdings PLC (Cyprus) | 11.44 per cent. | 0 per cent. | 11.44 per cent. | |
Conclave PTC Limited (Bahamas) - 100 per cent. voting shares held in Volcan Investments Limited | 19.35 per cent. | 0 per cent. | 19.35 per cent. | |
Volcan Investments Limited (Bahamas) - 99.97 per cent. voting shares and 0.03 per cent. held via nominee companies in Volcan Holdings II PLC | 19.35 per cent. | 0 per cent. | 19.35 per cent. | |
Volcan Holdings II PLC (Cyprus) | 7.91 per cent. | 0 per cent. | 7.91 per cent. | |
10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | ||||
The number and % of voting rights held | ||||
The date until which the voting rights will be held | ||||
11. Additional informationxvi | ||||
Place of completion | Bahamas |
Date of completion | 12 October 2017 |
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | Anglo American plc | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify)iii: | ||||||
3. Details of person subject to the notification obligationiv | ||||||
Name | Volcan Holdings II plc | |||||
City and country of registered office (if applicable) | Limassol, Cyprus | |||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||
Name | ||||||
City and country of registered office (if applicable) | ||||||
5. Date on which the threshold was crossed or reachedvi: | 10 October 2017 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 12/10/2017 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||
Resulting situation on the date on which threshold was crossed or reached | 7.91 per cent. | 0 per cent. | 7.91 per cent. | 1,404,606,799 | ||
Position of previous notification (if applicable) | N/A | N/A | N/A | |||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
A: Voting rights attached to shares | |||||||||
Class/type ofshares ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | ||||||
GB00B1XZS820 | 111,117,696 | 0 | 7.91 per cent. | 0 | |||||
SUBTOTAL 8. A | 111,117,696 | 7.91 per cent. | |||||||
| |||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
Type of financial instrument | Expirationdatex | Exercise/Conversion Periodxi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
SUBTOTAL 8. B 1 | |||||||||
| |||||||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
Type of financial instrument | Expirationdatex | Exercise/Conversion Period xi | Physical or cash settlementxii | Number of voting rights | % of voting rights | ||||
SUBTOTAL 8.B.2 | |||||||||
| |||||||||
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) | X | |||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
Conclave PTC Limited (Bahamas) - 100 per cent. voting shares held in Volcan Investments Limited | 19.35 per cent. | 0 per cent. | 19.35 per cent. | |
Volcan Investments Limited (Bahamas) - 99.97 per cent. voting shares and 0.03 per cent. held via nominee companies in Volcan Holdings PLC | 19.35 per cent. | 0 per cent. | 19.35 per cent. | |
Volcan Holdings PLC (Cyprus) | 11.44 per cent. | 0 per cent. | 11.44 per cent. | |
Conclave PTC Limited (Bahamas) - 100 per cent. voting shares held in Volcan Investments Limited | 19.35 per cent. | 0 per cent. | 19.35 per cent. | |
Volcan Investments Limited (Bahamas) - 99.97 per cent. voting shares and 0.03 per cent. held via nominee companies in Volcan Holdings II PLC | 19.35 per cent. | 0 per cent. | 19.35 per cent. | |
Volcan Holdings II PLC (Cyprus) | 7.91 per cent. | 0 per cent. | 7.91 per cent. | |
10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | ||||
The number and % of voting rights held | ||||
The date until which the voting rights will be held | ||||
11. Additional informationxvi | ||||
Place of completion | Cyprus |
Date of completion | 12 October 2017 |
John Mills
Group Company Secretary
Anglo American plc
13 October 2017